0000050725-16-000157.txt : 20161115 0000050725-16-000157.hdr.sgml : 20161115 20161115170406 ACCESSION NUMBER: 0000050725-16-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161112 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Brian G CENTRAL INDEX KEY: 0001470077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 162000435 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: SUITE 224 CITY: JERICHO STATE: NY ZIP: 11753 4 1 wf-form4_147924743332807.xml FORM 4 X0306 4 2016-11-12 0 0000050725 GRIFFON CORP GFF 0001470077 Harris Brian G 712 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 SVP, Chief Financial Officer Common Stock 2016-11-12 4 F 0 10137 19.85 D 46629 D Common Stock 2016-11-15 4 A 0 18000 0 A 64629 D Common Stock 1018 I By ESOP Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 11, 2017. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Seth L. Kaplan, pursuant to power-of-attorney 2016-11-15