0000050725-16-000157.txt : 20161115
0000050725-16-000157.hdr.sgml : 20161115
20161115170406
ACCESSION NUMBER: 0000050725-16-000157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161112
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIFFON CORP
CENTRAL INDEX KEY: 0000050725
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 111893410
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2129575000
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris Brian G
CENTRAL INDEX KEY: 0001470077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 162000435
MAIL ADDRESS:
STREET 1: 100 JERICHO QUADRANGLE
STREET 2: SUITE 224
CITY: JERICHO
STATE: NY
ZIP: 11753
4
1
wf-form4_147924743332807.xml
FORM 4
X0306
4
2016-11-12
0
0000050725
GRIFFON CORP
GFF
0001470077
Harris Brian G
712 FIFTH AVENUE
18TH FLOOR
NEW YORK
NY
10019
0
1
0
0
SVP, Chief Financial Officer
Common Stock
2016-11-12
4
F
0
10137
19.85
D
46629
D
Common Stock
2016-11-15
4
A
0
18000
0
A
64629
D
Common Stock
1018
I
By ESOP
Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.
Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 11, 2017.
Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
/s/ Seth L. Kaplan, pursuant to power-of-attorney
2016-11-15