0000050725-15-000082.txt : 20151113 0000050725-15-000082.hdr.sgml : 20151113 20151113080901 ACCESSION NUMBER: 0000050725-15-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151111 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Brian G CENTRAL INDEX KEY: 0001470077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 151226964 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: SUITE 224 CITY: JERICHO STATE: NY ZIP: 11753 4 1 wf-form4_144742013081473.xml FORM 4 X0306 4 2015-11-11 0 0000050725 GRIFFON CORP GFF 0001470077 Harris Brian G 712 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 SVP, Chief Financial Officer Common Stock 2015-11-11 4 A 0 50660 0 A 74156 D Common Stock 749 I By ESOP Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 11, 2015, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 32,500 restricted shares will vest on December 6, 2015, and 18,160 restricted shares will vest on November 12, 2016. Reflects allocations to the reporting person's ESOP account. /s/ Seth L. Kaplan, pursuant to power-of-attorney 2015-11-13