-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MlNNyoUTCwviM6R4zxSa6A2NMPLetpvZJqLfiabQWvPsZ7iTh01kFG2AAhZtkf59 noNHk4OpT1GGNSMIc3sEcA== 0000902664-05-002202.txt : 20051114 0000902664-05-002202.hdr.sgml : 20051111 20051114144945 ACCESSION NUMBER: 0000902664-05-002202 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051107 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS JOSEPH CENTRAL INDEX KEY: 0001048485 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31114 FILM NUMBER: 051200380 BUSINESS ADDRESS: BUSINESS PHONE: 203-862-7000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAVELIN PHARMACEUTICALS, INC CENTRAL INDEX KEY: 0000050710 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 880471759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 WEST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125544550 MAIL ADDRESS: STREET 1: 130 WEST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: INTRAC INC DATE OF NAME CHANGE: 20010313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON CHARLES E CENTRAL INDEX KEY: 0001001391 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31114 FILM NUMBER: 051200381 BUSINESS ADDRESS: STREET 1: 411 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2028627400 MAIL ADDRESS: STREET 1: C/O WEXFORD MANAGEMENT LLC STREET 2: 411 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXFORD CAPITAL LLC CENTRAL INDEX KEY: 0001048462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31114 FILM NUMBER: 051200382 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC DATE OF NAME CHANGE: 19971024 3 1 form3_ex.xml X0202 3 2005-11-07 0 0000050710 JAVELIN PHARMACEUTICALS, INC JVPH 0001048462 WEXFORD CAPITAL LLC 411 WEST PUTNAM AVENUE SUITE 125 GREENWICH, CT 06830 0 0 1 0 0001001391 DAVIDSON CHARLES E 411 WEST PUTNAM AVENUE SUITE 125 GREENWICH, CT 06830 0 0 1 0 0001048485 JACOBS JOSEPH 411 WEST PUTNAM AVENUE SUITE 125 GREENWICH, CT 06830 0 0 1 0 Common Stock 2568198 I (1) Common Stock 2222222 I (2) Warrant 2.50 2005-11-07 2012-11-07 Common Stock 111111 I (1) Warrant 2.50 2005-11-07 2012-11-07 Common Stock 111111 I (2) (1) These securities are owned solely by Wexford Spectrum Investors LLC. Both Mr. Davidson and Mr. Jacobs are managing members of Wexford Capital LLC, which is the investment advisor to Wexford Spectrum Investors LLC, and thus both Mr. Davidson and Mr. Jacobs have investment power over these shares. (2) These securities are owned solely by Theta Investors LLC. Both Mr. Davidson and Mr. Jacobs are managing members of Wexford Capital LLC, which is the investment advisor to Theta Investors LLC, and thus both Mr. Davidson and Mr. Jacobs have investment power over these shares. (3) See Continuation Sheet Wexford Capital LLC; By: Arthur H. Amron 2005-11-14 EX-99 2 jointfiler.txt JOINT FILER Wexford Capital LLC Javelin Pharmaceuticals Inc. ("JVPH") November 14, 2005 Joint Filer Information 1. Name: Joseph Jacobs Address: c/o Wexford Capital LLC 411 West Putnam Avenue, Suite 125 Greenwich, CT 06830 2. Name: Charles Davidson Address: c/o Wexford Capital LLC 411 West Putnam Avenue, Suite 125 Greenwich, CT 06830 Designated Filer: Wexford Capital LLC Issuer & Ticker Symbol: Javelin Pharmaceuticals Inc. ("JVPH") Date of Event Requiring Statement: November 7, 2005 NOTE (3) Wexford Capital may, by reason of its status as investment advisor to Theta Investors and Wexford Spectrum, be deemed to beneficially own the shares of Common Stock of which Theta Investors and Wexford Spectrum possess beneficial ownership. Each of Charles E. Davidson and Joseph M. Jacobs may, by reason of his status as a controlling person of Wexford Capital, be deemed to beneficially own the shares of Common Stock of which Theta Investors and Wexford Spectrum possess beneficial ownership. Each of Charles E. Davidson, Joseph M. Jacobs and Wexford Capital shares the power to vote and to dispose of the shares of Common Stock Theta Investors and Wexford Spectrum beneficially own. Wexford Capital LLC, Charles Davidson, and Joseph Jacobs, own directly no shares of Common Stock. Pursuant to Investment Agreements, Wexford Capital LLC has all investment and voting power with respect to the Securities held by Theta Investors LLC and Wexford Spectrum Investors LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Wexford Capital LLC, Charles Davidson, and Joseph Jacobs may be deemed to beneficially own 4,790,420 shares of Common Stock. Each of Wexford Capital LLC, Charles Davidson, and Joseph Jacobs disclaim beneficial ownership of any securities covered by this Form 3. Joseph Jacobs By: /s/ Joseph Jacobs 11/14/05 ----------------------------- ---------------------------- ** Signature of Reporting Person Date Charles Davidson By: /s/ Charles Davidson 11/14/05 ----------------------------- ----------------------------- ** Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----