-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QWu2NXkaWgmQcoX2rT6N8tCHjVlUyNUoQn8rinElgbo2Lrk0InW8miQaZW1w22br +KyD95uRF4UvDWhATH8nKw== 0001047469-99-029439.txt : 19990809 0001047469-99-029439.hdr.sgml : 19990809 ACCESSION NUMBER: 0001047469-99-029439 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990802 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADFLEX SOLUTIONS INC CENTRAL INDEX KEY: 0000925743 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 043186513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-44223 FILM NUMBER: 99676260 BUSINESS ADDRESS: STREET 1: 2001 W CHANDLER BLVD CITY: CHANDLER STATE: AZ ZIP: 85224 BUSINESS PHONE: 6029634584 MAIL ADDRESS: STREET 1: 2001 WEST CHANDLER BLVD CITY: CHANDLER STATE: AZ ZIP: 85224 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INNOVEX INC CENTRAL INDEX KEY: 0000050601 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 411223933 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 1313 S FIFTH ST CITY: HOPKINS STATE: MN ZIP: 55343-9904 BUSINESS PHONE: 6129384155 SC 14D1/A 1 SC 14D1/A - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ AMENDMENT NO. 1 TO SCHEDULE 14D-1 TENDER OFFER STATEMENT (PURSUANT TO SECTION 14(d)(1) UNDER THE SECURITIES EXCHANGE ACT OF 1934) AND AMENDMENT NO. 1 TO SCHEDULE 13D (UNDER THE SECURITIES EXCHANGE ACT OF 1934) ADFLEX SOLUTIONS, INC. (Name of Subject Company) INNOVEX ACQUISITION CORP. A WHOLLY-OWNED SUBSIDIARY OF INNOVEX, INC. (Bidder) COMMON SHARES (Title of Class of Securities) 006866107 (CUSIP Number of Class of Securities (if applicable)) ------------------------ THOMAS W. HALEY INNOVEX, INC. 530 ELEVENTH AVENUE SOUTH HOPKINS, MN 55343 (612) 930-4677 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Bidder) WITH COPIES TO: William B. Payne, Esq. John T. Kramer, Esq. Dorsey & Whitney LLP Dorsey & Whitney LLP Pillsbury Center South Pillsbury Center South 220 South Sixth Street 220 South Sixth Street Minneapolis, Minnesota 55402 Minneapolis, Minnesota 55402 (612) 340-2722 (612) 340-8702 CALCULATION OF FILING FEE
- ------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------ TRANSACTION VALUATION* AMOUNT OF FILING FEE** - ------------------------------------------------------------------------------------------------------ $38,297,689 $7,659.54 - ------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------
* For purposes of calculating the filing fee only. The total transaction value is based on 8,984,518 common shares (the 'Shares') of the subject company outstanding as of July 1, 1999 plus 1,093,821 shares issuable upon exercise of options that were outstanding on that date, multiplied by the offer price of $3.80 per Share. ** The amount of the filing fee, calculated in accordance with Rule 0-11(d) under the Securities Exchange Act of 1934, as amended, equals 1/50th of one percent of the aggregate cash offered by the bidder. /X/ Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. Amount Amount Previously Paid: $6,828.23 Filing Party: Innovex, Inc. Form or Registration No.: 14D-1 Date Filed: July 7, 1999
- -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- (CONTINUED ON FOLLOWING PAGE(S)) (Page 1 of 3 Pages) This Amendment No. 1 amends and supplements Schedule 14D-1 filed with the Securities and Exchange Commission on July 7, 1999 to reflect the amount of the additional filing fee required to be paid with respect to the shares issuable upon exercise of options that were outstanding on July 1, 1999. SIGNATURES After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 2, 1999 INNOVEX ACQUISITION CORPORATION By: /s/ DOUGLAS W. KELLER -------------------------------- Name: Douglas W. Keller Title: Vice President, Finance INNOVEX, INC. By: /s/ DOUGLAS W. KELLER -------------------------------- Name: Douglas W. Keller Title: Vice President, Finance -----END PRIVACY-ENHANCED MESSAGE-----