0001209191-15-079212.txt : 20151111 0001209191-15-079212.hdr.sgml : 20151111 20151110120954 ACCESSION NUMBER: 0001209191-15-079212 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150926 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INGLES MARKETS INC CENTRAL INDEX KEY: 0000050493 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 560846267 STATE OF INCORPORATION: NC FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: PO BOX 6676 CITY: ASHEVILLE STATE: NC ZIP: 28816 BUSINESS PHONE: 828-669-2941 MAIL ADDRESS: STREET 1: P O BOX 6676 CITY: ASHEVILLE STATE: NC ZIP: 28816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INGLE ROBERT P II CENTRAL INDEX KEY: 0001250004 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14706 FILM NUMBER: 151218028 MAIL ADDRESS: STREET 1: PO BOX 6676 CITY: ASHEVILLE STATE: NC ZIP: 28816 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2015-09-26 0 0 1 0000050493 INGLES MARKETS INC IMKTA 0001250004 INGLE ROBERT P II 2913 US HIGHWAY 70 WEST BLACK MOUNTAIN NC 28711 1 1 1 0 Chairman & CEO Class A Common Stock 2014-09-10 4 M 0 L 19500 0.00 A 133832 I By Profit Sharing Plan Trust Class A Common Stock 2014-09-11 4 S 0 L 5000 26.0078 D 128832 I By Profit Sharing Plan Trust Class A Common Stock 2014-12-09 4 M 0 L 13100 0.00 A 141932 I By Profit Sharing Plan Trust Class A Common Stock 2014-12-11 4 S 0 L 14500 31.1411 D 127432 I By Profit Sharing Plan Trust Class A Common Stock 2014-12-19 4 S 0 L 1000 34.86 D 126432 I By Profit Sharing Plan Trust Class A Common Stock 2014-12-22 4 S 0 L 12100 34.1647 D 114332 I By Profit Sharing Plan Trust Class A Common Stock 2015-02-18 4 M 0 L 40000 0.00 A 154332 I By Profit Sharing Plan Trust Class A Common Stock 2015-02-27 4 S 0 L 10300 44.1265 D 144032 I By Profit Sharing Plan Trust Class A Common Stock 2015-03-02 4 S 0 L 29700 44.7041 D 114332 I By Profit Sharing Plan Trust Class A Common Stock 2015-03-16 4 M 0 L 4500 0.00 A 118832 I By Profit Sharing Plan Trust Class A Common Stock 2015-03-16 4 S 0 L 4500 50.5688 D 114332 I By Profit Sharing Plan Trust Class A Common Stock 2015-05-08 4 M 0 L 5000 0.00 A 119332 I By Profit Sharing Plan Trust Class A Common Stock 2015-05-08 4 S 0 L 5000 42.2524 D 114332 I By Profit Sharing Plan Trust Class A Common Stock 2015-06-15 4 M 0 L 27000 0.00 A 141332 I By Profit Sharing Plan Trust Class A Common Stock 2015-06-15 4 S 0 L 556 49.50 D 140776 I By Profit Sharing Plan Trust Class A Common Stock 2015-06-18 4 S 0 L 21900 49.5096 D 118876 I By Profit Sharing Plan Trust Class A Common Stock 2015-06-23 4 M 0 L 16500 0.00 A 135376 I By Profit Sharing Plan Trust Class A Common Stock 2015-06-23 4 S 0 L 21044 48.4335 D 114332 I By Profit Sharing Plan Trust Class A Common Stock 2015-08-06 4 M 0 L 4000 0.00 A 118332 I By Profit Sharing Plan Trust Class A Common Stock 2015-08-14 4 S 0 L 4000 52.7718 D 114332 I By Profit Sharing Plan Trust Class B Common Stock 2014-09-10 4 M 0 L 19500 0.00 D Class A Common Stock 19500 423392 I By Profit Sharing Plan Trust Class B Common Stock 2014-12-09 4 M 0 L 13100 0.00 D Class A Common Stock 13100 410292 I By Profit Sharing Plan Trust Class B Common Stock 2015-02-18 4 M 0 L 40000 0.00 D Class A Common Stock 40000 370292 I By Profit Sharing Plan Trust Class B Common Stock 2015-03-16 4 M 0 L 4500 0.00 D Class A Common Stock 4500 365792 I By Profit Sharing Plan Trust Class B Common Stock 2015-05-08 4 M 0 L 5000 0.00 D Class A Common Stock 5000 360792 I By Profit Sharing Plan Trust Class B Common Stock 2015-06-15 4 M 0 L 27000 0.00 D Class A Common Stock 27000 333792 I By Profit Sharing Plan Trust Class B Common Stock 2015-06-23 4 M 0 L 16500 0.00 D Class A Common Stock 16500 317292 I By Profit Sharing Plan Trust Class B Common Stock 2015-08-06 4 M 0 L 4000 0.00 D Class A Common Stock 4000 313292 I By Profit Sharing Plan Trust Class B Common Stock Class A Common Stock 3337531 3337531 I By Marital Trust Class B Common Stock Class A Common Stock 2131119 2131119 I By Laura Ingle Trust The shares held by The Profit Sharing Plan Trust fluctuate daily based on individual participant investment choices. The shares are held by Ingles Markets Inc. Investment/Profit Sharing Plan Trust (the "Profit Sharing Plan Trust"), of which the reporting person was appointed a trustee on May 10, 2011. The reporting person shares voting and dispositive power with the two other trustees of the Profit Sharing Plan Trust with respect to such shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.0403, inclusive. The reporting person undertakes to provide to Ingles Markets Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.0042 to $31.3354, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.0378 to $34.3267, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.1208 to $44.1479, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.2463, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.54 to $50.7625, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.0401 to $42.655, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50 to $49.645, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.40 to $48.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.94, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date. The shares are held by Robert P. Ingle, Sr. Administrative Trust UTA Robert Pierce Ingle Living Trust dated December 24, 2010 (the "Marital Trust"), which was created by Robert P. Ingle, Sr. for estate planning purposes on December 24, 2010. The reporting person is the sole trustee of the Marital Trust with sole voting and dispositive power with respect to such shares. The shares are held by Laura Anne Laxton Ingle 2011 Irrevocable Trust dated September 8, 2011 (the "Laura Ingle Trust"), which was created by Laura Ingle for estate planning purposes on September 8, 2011. The reporting person is the sole trustee of the Laura Ingle Trust with sole voting and dispositive power with respect to such shares. Ronald B. Freeman, as attorney-in-fact 2015-11-09