-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZFq1F5l1V87+/T1m8nlrFKNV7mWoDI/rFctR94gCT/L4b44k+dNeO5DVJBuM4Sh +6gRlvEN0EynA0zhP03Uyg== 0000050341-04-000021.txt : 20040123 0000050341-04-000021.hdr.sgml : 20040123 20040123121605 ACCESSION NUMBER: 0000050341-04-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040121 FILED AS OF DATE: 20040123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIFFORD CHARLES K CENTRAL INDEX KEY: 0001195062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06366 FILM NUMBER: 04539736 MAIL ADDRESS: STREET 1: FLEETBOSTON FINANCIAL CORP STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLEETBOSTON FINANCIAL CORP CENTRAL INDEX KEY: 0000050341 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 050341324 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174342200 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: FLEET BOSTON CORP DATE OF NAME CHANGE: 19991001 FORMER COMPANY: FORMER CONFORMED NAME: FLEET NORSTAR FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920525 FORMER COMPANY: FORMER CONFORMED NAME: FLEET FINANCIAL GROUP INC DATE OF NAME CHANGE: 19880110 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-21 0000050341 FLEETBOSTON FINANCIAL CORP FBF 0001195062 GIFFORD CHARLES K FLEETBOSTON FINANCIAL CORPORATION 100 FEDERAL STREET BOSTON MA 02110 1100Chairman and CEOCommon Stock2003-05-095G044110D407689DCommon Stock2003-06-095G039930D403696DCommon Stock2003-07-225G0100D403686DCommon Stock2003-12-175G090000D394686DCommon Stock2004-01-214M04535336.55A440039DCommon Stock2004-01-214F03740144.32D402638DCommon Stock2004-01-214F0252544.32D40011 3DCommon Stock981.4663IAs CustodianCommon Stock101403IBy GRAT ICommon Stock200000IBy GRAT IICommon Stock0IBy DaughterEmployee Stoc k Option (Right to Buy)36.552004-01-214M0453530D1999-10-012004-01-27Common Stock453530DEmployee Stock Option (Right to Buy)44.322004-01-214A0374010A2004-01-212004-01-27Common Stock< /underlyingSecurityTitle>3740137401DDelivery of previously owned shares to pay stock option exercise price.Withholding of shares or delivery of previously owned shares to satisfy tax withholding obligations in connection with a stock option exercise.Since the reporting person's last report, 85,905 shares previously held through a grantor retained annuity trust (GRAT I) have been distributed and are now directly owned.The reporting person no longer has a reportable beneficial interest in 4 ,707 shares owned by his daughter and included in the reporting person's prior ownership reports.Martha R. Francis, Attorney-in-Fact for Charles K. Gifford 2004-01-23 -----END PRIVACY-ENHANCED MESSAGE-----