-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KfjG38vULOAoSD3mTqqweV5zaH/tpiHv30MP2uoSKBA3K9IXi6giR8MtT80eh/yw B02xpXYXYmaMeYs+F7groQ== 0000050341-03-000116.txt : 20030609 0000050341-03-000116.hdr.sgml : 20030609 20030609125636 ACCESSION NUMBER: 0000050341-03-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030606 FILED AS OF DATE: 20030609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARLES H JAY CENTRAL INDEX KEY: 0001195078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06366 FILM NUMBER: 03737051 MAIL ADDRESS: STREET 1: FLEETBOSTON FINANCIAL CORP STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLEETBOSTON FINANCIAL CORP CENTRAL INDEX KEY: 0000050341 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 050341324 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173464000 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: FLEET BOSTON CORP DATE OF NAME CHANGE: 19991001 FORMER COMPANY: FORMER CONFORMED NAME: FLEET NORSTAR FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920525 FORMER COMPANY: FORMER CONFORMED NAME: FLEET FINANCIAL GROUP INC DATE OF NAME CHANGE: 19880110 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-06-06 0000050341 FLEETBOSTON FINANCIAL CORP FBF 0001195078 SARLES H JAY 0100Vice Chairman, Chief Adm OffCommon Stock2003-06-064M02000016.38A464516DCommon Stock2003-06-064F01043931.38D454077DCommon Stock2003-06-064F0303531.38D451042DEmployee Stock Option (Right to Buy)16.382003 - -06-064M0200000D1994-09-152003-09-14Common Stock200000DDelivery of previously owned shares to pay stock option exercise price.Withholding of shares or delivery of previously owned shares to satisfy tax withholding obligations in connection with a stock option exercise.The reporting person also holds indirect ownership interests in 34,440.6193 shares held in his 401(k) Plan account (based on a plan statement as of March 31, 2003) and in 200 shares held by his daughter, Kathryn D. Sarles.0 is entered for technical reasons only as there is no price for this derivative security. Martha R. Francis, Attorney-in-fact for H. Jay Sarles2003-06-09 -----END PRIVACY-ENHANCED MESSAGE-----