-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErlKm/W2syxehc6SPBWbhnVVV7z3B+pd+EC00BKUjzwYlXVdV2oQrQoXoDyl7Q2E brKPu1TTMUawaBv7jqm2rg== 0000050341-03-000112.txt : 20030527 0000050341-03-000112.hdr.sgml : 20030526 20030527162518 ACCESSION NUMBER: 0000050341-03-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030523 FILED AS OF DATE: 20030527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARLES H JAY CENTRAL INDEX KEY: 0001195078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06366 FILM NUMBER: 03720069 MAIL ADDRESS: STREET 1: FLEETBOSTON FINANCIAL CORP STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLEETBOSTON FINANCIAL CORP CENTRAL INDEX KEY: 0000050341 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 050341324 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173464000 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: FLEET BOSTON CORP DATE OF NAME CHANGE: 19991001 FORMER COMPANY: FORMER CONFORMED NAME: FLEET NORSTAR FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920525 FORMER COMPANY: FORMER CONFORMED NAME: FLEET FINANCIAL GROUP INC DATE OF NAME CHANGE: 19880110 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-05-23 0000050341 FLEETBOSTON FINANCIAL CORP FBF 0001195078 SARLES H JAY 0100Vice Chairman, Chief Adm OffCommon Stock2003-05-075G026000D438607DCommon Stock2003-05-234M02000016.38A458607DCommon Stock2003-05 - -234F01108229.56D447525DCommon Stock2003-05-234F0300929.56D444516DEmployee Stock Option (Right to Buy)16.382003-05-234M0200000D1994-09-152003-09-14Common Stock2000020000DDelivery of previously owned shares to pay stock option exercise price.Withholding of shares or delivery of previously owned shares to satisfy tax withholding obligations in connection with a stock option exercise.The reporting person also holds indirect ownership interests in 34,440.6193 shares held in his 401(k) Plan account (based on a plan statement as of March 31, 2003) and in 200 shares held by his daughter, Kathryn D. Sarles.0 is entered for technical reasons only as there is no price for this derivative security. H. Jay Sarles2003-05-27 -----END PRIVACY-ENHANCED MESSAGE-----