-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HYYPcu/LZ6BlluFsT4ciJ29NlUTMVOtNdxx/WQqWj45hMwoPNFL046BZdF7oY5s+ oNGu220nYJxrM5OLFC4gww== 0000950134-02-009683.txt : 20020813 0000950134-02-009683.hdr.sgml : 20020813 20020813130149 ACCESSION NUMBER: 0000950134-02-009683 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TESORO PETROLEUM CORP /NEW/ CENTRAL INDEX KEY: 0000050104 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 950862768 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03473 FILM NUMBER: 02728801 BUSINESS ADDRESS: STREET 1: 300 CONCORD PLAZA DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78216-6999 BUSINESS PHONE: 2108288484 MAIL ADDRESS: STREET 1: 300 CONCORD PLAZA DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78216-6999 8-K 1 d98944e8vk.txt FORM 8-K - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): AUGUST 13, 2002 TESORO PETROLEUM CORPORATION (Exact Name of registrant as specified in its charter) DELAWARE 1-3473 95-0862768 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 300 CONCORD PLAZA DRIVE 78216-6999 SAN ANTONIO, TEXAS (Zip Code) (Address of principal executive offices) Registrant's telephone number, including area code: (210) 828-8484 ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (a) Financial statements of businesses acquired. Not applicable. (b) Pro forma financial information. Not applicable. (c) Exhibits. 99.1 Statement Under Oath of Principal Executive Officer dated August 13, 2002. 99.2 Statement Under Oath of Principal Financial Officer dated August 13, 2002. ITEM 9. REGULATION FD DISCLOSURE. On August 13, 2002, each of the Principal Executive Officer, Bruce A. Smith, and Principal Financial Officer, Gregory A. Wright, of Tesoro Petroleum Corporation submitted to the Securities and Exchange Commission sworn statements pursuant to Securities and Exchange Commission Order No. 4-460. A copy of each of these statements is attached hereto as an Exhibit (99.1 and 99.2). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TESORO PETROLEUM CORPORATION Date: August 13, 2002 By: /s/ James C. Reed, Jr. ----------------------------------- James C. Reed, Jr. Executive Vice President, General Counsel and Secretary EXHIBIT INDEX
Exhibit Number Description - ------- ----------- 99.1 Statement Under Oath of Principal Executive Officer dated August 13, 2002. 99.2 Statement Under Oath of Principal Financial Officer dated August 13, 2002.
EX-99.1 3 d98944exv99w1.txt STATEMENT UNDER OATH - PRINCIPAL EXECUTIVE OFFICER EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Bruce A. Smith, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Tesoro Petroleum Corporation, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of Tesoro Petroleum Corporation; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Tesoro Petroleum Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Bruce A. Smith Subscribed and sworn to before me this - -------------------------------- 13th day of August, 2002. Bruce A. Smith Principal Executive Officer Date: August 13, 2002 /s/ Linda Iden -------------------------------------- Notary Public My Commission Expires: 4/15/2003 -------------- EX-99.2 4 d98944exv99w2.txt STATEMENT UNDER OATH - PRINCIPAL FINANCIAL OFFICER EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Gregory A. Wright, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Tesoro Petroleum Corporation, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of Tesoro Petroleum Corporation; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Tesoro Petroleum Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Gregory A. Wright Subscribed and sworn to before me this - -------------------------------- 13th day of August, 2002. Gregory A. Wright Principal Financial Officer Date: August 13, 2002 /s/ Linda Iden -------------------------------------- Notary Public My Commission Expires: 4/15/2003 -------------- -----END PRIVACY-ENHANCED MESSAGE-----