EX-99.A.(XI) 2 t1700437_ex99-axi.htm EXHIBIT A.(XI)

 

Exhibit a.(xi)

 

THE HARTFORD MUTUAL FUNDS II, INC.

 

ARTICLES SUPPLEMENTARY

 

THE HARTFORD MUTUAL FUNDS II, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (“Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:

 

FIRST: Pursuant to the authority expressly vested in the Board of Directors (the “Board of Directors”) of the Corporation by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors of the Corporation, by resolutions duly adopted at a meeting duly called and held, classified 100,000,000 authorized but unissued shares of common stock, par value $.0001 per share (“Common Stock”), without further classification or designation, as additional shares of the series and classes set forth below, the shares of each such class having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of such class of Common Stock as set forth in the Charter:

 

Series

 

Class

 

Additional Shares

Hartford Schroders Emerging Markets Equity Fund

 

Class SDR 50,000,000

The Hartford Schroders International Multi-Cap Value Fund

 

Class SDR 50,000,000

 

SECOND: Pursuant to the authority expressly vested in the Board of Directors of the Corporation by Section 2-208 of the Maryland General Corporation Law and the, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 1,810,000,000 authorized but unissued shares of Common Stock, without further classification or designation, as shares of new classes of certain series as set forth below, the shares of each such class having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of such class of Common Stock as set forth in the Charter:

 

Series

Class

 

Shares
The Hartford Growth Opportunities Fund Class F 50,000,000
Class T 50,000,000
 
The Hartford Municipal Real Return Fund Class F 50,000,000
Class T 50,000,000

 

 

 

 

Hartford Schroders Emerging Markets Debt and Currency Fund Class F 50,000,000
Class T 50,000,000
     
Hartford Schroders Emerging Markets Equity Fund Class F 50,000,000
Class T 50,000,000
Class R6 50,000,000
 
Hartford Schroders Emerging Markets Multi-Sector Bond Fund Class F 50,000,000
Class T 50,000,000
Class R6 50,000,000
     
Hartford Schroders Global Strategic Bond Fund Class F 50,000,000
Class T 50,000,000
Class R6 50,000,000
 
Hartford Schroders Income Builder Fund Class F 50,000,000
Class T 50,000,000
Class R6 50,000,000
 
Hartford Schroders International Multi-Cap Value Fund Class F 50,000,000
Class T 50,000,000
Class R6 50,000,000
 

Hartford Schroders International Stock Fund

 

Class F 50,000,000
Class T 50,000,000
Class R6 50,000,000
     
Hartford Schroders Tax-Aware Bond Fund Class F 50,000,000
Class T 50,000,000
 
Hartford Schroders US Small Cap Opportunities Fund Class F 50,000,000
Class T 50,000,000
Class R6 50,000,000
 
Hartford Schroders US Small/Mid Cap Opportunities Fund Class F 50,000,000
Class T 50,000,000
Class R6 50,000,000
     
The Hartford Small Cap Growth Fund Class F 50,000,000
Class T 50,000,000
     
The Hartford Value Opportunities Fund Class F 50,000,000
Class T 50,000,000
Class R6 10,000,000

 

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SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 162,550,000,000, of which 59,150,000,000 are shares of Common Stock without further classification or designation and 103,400,000,000 are shares of Common Stock are classified and designated as follows:

 

Series

Class

 

Shares
The Hartford Growth Opportunities Fund Class A 8,900,000,000
Class B 4,000,000,000
Class C 4,000,000,000
Class F 50,000,000
Class I 1,450,000,000
Class R3 1,500,000,000
Class R4 1,500,000,000
Class R5 1,500,000,000
Class R6 50,000,000
Class T 50,000,000
Class Y 900,000,000
 
The Hartford Municipal Real Return Fund Class A 9,350,000,000
Class B 4,000,000,000
Class C 4,000,000,000
Class F 50,000,000
Class I 50,000,000
Class T 50,000,000
Class Y 1,900,000,000
 
Hartford Schroders Emerging Markets Debt and Currency Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 85,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000

 

 3 - 

 

 

Series

Class

 

Shares
Hartford Schroders Emerging Markets Equity Fund Class A 80,000,000
Class C 50,000,000
Class I 150,000,000
Class F 50,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 100,000,000
Class T 50,000,000
Class Y 50,000,000
 
Hartford Schroders Emerging Markets Multi-Sector Bond Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 
Hartford Schroders Global Strategic Bond Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000

 

 4 - 

 

 

Series

Class

 

Shares
Hartford Schroders Income Builder Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 

Hartford Schroders International Multi-Cap Value Fund

 

Class A 80,000,000
Class C 50,000,000
Class F 50,000,000
Class I 100,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 100,000,000
Class T 50,000,000
Class Y 50,000,000
 

Hartford Schroders International Stock Fund

 

Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 85,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000

 

 5 - 

 

 

Series

Class

 

Shares
Hartford Schroders Tax-Aware Bond Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 85,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 
Hartford Schroders US Small Cap Opportunities Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 
Hartford Schroders US Small/Mid Cap Opportunities Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000

 

 6 - 

 

 

Series

Class

 

Shares

The Hartford Small Cap Growth Fund

 

Class A 10,500,000,000
Class B 5,000,000,000
Class C 5,000,000,000
Class F 50,000,000
Class I 1,500,000,000
Class R3 1,500,000,000
Class R4 1,500,000,000
Class R5 1,500,000,000
Class R6 50,000,000
Class T 50,000,000
Class Y 500,000,000
 
The Hartford Value Opportunities Fund Class A 10,500,000,000
Class B 5,000,000,000
Class C 5,000,000,000
Class F 50,000,000
Class I 1,500,000,000
Class R3 1,500,000,000
Class R4 1,500,000,000
Class R5 1,500,000,000
Class R6 10,000,000
Class T 50,000,000
Class Y 500,000,000

 

THIRD: The shares of Common Stock described in Article FIRST above have been classified and reclassified by the Board of Directors under the authority contained in the Charter.

 

FOURTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

 

FIFTH: The undersigned officer of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned officer acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

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IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Assistant Secretary as of the 23rd day of February, 2017.

 

ATTEST:   THE HARTFORD MUTUAL FUNDS II, INC.
         
/s/  Alice Pellegrino   By: /s/ Walter Garger  
Name:  Alice Pellegrino   Name: Walter Garger  
Title: Secretary   Title: Vice President  

 

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