EX-99.D.(I).B 2 tm2013811d1_ex99-dib.htm SCHEDULES A AND B TO THE INVESTMENT MANAGEMENT AGREEMENT

 

Exhibit d.(i).b

 

Schedule A

 

This Schedule A to that certain Investment Management Agreement by and between Hartford Funds Management Company, LLC, The Hartford Mutual Funds, Inc. and The Harford Mutual Funds II, Inc., is effective as of March 30, 2020.

 

List of Portfolios

 

THE HARTFORD MUTUAL FUNDS, INC. ON BEHALF OF:
Hartford AARP Balanced Retirement Fund 1
The Hartford Balanced Income Fund 2
The Hartford Capital Appreciation Fund2
The Hartford Checks and Balances Fund2
Hartford Climate Opportunities Fund3
The Hartford Conservative Allocation Fund1
Hartford Core Equity Fund1
The Hartford Dividend and Growth Fund1
Hartford Emerging Markets Equity Fund1
The Hartford Emerging Markets Local Debt Fund1
The Hartford Equity Income Fund2
The Hartford Floating Rate Fund1
The Hartford Global Real Asset Fund1
The Hartford Growth Allocation Fund1
The Hartford High Yield Fund1
The Hartford Inflation Plus Fund1
Hartford International Equity Fund1
The Hartford International Growth Fund2
The Hartford International Opportunities Fund1
The Hartford International Value Fund1
The Hartford MidCap Fund2
The Hartford MidCap Value Fund1
Hartford Moderate Allocation Fund1
Hartford Multi-Asset Income and Growth Fund1
Hartford Municipal Income Fund1

 

 

 

 

1 Effective March 14, 2016. Approved by shareholders at a shareholder meeting on March 14, 2016.

 

2 Effective April 19, 2016. Approved by shareholders at a shareholder meeting on April 19, 2016.

 

3 Effective February 29, 2016. Approved by written consent of the sole initial shareholder on February 29, 2016.

 

 

 

 

Hartford Municipal Short Duration Fund1
The Hartford Quality Bond Fund1
The Hartford Short Duration Fund1
Hartford Small Cap Value Fund1
The Hartford Strategic Income Fund1
The Hartford Total Return Bond Fund1
The Hartford World Bond Fund1

 

 

 

THE HARTFORD MUTUAL FUNDS II, INC. ON BEHALF OF:
The Hartford Growth Opportunities Fund1
Hartford Quality Value Fund1
Hartford Schroders China A Fund6
Hartford Schroders Emerging Markets Equity Fund4
Hartford Schroders Emerging Markets Multi-Sector Bond Fund4
Hartford Schroders International Multi-Cap Value Fund4
Hartford Schroders International Stock Fund4
Hartford Schroders Securitized Income Fund 5
Hartford Schroders Tax-Aware Bond Fund4
Hartford Schroders US MidCap Opportunities Fund4
Hartford Schroders US Small Cap Opportunities Fund4
The Hartford Small Cap Growth Fund1

 

 

 

 

4 Effective October 19, 2016. Approved by written consent of the sole initial shareholder on October 19, 2016.

 

5 Effective February 28, 2019. Approved by written consent of the sole initial shareholder on February 26, 2019.

 

6 Effective March 26, 2020. Approved by written consent of the sole initial shareholder on March 26, 2020.

 

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Schedule B

 

Fees

 

This Schedule B to that certain Investment Management Agreement by and between Hartford Funds Management Company, LLC, The Hartford Mutual Funds, Inc. and The Harford Mutual Funds II, Inc., is effective as of March 30, 2020.

 

As compensation for the services rendered by the Adviser, each Portfolio shall pay to the Adviser as promptly as possible after the last day of each month during the term of this Agreement, a fee accrued daily and paid monthly based upon the following annual rates calculated based on the average daily net asset value of the applicable Portfolio:

 

 

THE HARTFORD MUTUAL FUNDS, INC.

 

Hartford AARP Balanced Retirement Fund
 

Average Daily Net Assets Excluding Assets

Invested in Affiliated Funds#

 Annual Rate
First $1 billion 0.3900%
Next $4 billion 0.3800%
Amount Over $5 billion 0.3750%
   
Average Daily Net Assets Invested in Affiliated Funds 0.0000%

 

The Hartford Balanced Income Fund
 
Average Daily Net Assets Annual Rate
First $250 million 0.7000%
Next $250 million 0.6300%
Next $500 million 0.6000%
Next $1.5 billion 0.5700%
Next $2.5 billion 0.5500%
Next $5 billion 0.5300%
Next $2 billion 0.4500%
Amount Over $12 billion 0.3900%

 

The Hartford Capital Appreciation Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.8000%
Next $500 million 0.7000%
Next $4 billion 0.6500%
Next $5 billion 0.6475%
Amount Over $10 billion 0.6450%

 

The Hartford Checks and Balances Fund
 
Average Daily Net Assets Annual Rate
  None

 

 

 

 
#Affiliated Funds include any mutual fund or exchange-traded fund for which Hartford Funds Management Company, LLC or its affiliates serve as investment manager.

 

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Hartford Climate Opportunities Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.6200%
Next $500 million 0.6000%
Next $1.5 billion 0.5800%
Next $2.5 billion 0.5750%
Over $5 billion 0.5700%

 

 

Hartford Core Equity Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.4500%
Next $500 million 0.3500%
Next $1.5 billion 0.3300%
Next $2.5 billion 0.3250%
Amount Over $5 billion 0.3225%

 

 

The Hartford Dividend and Growth Fund and The Hartford MidCap Value Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.7500%
Next $500 million 0.6500%
Next $1.5 billion 0.6000%
Next $2.5 billion 0.5950%
Next $5 billion 0.5900%
Amount Over $10 billion 0.5850%

 

 

Hartford Emerging Markets Equity Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.9000%
Next $500 million 0.8500%
Amount Over $1 billion 0.8000%

 

 

The Hartford Emerging Markets Local Debt Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.7500%
Next $500 million 0.7000%
Amount Over $1 billion 0.6900%

 

 

The Hartford Equity Income Fund
 
Average Daily Net Assets Annual Rate
First $250 million 0.7500%
Next $250 million 0.7000%
Next $500 million 0.6500%
Next $1.5 billion 0.6000%
Next $2.5 billion 0.5900%
Amount Over $5 billion 0.5875%

 

 

The Hartford Floating Rate Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.6500%
Next $2 billion 0.6000%

 

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Next $2.5 billion 0.5900%
Next $5 billion 0.5800%
Amount Over $10 billion 0.5700%

 

 

The Hartford Global Real Asset Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.7950%
Next $500 million 0.7600%
Next $1.5 billion 0.7300%
Next $2.5 billion 0.7000%
Amount over $5 billion 0.6600%

 

 

The Hartford High Yield Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.6500%
Next $500 million 0.6000%
Next $1.5 billion 0.5950%
Next $2.5 billion 0.5900%
Next $5 billion 0.5800%
Amount Over $10 billion 0.5700%

 

 

The Hartford Inflation Plus Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.3900%
Next $500 million 0.3800%
Next $1.5 billion 0.3750%
Next $2.5 billion 0.3700%
Next $5 billion 0.3675%
Amount Over $10 billion 0.3650%

 

 

Hartford International Equity Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.4600%
Next $1 billion 0.4500%
Next $3 billion 0.4400%
Amount Over $5 billion 0.4300%

 

 

The Hartford International Growth Fund
 

 

Average Daily Net Assets Annual Rate
First $250 million 0.8000%
Next $250 million 0.7500%
Next $500 million 0.7000%
Amount Over $1 billion 0.6500%

 

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The Hartford International Opportunities Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.7500%
Next $500 million 0.6500%
Next $1.5 billion 0.6400%
Next $2.5 billion 0.6350%
Next $5 billion 0.6300%
Amount Over $10 billion 0.6250%

 

The Hartford International Value Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.8500%
Next $500 million 0.8000%
Next $4 billion 0.7500%
Next $5 billion 0.7475%
Amount Over $10 billion 0.7450%

 

 

The Hartford MidCap Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.8500%
Next $500 million 0.7500%
Next $4 billion 0.7000%
Next $5 billion 0.6975%
Amount Over $10 billion 0.6950%

 

 

Hartford Multi-Asset Income and Growth Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.5900%
Next $250 million 0.5500%
Next $250 million 0.5000%
Next $4 billion 0.4750%
Next $5 billion 0.4725%
Amount Over $10 billion 0.4700%

 

 

Hartford Municipal Income Fund and Hartford Municipal Short Duration Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.3500%
Next $500 million 0.3000%
Next $1.5 billion 0.2900%
Next $2.5 billion 0.2850%
Amount Over $5 billion 0.2800%

 

The Hartford Quality Bond Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.4000%
Next $500 million 0.3700%
Next $4 billion 0.3400%
Next $5 billion 0.3300%
Amount Over $10 billion 0.3200%

 

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The Hartford Short Duration Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.4100%
Next $500 million 0.3700%
Next $1.5 billion 0.3650%
Next $2.5 billion 0.3600%
Next $5 billion 0.3500%
Amount Over $10 billion 0.3400%

 

 

Hartford Small Cap Value Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.7000%
Next $500 million 0.6500%
Next $2 billion 0.6000%
Next $2 billion 0.5900%
Next $5 billion 0.5800%
Amount Over $10 billion 0.5700%

 

The Hartford Strategic Income Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.5500%
Next $500 million 0.5000%
Next $1.5 billion 0.4750%
Next $2.5 billion 0.4650%
Next $5 billion 0.4550%
Amount Over $10 billion 0.4450%

 

 

The Hartford Total Return Bond Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.3500%
Next $500 million 0.3000%
Next $4 billion 0.2600%
Amount Over $5 billion 0.2500%

 

 

The Hartford World Bond Fund
 
Average Daily Net Assets Annual Rate
First $250 million 0.7000%
Next $250 million 0.6500%
Next $2 billion 0.6000%
Next $2.5 billion 0.5500%
Next $5 billion 0.4750%
Amount Over $10 billion 0.4500%

 

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The Hartford Conservative Allocation Fund, The Hartford Growth Allocation Fund and

Hartford Moderate Allocation Fund

 
Average Daily Net Assets Annual Rate
First $500 million 0.1000%
Next $500 million 0.0950%
Next $1.5 billion 0.0900%
Next $2.5 billion 0.0800%
Next $2.5 billion 0.0700%
Next $2.5 billion 0.0600%
Amount Over $10 billion 0.0500%

 

 

THE HARTFORD MUTUAL FUNDS II, INC.

 

 

The Hartford Growth Opportunities Fund
 
Average Daily Net Assets Annual Rate
First $250 million 0.8000%
Next $4.75 billion 0.7000%
Next $5 billion 0.6975%
Amount Over $10 billion 0.6950%

 

 

Hartford Quality Value Fund
 
Average Daily Net Assets Annual Rate
First $500 million 0.4500%
Next $500 million 0.3500%
Next $4 billion 0.3300%
Next $5 billion 0.3250%
Amount Over $10 billion 0.3225%

 

 

Hartford Schroders China A Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.9000%
Amount over $1 billion 0.8900%

 

 

Hartford Schroders Emerging Markets Equity Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 1.0500%
Next $4 billion 1.0000%
Next $5 billion 0.9900%
Amount over $10 billion 0.9850%

 

 

Hartford Schroders Emerging Markets Multi-Sector Bond Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.7000%
Next $4 billion 0.6500%
Next $5 billion 0.6400%
Amount over $10 billion 0.6350%

 

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Hartford Schroders International Multi-Cap Value Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.7200%
Next $4 billion 0.6800%
Next $5 billion 0.6750%
Amount Over $10 billion 0.6700%

 

Hartford Schroders International Stock Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.6700%
Next $4 billion 0.6500%
Next $5 billion 0.6450%
Amount over $10 billion 0.6400%

 

Hartford Schroders Securitized Income Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.6500%
Amount over $1 billion 0.6000%

 

 

Hartford Schroders Tax-Aware Bond Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.4500%
Next $4 billion 0.4300%
Next $5 billion 0.4250%
Amount over $10 billion 0.4200%

 

 

Hartford Schroders US MidCap Opportunities Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.7500%
Next $1.5 billion 0.7000%
Next $2.5 billion 0.6500%
Next $5.0 billion 0.6450%
Amount over $10 billion 0.6400%

 

 

Hartford Schroders US Small Cap Opportunities Fund
 
Average Daily Net Assets Annual Rate
First $1 billion 0.9000%
Next $4 billion 0.8900%
Next $5 billion 0.8800%
Amount over $10 billion 0.8700%

 

 

The Hartford Small Cap Growth Fund
 
Average Daily Net Assets Annual Rate
First $100 million 0.9000%
Next $150 million 0.8000%
Next $250 million 0.7000%
Next $4.5 billion 0.6500%
Next $5 billion 0.6300%
Amount Over $10 billion 0.6200%

 

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