EX-99.A.(XXI) 2 tm206847-13_ex99axxi.htm ARTICLES SUPPLEMENTARY

 

Exhibit a.(xxi)

 

THE HARTFORD MUTUAL FUNDS II, INC.

 

ARTICLES SUPPLEMENTARY

 

THE HARTFORD MUTUAL FUNDS II, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (“Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:

 

FIRST: Pursuant to the authority expressly vested in the Board of Directors (the “Board of Directors”) of the Corporation by Section 2-208 of the Maryland General Corporation Law (the “MGCL”) and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 50,000,000 authorized but unissued shares of common stock, par value $.0001 per share (“Common Stock”), without further classification or designation, as shares of the new class set forth below, having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of a class of a series of Common Stock as set forth in the Charter:

 

Series 

New Class

Shares
Hartford Schroders Securitized Income Fund Class C 50,000,000

 

SECOND: Pursuant to the authority expressly vested in the Board of Directors by Section 2-208 of the MGCL and the Charter of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 300,000,000 authorized but unissued shares of Common Stock without further classification or designation, as shares of the new series and classes set forth below, having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of a class of a series of Common Stock as set forth in the Charter:

 

New Series

Class

Shares

Hartford Schroders China A Fund

 

Class A 50,000,000
Class C 50,000,000
Class F 50,000,000
Class I 50,000,000
Class Y 50,000,000
Class SDR 50,000,000

 

 

 

 

THIRD: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 162,550,000,000, of which 58,175,000,000 are shares of Common Stock without further classification or designation and 104,375,000,000 are shares of Common Stock classified and designated as follows:

 

Series

Class

Shares

The Hartford Growth Opportunities Fund

 

 

 

 

 

 

 

 

 

Class A 8,900,000,000
Class B 4,000,000,000
Class C 4,000,000,000
Class F 50,000,000
Class I 1,450,000,000
Class R3 1,500,000,000
Class R4 1,500,000,000
Class R5 1,500,000,000
Class R6 50,000,000
Class T 50,000,000
Class Y 900,000,000
 

Hartford Multifactor International Fund

 

Class F 50,000,000
Class Y 50,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
 

Hartford Multifactor Large Cap Value Fund

 

Class F 50,000,000
Class Y 50,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
     

The Hartford Municipal Real Return Fund

 

Class A 9,350,000,000
Class B 4,000,000,000
Class C 4,000,000,000
Class F 50,000,000
Class I 50,000,000
Class T 50,000,000
Class Y 1,900,000,000

 

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Series

Class

Shares
Hartford Quality Value Fund Class A 10,500,000,000
Class B 5,000,000,000
Class C 5,000,000,000
Class F 100,000,000
Class I 1,500,000,000
Class R3 1,500,000,000
Class R4 1,500,000,000
Class R5 1,500,000,000
Class R6 10,000,000
Class T 50,000,000
Class Y 500,000,000
 

Hartford Schroders China A Fund

 

Class A 50,000,000
Class C 50,000,000
Class F 50,000,000
Class I 50,000,000
Class Y 50,000,000
Class SDR 50,000,000
 

Hartford Schroders Emerging Markets Debt and Currency Fund

 

Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 85,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 
Hartford Schroders Emerging Markets Equity Fund Class A 80,000,000
Class C 50,000,000
Class I 200,000,000
Class F 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 150,000,000
Class T 50,000,000
Class Y 50,000,000

 

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Series

Class

Shares
Hartford Schroders Emerging Markets Multi-Sector Bond Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
     

Hartford Schroders Global Strategic Bond Fund

 

Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 

Hartford Schroders International Multi-Cap Value Fund

 

Class A 80,000,000
Class C 50,000,000
Class F 100,000,000
Class I 200,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 150,000,000
Class T 50,000,000
Class Y 50,000,000

 

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Series

 

Class

Shares

Hartford Schroders International Stock Fund

 

Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 85,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 

Hartford Schroders Securitized Income Fund

 

Class A 50,000,000
Class C 50,000,000
Class I 50,000,000
Class F 50,000,000
Class Y 50,000,000
Class SDR 50,000,000
 
Hartford Schroders Tax-Aware Bond Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 85,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 
Hartford Schroders US MidCap Opportunities Fund Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000

 

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Series

 

Class

Shares

Hartford Schroders US Small Cap Opportunities Fund

 

Class A 75,000,000
Class C 50,000,000
Class F 50,000,000
Class I 75,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
Class SDR 50,000,000
Class T 50,000,000
Class Y 50,000,000
 

The Hartford Small Cap Growth Fund

 

Class A 10,500,000,000
Class B 5,000,000,000
Class C 5,000,000,000
Class F 50,000,000
Class I 1,500,000,000
Class R3 1,500,000,000
Class R4 1,500,000,000
Class R5 1,500,000,000
Class R6 50,000,000
Class T 50,000,000
Class Y 500,000,000

  

FOURTH: The shares of Common Stock described in Articles FIRST and SECOND above have been classified by the Board of Directors under the authority contained in the Charter.

 

FIFTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

 

SIXTH: The undersigned officer of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned officer acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

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IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Secretary as of the 21 day of February, 2020.

 

ATTEST:     THE HARTFORD MUTUAL FUNDS II, INC.
     
/s/ Thomas R. Phillips   By: /s/ Walter F. Garger
Thomas R. Phillips     Walter F. Garger
Secretary     Vice President

 

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