-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, ou6yyrJiOXTR9RpnoiDNn9ZsEljQtahvDiTmIjK3hZrzffhehjdOnAd8+yMxsTG8 SgYNuBEsM0kEh3lqgUKbhQ== 0000950114-95-000142.txt : 19950721 0000950114-95-000142.hdr.sgml : 19950721 ACCESSION NUMBER: 0000950114-95-000142 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950719 SROS: NASD GROUP MEMBERS: APEX OIL COMPANY, INC. EMPLOYEES SAVINGS PLAN GROUP MEMBERS: BURNS KARON GROUP MEMBERS: CHRISTIAN BROTHERS COLLEGE HIGH SCHOOL GROUP MEMBERS: CNN WEST BANK TRUST DATED JULY 3, 1995 GROUP MEMBERS: DANIELLE LEE NIEMANN TRUST DATED FEBRUARY 11, 1994 GROUP MEMBERS: DOMINIQUE FERRANTE TRUST DATED DECEMBER 26, 1991 GROUP MEMBERS: DOUGLAS D. HOMMERT, AS TRUSTEE GROUP MEMBERS: EDWARD WAHL GROUP MEMBERS: EDWIN LEVY GROUP MEMBERS: FIRST LEVERAGED FUND, L.P. GROUP MEMBERS: HANS H. BUEHLER GROUP MEMBERS: JJN WEST BANK TRUST DATED JULY 3, 1995 GROUP MEMBERS: JKP EXEMPT TRUST DATED MARCH 30, 1993 GROUP MEMBERS: JOHN K. PRUELLAGE, AS TRUSTEE GROUP MEMBERS: LEVY, HARKINS & CO., INC. GROUP MEMBERS: MARIAN V. MEHAN, AS TRUSTEE GROUP MEMBERS: MDN WEST BANK TRUST DATED JULY 3, 1995 GROUP MEMBERS: MICHAEL HARKINS GROUP MEMBERS: NORBERT A. SIEGFREID GROUP MEMBERS: NOVELLY EXEMPT TRUST DATED AUGUST 12, 1992 GROUP MEMBERS: NOVELLY FAMILY TRUST DATED OCTOBER 21, 1991 GROUP MEMBERS: P.A. NOVELLY AS TRUSTEE & AS PRESDENT OF W&B INVSTMNTS LTD GROUP MEMBERS: P.A. NOVELLY II, AS TRUSTEE AND INDIVIDUALLY GROUP MEMBERS: P.A. NOVELLY INDIVIDUAL RETIREMENT ACCOUNT GROUP MEMBERS: PAN WEST BANK TRUST DATED JULY 3, 1995 GROUP MEMBERS: RICHARD GRISHAM GROUP MEMBERS: RONALD C. WARANCH GROUP MEMBERS: THE AGENT TRUST DATED FEBRUARY 8, 1992 GROUP MEMBERS: THOMAS DUNNE GROUP MEMBERS: W & B INVESTMENTS, LTD. GROUP MEMBERS: W. MICHAEL ROSS, AS TRUSTEE AND INDIVIDUALLY GROUP MEMBERS: WEST BANK TRUST DATED JULY 3, 1995 GROUP MEMBERS: WILLIAM G. LAUBER, AS TRUSTEE GROUP MEMBERS: WILLIAM POWELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL BANCORP CENTRAL INDEX KEY: 0000049899 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 952575576 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-06590 FILM NUMBER: 95554653 BUSINESS ADDRESS: STREET 1: 9920 S LA CIENEGA BLVD CITY: INGLEWOOD STATE: CA ZIP: 90301 BUSINESS PHONE: 3104175600 MAIL ADDRESS: STREET 2: PO BOX 92991 CITY: LOS ANGELES STATE: CA ZIP: 90009 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BURNS KARON CENTRAL INDEX KEY: 0000948051 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 8182 MARYLAND AVE STREET 2: FIFTH FLOOR CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3148899625 MAIL ADDRESS: STREET 1: 8182 MARYLAND AVE STREET 2: FIFTH FLOOR CITY: ST LOUIS STATE: MO ZIP: 63105 SC 13D 1 SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 IMPERIAL BANCORP -------------------------- (Name of Issuer) Common Stock -------------------------- (Title of Class of Securities) 452556103 -------------------------- (CUSIP Number) Douglas D. Hommert 500 North Broadway, Suite 2000 St. Louis, Missouri 63102 (314) 444-7600 --------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 6, 1995 --------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box ( ). Check the following box if a fee is being paid with this statement (X). (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 62 Pages 2 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Karon Burns, as Trustee and individually - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 500 8) Shared Voting Power: 320,000 9) Sole Dispositive Power: 500 10) Shared Dispositive Power: 320,000 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 320,500 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 2.4% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 2 of 62 Pages 3 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Marian V. Mehan, as Trustee - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: Not Applicable - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 5,000 8) Shared Voting Power: 329,700 9) Sole Dispositive Power: 5,000 10) Shared Dispositive Power: 329,700 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 334,700 shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 2.5% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 3 of 62 Pages 4 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): West Bank Trust dated July 3, 1995 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 220,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 220,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 220,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 1.6% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 4 of 62 Pages 5 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): PAN West Bank Trust dated July 3, 1995 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 25,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 25,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 25,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 5 of 62 Pages 6 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): CNN West Bank Trust dated July 3, 1995 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 25,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 25,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 25,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 6 of 62 Pages 7 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): JJN West Bank Trust dated July 3, 1995 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 25,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 25,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 25,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 7 of 62 Pages 8 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): MDN West Bank Trust dated July 3, 1995 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 25,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 25,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 25,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 8 of 62 Pages 9 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Novelly Exempt Trust dated August 12, 1992 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 50,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 50,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 50,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.4% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 9 of 62 Pages 10 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Novelly Family Trust dated October 21, 1991 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 14,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 14,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 14,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.1% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 10 of 62 Pages 11 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): The Agent Trust dated February 8, 1992 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 6,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 6,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 6,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.04% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 11 of 62 Pages 12 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): P.A. Novelly Individual Retirement Account - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Not Applicable - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 2,500 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 2,500 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,500 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.02% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): EP - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 12 of 62 Pages 13 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): W & B Investments, Ltd. - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: WC - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Islands of Bermuda - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 13,800 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 13,800 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 13,800 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.1% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): CO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 13 of 62 Pages 14 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Apex Oil Company, Inc. Employees Savings Plan - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: WC - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Employee Benefit Plan Governed under the laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 130,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 130,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 130,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 1.0% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): EP - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 14 of 62 Pages 15 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): P.A. Novelly, as Trustee and as president of W & B Investments, Ltd. - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: Not Applicable - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 16,300 8) Shared Voting Power: 136,000 9) Sole Dispositive Power: 16,300 10) Shared Dispositive Power: 136,000 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 152,300 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 1.1% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 15 of 62 Pages 16 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): P.A. Novelly II, as Trustee and Individually - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 2,000 8) Shared Voting Power: 64,000 9) Sole Dispositive Power: 2,000 10) Shared Dispositive Power: 64,000 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 66,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.5% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 16 of 62 Pages 17 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): William G. Lauber, as Trustee - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: Not Applicable - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: -0- 8) Shared Voting Power: 17,700 9) Sole Dispositive Power: -0- 10) Shared Dispositive Power: 17,700 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 17,700 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.1% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 17 of 62 Pages 18 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Douglas D. Hommert, as Trustee - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: Not Applicable - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: -0- 8) Shared Voting Power: 23,700 9) Sole Dispositive Power: -0- 10) Shared Dispositive Power: 23,700 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 23,700 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 18 of 62 Pages 19 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): John K. Pruellage, as Trustee - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: Not Applicable - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: -0- 8) Shared Voting Power: 50,000 9) Sole Dispositive Power: -0- 10) Shared Dispositive Power: 50,000 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 50,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.4% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 19 of 62 Pages 20 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Dominique Ferrante Trust dated December 26, 1991 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 2,500 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 2,500 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,500 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.02% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 20 of 62 Pages 21 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Danielle Lee Niemann Trust dated February 11, 1994 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 1,200 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 1,200 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,200 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.0% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 21 of 62 Pages 22 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): JKP Exempt Trust dated March 30, 1993 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Trust Governed by the Laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 5,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 5,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 5,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.04% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 22 of 62 Pages 23 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): W. Michael Ross, as Trustee and Individually - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 1,000 8) Shared Voting Power: 3,000 9) Sole Dispositive Power: 1,000 10) Shared Dispositive Power: 3,000 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 4,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.03% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 23 of 62 Pages 24 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Christian Brothers College High School - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: WC - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: Not for Profit Corporation under the laws of the State of Missouri - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 3,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 3,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,000 (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.02% (See Item 5 below) - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): OO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 24 of 62 Pages 25 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Thomas Dunne - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 1,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 1,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.007% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 25 of 62 Pages 26 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): William Powell - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 1,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 1,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.007% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 26 of 62 Pages 27 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Norbert A. Siegfreid - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 5,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 5,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 5,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.04% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 27 of 62 Pages 28 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Richard Grisham - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 2,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 2,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.01% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 28 of 62 Pages 29 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Edward Wahl - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 5,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 5,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 5,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.04% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 29 of 62 Pages 30 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Hans H. Buehler - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 24,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 24,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 24,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 30 of 62 Pages 31 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Ronald C. Waranch - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: PF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 24,500 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 24,500 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 24,500 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 31 of 62 Pages 32 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Levy, Harkins & Co., Inc. - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: WC (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: New York - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 113,000 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 113,000 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 113,000 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.8% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): CO - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 32 of 62 Pages 33 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): First Leveraged Fund, L.P. - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: WC (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: New York - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: 12,500 8) Shared Voting Power: -0- 9) Sole Dispositive Power: 12,500 10) Shared Dispositive Power: -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 12,500 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.1% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): PN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 33 of 62 Pages 34 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Edwin Levy - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: AF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: -0- 8) Shared Voting Power: 125,500 9) Sole Dispositive Power: -0- 10) Shared Dispositive Power: 125,500 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 125,500 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.9% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 34 of 62 Pages 35 CUSIP No. 452556103 - ------------------------------------------------------------------------------ 1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above Person): Michael Harkins - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) ( X ) (b) ( ) - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds: AF (See Item 5 below) - ------------------------------------------------------------------------------ 5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items (2d) or 2(e). ( ) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization: U.S. Citizen - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power: -0- 8) Shared Voting Power: 125,500 9) Sole Dispositive Power: -0- 10) Shared Dispositive Power: 125,500 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 125,500 Shares (See Item 5 below) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ( ) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row 11: 0.9% (See Item 5 below). - ------------------------------------------------------------------------------ 14) Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Page 35 of 62 Pages 36 Item 1. Security and Issuer. - ------- ------------------- This statement relates to the Common Stock, no par value (the "Company Common Stock"), issued by Imperial Bancorp, a California corporation ("Company"), whose principal executive offices are located at 9920 La Cienega Boulevard, Inglewood, California 90301. Item 2. Identity and Background. - ------ ----------------------- This statement is filed jointly by the following persons: 1. Name of Filing Person: Karon Burns --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Occupation or Employment: Executive assistant ---------------------------------- Name of Employer: Apex Oil Company, Inc. ---------------- Principal Business: Oil trading, storage and ------------------ transportation Address: 8182 Maryland Ave., 5th Floor ------- Clayton, Missouri 63105 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 2. Name of Filing Person: Marian V. Mehan --------------------- Residence or Business Address: 500 N. Broadway, 20th Floor ----------------------------- St. Louis, Missouri 63102 Principal Occupation or Employment: Attorney ---------------------------------- Name of Employer: Lewis, Rice & Fingersh, L.C. ---------------- Principal Business: Private law firm ------------------ Address: 500 N. Broadway, 20th Floor ------- St. Louis, Missouri 63102 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ------------- 3. Name of Filing Person: West Bank Trust dated July 3, 1995 --------------------- State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment in Company Stock ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Page 36 of 62 Pages 37 4. Name of Filing Person: PAN West Bank Trust dated July 3, --------------------- 1995 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment in Company Stock ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 5. Name of Filing Person: CNN West Bank Trust dated July 3, --------------------- 1995 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment in Company Stock ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 6. Name of Filing Person: JJN West Bank Trust dated July 3, --------------------- 1995 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment in Company Stock ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 7. Name of Filing Person: MDN West Bank Trust dated July 3, --------------------- 1995 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment in Company Stock ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 8. Name of Filing Person: Novelly Exempt Trust dated August --------------------- 12, 1992 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Page 37 of 62 Pages 38 9. Name of Filing Person: Novelly Family Trust dated October --------------------- 21, 1991 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 10. Name of Filing Person: The Agent Trust dated February --------------------- 8, 1992 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 11. Name of Filing Person: P.A. Novelly Individual Retirement --------------------- Account State of Organization: Not applicable --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Individual retirement account ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 12. Name of Filing Person: W & B Investments, Inc. --------------------- State of Organization: Islands of Bermuda --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 13. Name of Filing Person: Apex Oil Company, Inc. Employees --------------------- Savings Plan State of Organization: Not applicable --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Employee benefit plan ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Page 38 of 62 Pages 39 14. Name of Filing Person: P.A. Novelly --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Occupation or Employment: Chief executive officer of Apex ---------------------------------- Oil Company, Inc. Name of Employer: Apex Oil Company, Inc. ---------------- Principal Business: Oil trading, storage and ------------------ transportation Address: 8182 Maryland Ave., 5th Floor ------- Clayton, Missouri 63105 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 15. Name of Filing Person: P.A. Novelly, II --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Occupation or Employment: Securities broker ---------------------------------- Name of Employer: Bear, Stearns & Co. ---------------- Principal Business: Securities trading ------------------ Address: 245 Park Avenue ------- New York, New York 10167 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 16. Name of Filing Person: William G. Lauber --------------------- Residence or Business Address: 12300 Old Tesson Ferry Road ----------------------------- St. Louis, Missouri 63128 Principal Occupation or Employment: Securities and investment advisor ---------------------------------- Name of Employer: Sterling Capital Management --------------- Principal Business: Investment advisory services ------------------ Address: 12300 Old Tesson Ferry Road ------- St. Louis, Missouri 63128 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- Page 39 of 62 Pages 40 17. Name of Filing Person: Douglas D. Hommert --------------------- Residence or Business Address: 500 N. Broadway, 20th Floor ----------------------------- St. Louis, Missouri 63102 Principal Occupation or Employment: Attorney ---------------------------------- Name of Employer: Lewis, Rice & Fingersh, L.C. ---------------- Principal Business: Private law firm ------------------ Address: 500 N. Broadway, 20th Floor ------- St. Louis, Missouri 63102 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 18. Name of Filing Person: John K. Pruellage --------------------- Residence or Business Address: 500 N. Broadway, 20th Floor ----------------------------- St. Louis, Missouri 63102 Principal Occupation or Employment: Attorney ---------------------------------- Name of Employer: Lewis, Rice & Fingersh, L.C. ---------------- Principal Business: Private law firm ------------------ Address: 500 N. Broadway, 20th Floor ------- St. Louis, Missouri 63102 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 19. Name of Filing Person: Dominique Ferrante Trust dated --------------------- December 26, 1991 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 20. Name of Filing Person: Danielle Lee Niemann Trust dated --------------------- February 11, 1994 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Business: Investment ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Page 40 of 62 Pages 41 21. Name of Filing Person: JKP Exempt Trust dated March 30, --------------------- 1993 State of Organization: Trust governed by Missouri law --------------------- Residence or Business Address: 500 N. Broadway, 20th Floor ----------------------------- St. Louis, Missouri 63102 Principal Business: Investment ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 22. Name of Filing Person: W. Michael Ross --------------------- Residence or Business Address: 8182 Maryland Ave., 1st Floor ----------------------------- Clayton, Missouri 63105 Principal Occupation or Employment: President of Capital Bank & Trust ---------------------------------- Name of Employer: Capital Bank & Trust Company ---------------- Principal Business: Commercial banking and trust ------------------ services Address: 407 North Kingshighway ------- Cape Girardeau, Missouri 63701 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 23. Name of Filing Person: Christian Brothers College High --------------------- School State of Organization: Not for profit corporation under --------------------- Missouri law Residence or Business Address: 6501 Clayton Road ----------------------------- St. Louis, Missouri 63117 Principal Business: Private high school ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 24. Name of Filing Person: Thomas Dunne --------------------- Residence or Business Address: 2320 Creve Couer Mill Road ----------------------------- St. Louis, Missouri 63043 Principal Occupation or Employment: Chairman and Chief executive officer ---------------------------------- Name of Employer: Fred Weber, Inc. ---------------- Principal Business: Construction services ------------------ Address: 2320 Creve Couer Mill Road ------- St. Louis, Missouri 63043 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- Page 41 of 62 Pages 42 25. Name of Filing Person: William Powell --------------------- Residence or Business Address: 2320 Creve Couer Mill Road ----------------------------- St. Louis, Missouri 63043 Principal Occupation or Employment: President and Chief Operating ---------------------------------- Officer Name of Employer: Fred Weber, Inc. ---------------- Principal Business: Construction services ------------------ Address: 2320 Creve Couer Mill Road ------- St. Louis, Missouri 63043 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 26. Name of Filing Person: Norbert A. Siegfreid --------------------- Residence or Business Address: #7 No. Brentwood Blvd. ----------------------------- Clayton, Missouri 63105 Principal Occupation or Employment: Insurance services ---------------------------------- Name of Employer: Siegfreid Financial ---------------- Principal Business: Insurance services ------------------ Address: #7 No. Brentwood Blvd. ------- Clayton, Missouri 63105 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 26. Name of Filing Person: Richard Grisham --------------------- Residence or Business Address: 10010 Kennerly Road ----------------------------- St. Louis, Missouri 63128 Principal Occupation or Employment: Chief executive of St. Anthony's ---------------------------------- Medical Center Name of Employer: St. Anthony's Medical Center ---------------- Principal Business: Private regional hospital ------------------ Address: 10010 Kennerly Road ------- St. Louis, Missouri 63128 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- Page 42 of 62 Pages 43 27. Name of Filing Person: Edward Wahl --------------------- Residence or Business Address: 8182 Maryland Ave., 5th Floor ----------------------------- Clayton, Missouri 63105 Principal Occupation or Employment: Petroleum products trading ---------------------------------- Name of Employer: Apex Oil Company, Inc. ---------------- Principal Business: Oil trading, storage and ------------------ transportation Address: 8182 Maryland Ave., 5th Floor ------- Clayton, Missouri 63105 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 28. Name of Filing Person: Hans H. Buehler --------------------- Residence or Business Address: 3025 E. Victoria Street ----------------------------- Rancho Dominguez, California 90221 Principal Occupation or Employment: Chief executive officer of ---------------------------------- Coastcast Corporation Name of Employer: Coastcast Corporation ---------------- Principal Business: Golf club component manufacturing ------------------ Address: 3025 E. Victoria Street ------- Rancho Dominguez, California 90221 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 29. Name of Filing Person: Ronald C. Waranch --------------------- Residence or Business Address: 13968 Aubrey Road ----------------------------- Beverly Hills, California 90210 Principal Occupation or Employment: Investor ---------------------------------- Name of Employer: Self-employed ---------------- Principal Business: Securities and real estate ------------------ investment Address: 13968 Aubrey Road ------- Beverly Hills, California 90210 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- Page 43 of 62 Pages 44 30. Name of Filing Person: Levy, Harkins & Co., Inc. --------------------- State of Organization: New York --------------------- Residence or Business Address: 767 Third Avenue ----------------------------- New York, NY 10017 Principal Business: Stock brokerage and investment ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 31. Name of Filing Person: First Leveraged Fund, L.P. --------------------- State of Organization: New York --------------------- Residence or Business Address: 767 Third Avenue ----------------------------- New York, NY 10017 Principal Business: Investments ------------------ Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- 32. Name of Filing Person: Edwin Levy --------------------- Residence or Business Address: 767 Third Avenue ----------------------------- New York, New York 10017 Principal Occupation or Employment: Chairman of Levy, Harkins & Co., ---------------------------------- Inc. Name of Employer: Levy, Harkins & Co., Inc. ---------------- Principal Business: Stock brokerage and investment ------------------ advising Address: 767 Third Avenue ------- New York, New York 10017 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- 33. Name of Filing Person: Michael Harkins --------------------- Residence or Business Address: 767 Third Avenue ----------------------------- New York, New York 10017 Principal Occupation or Employment: President of Levy, Harkins & Co., ---------------------------------- Inc. Name of Employer: Levy, Harkins & Co., Inc. ---------------- Principal Business: Stock brokerage and investment ------------------ advising Address: 767 Third Avenue ------- New York, New York 10017 Criminal Proceedings In Last 5 Years: None ------------------------------------ Civil Proceedings In Last 5 Years: None --------------------------------- Citizenship: U.S.A. ----------- Page 44 of 62 Pages 45 Item 3. Source and Amount of Funds or Other Consideration. - ------ ------------------------------------------------- Each of the filing persons who are individuals acquired the Company Shares reported by such person herein with personal funds for investment. Each of the filing persons which is a trust, employee benefit plan or corporation acquired the Company Shares reported by such entity herein with general funds of the trust or working capital of the corporation, as applicable, for investment. The amount of funds expended by the filing persons to purchase the Company Shares are as follows:
Number of Amount of Filing Person Shares Funds Expended ------------- --------- -------------- West Bank Trust 220,000 $4,246,000.00 PAN West Bank Trust 25,000 $482,500.00 CNN West Bank Trust 25,000 $482,500.00 JJN West Bank Trust 25,000 $482,500.00 MDN West Bank Trust 25,000 $482,500.00 Novelly Exempt Trust 50,000 $965,000.00 Novelly Family Trust 14,000 $270,200.00 The Agent Trust 6,000 $115,800.00 P.A. Novelly IRA 2,500 $48,250.00 W & B Investments, Ltd. 13,800 $266,340.00 Apex Oil Company, Inc. Employees Savings Plan 130,000 $2,509,000.00 P.A. Novelly, II 2,000 $38,800.00 JKP Exempt Trust 5,000 $96,500.00 W. Michael Ross 1,000 $19,500.00 Thomas Dunne 1,000 $19,300.00 William Powell 1,000 $19,300.00 Karon Burns 500 $9,650.00 Norbert A. Siegfreid 5,000 $97,100.00 Christian Brothers College High School 3,000 $58,500.00 Richard Grisham 2,000 $39,000.00 Edward Wahl 5,000 $97,500.00 Page 45 of 62 Pages 46 Number of Amount of Filing Person Shares Funds Expended ------------- --------- -------------- Hans H. Buehler 24,000 $468,000.00 Ronald C. Waranch 24,500 $477,750.00 First Leveraged Fund L.P. 12,500 $243,750.00 Levy, Harkins & Co., Inc. 113,000 $2,203,500.00 ------- TOTAL 739,500 =======
Item 4. Purpose of Transaction. - ------ ---------------------- Each of the filing persons acquired the Company Shares reported by such person herein solely for investment purposes; however, each of the filing persons may, depending upon the availability and price of the Company Stock, purchase additional Company Stock either in the open market or in private, negotiated transactions. Except as set forth in this Item 4, none of the filing persons have any plans or proposals with regard to the Company which relate to or would result in any of the following: (a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the Company; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the Company or any of its subsidiaries; (d) Any change in the present board of directors or management of the Company; including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the Company; (f) Any other material change in the Company's business or corporate structure; (g) Changes in the Company's charter or bylaws or other actions which may impede the acquisition of control of the Company by any person; (h) Causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the Company becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer. - ------ ------------------------------------ (a)(b) The West Bank Trust beneficially owns 220,000 shares of Company Stock constituting approximately 1.6% of the outstanding Company Stock. The PAN West Bank Trust beneficially owns 25,000 shares of Company Stock constituting approximately 0.2% of the outstanding Company Stock. [FN] - -------------------------- The percentage of the outstanding shares of Company Stock calculated for each filing person is based upon 13,489,431 shares of Company common stock currently outstanding according to publicly available information provided by the Company. Page 46 of 62 Pages 47 The CNN West Bank Trust beneficially owns 25,000 shares of Company Stock constituting approximately 0.2% of the outstanding Company Stock. The JJN West Bank Trust beneficially owns 25,000 shares of Company Stock constituting approximately 0.2% of the outstanding Company Stock. The MDN West Bank Trust beneficially owns 25,000 shares of Company Stock constituting approximately 0.2% of the outstanding Company Stock. The Novelly Exempt Trust beneficially owns 50,000 shares of Company Stock constituting approximately 0.4% of the outstanding Company Stock. The Novelly Family Trust beneficially owns 14,000 shares of Company Stock constituting approximately 0.1% of the outstanding Company Stock. The Agent Trust beneficially owns 6,000 shares of Company Stock constituting approximately 0.04% of the outstanding Company Stock. The P.A. Novelly IRA beneficially owns 2,500 shares of Company Stock constituting approximately 0.02% of the outstanding Company Stock. W & B Investments, Ltd. beneficially owns 13,800 shares of Company Stock constituting approximately 0.1% of the outstanding Company Stock. The Apex Oil Company, Inc. Employees Savings Plan beneficially owns 130,000 shares of Company Stock constituting approximately 1.0% of the outstanding Company Stock. The Dominique Ferrante Trust beneficially owns 2,500 shares of Company Stock constituting approximately 0.02% of the outstanding Company Stock. The Danielle Lee Niemann Trust beneficially owns 1,200 shares of Company Stock constituting approximately 0.01% of the outstanding Company Stock. The JKP Exempt Trust beneficially owns 5,000 shares of Company Stock constituting approximately 0.04% of the outstanding Company Stock. As Co-Trustee of the West Bank Trust, the PAN West Bank Trust, the CNN West Bank Trust, the JJN West Bank Trust and the MDN West Bank Trust (collectively, the "Novelly West Bank Trusts") Karon Burns beneficially owns 320,000 shares of Company Stock. Mrs. Burns possesses shared power to vote and dispose of all of the shares beneficially owned by her as Co-Trustee of the Novelly West Bank Trusts. Mrs. Burns also beneficially owns individually 500 shares of Company Stock as to which she has sole voting and dispositive power. As Co-Trustee of the Novelly West Bank Trusts, Marian V. Mehan beneficially owns 320,000 shares of Company Stock. Mrs. Mehan possesses shared power to vote and dispose of all of the shares beneficially owned by her as Co-Trustee of the Novelly West Bank Trusts. As Co-Trustee of the Agent Trust, Marian V. Mehan beneficially owns 6,000 shares of Company Stock. Mrs. Mehan possesses shared power to vote and dispose of all of the shares beneficially owned by her as Co-Trustee of the Agent Trust. As Trustee of the JKP Exempt Trust, Marian V. Mehan Page 47 of 62 Pages 48 beneficially owns 5,000 shares of Company Stock. Mrs. Mehan possesses sole power to vote and dispose of all of the shares beneficially owned by her as Trustee of the JKP Exempt Trust. As Co-Trustee of the Dominique Ferrante Trust, Marian V. Mehan beneficially owns 2,500 shares of Company Stock. Mrs. Mehan possesses shared power to vote and dispose of all of the shares beneficially owned by her as Co-Trustee of the Dominique Ferrante Trust. As Co-Trustee of the Danielle Lee Niemann Trust, Marian V. Mehan beneficially owns 1,200 shares of Company Stock. Mrs. Mehan possesses shared power to vote and dispose of all of the shares beneficially owned by her as Co-Trustee of the Danielle Lee Niemann Trust. As Co-Trustee of the Novelly Exempt Trust, P.A. Novelly, II benefi- cially owns 50,000 shares of Company Stock. P.A. Novelly, II possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Novelly Exempt Trust. As Co-Trustee of the Novelly Family Trust, P.A. Novelly, II beneficially owns 14,000 shares of Company Stock. P.A. Novelly, II possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Novelly Family Trust. P.A. Novelly, II also beneficially owns individually 2,000 shares of Company Stock as to which he has sole voting and dispositive power. As Co-Trustee of the Novelly Exempt Trust, John K. Pruellage benefi- cially owns 50,000 shares of Company Stock. Mr. Pruellage possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Novelly Exempt Trust. As Co-Trustee of the Novelly Family Trust, William G. Lauber benefi- cially owns 14,000 shares of Company Stock. Mr. Lauber possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Novelly Family Trust. As Co-Trustee of the Dominique Ferrante Trust, William G. Lauber beneficially owns 2,500 shares of Company Stock. Mr. Lauber possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Dominique Ferrante Trust. As Co-Trustee of the Danielle Lee Niemann Trust, William G. Lauber beneficially owns 1,200 shares of Company Stock. Mr. Lauber possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Danielle Lee Niemann Trust. As Co-Trustee of the Novelly Family Trust, Douglas D. Hommert benefi- cially owns 14,000 shares of Company Stock. Mr. Hommert possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Novelly Family Trust. As Co-Trustee of the Agent Trust, Douglas D. Hommert beneficially owns 6,000 shares of Company Stock. Mr. Hommert possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Agent Trust. As Co-Trustee of the Dominique Ferrante Trust, Douglas D. Hommert beneficially owns 2,500 shares of Company Stock. Mr. Hommert possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Dominique Ferrante Trust. As Co-Trustee of the Danielle Lee Niemann Trust, Douglas D. Hommert beneficially owns 1,200 shares of Company Stock. Mr. Hommert possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co-Trustee of the Danielle Lee Niemann Trust. As Co-Trustee of the Agent Trust, P.A. Novelly beneficially owns 6,000 shares of Company Stock. Mr. Novelly possesses shared power to vote and dispose of all of the shares beneficially owned by him as Co- Trustee of the Agent Trust. As Co-Trustee of the Apex Oil Company, Inc. Employee Savings Plan, P.A. Novelly beneficially owns 130,000 shares of Company Stock. Mr. Novelly possesses shared power to vote and dispose of all of the shares beneficially owned Page 48 of 62 Pages 49 by him as Co-Trustee of the Apex Oil Company, Inc. Employees Savings Plan. As Trustee of the P.A. Novelly Individual Retirement Account, P.A. Novelly beneficially owns 2,500 shares of Company Stock. Mr. Novelly possesses sole power to vote and dispose of all of the shares beneficially owned by him as Trustee of the P.A. Novelly Individual Retirement Account. As president of W & B Investments, Ltd., Novelly beneficially owns 13,800 shares of Company Stock. Mr. Novelly possesses sole power to vote and dispose of all of the shares beneficially owned by him in his capacity as president of W & B Investments, Ltd. W. Michael Ross is the direct beneficial owner of 1,000 shares of Company Stock constituting approximately 0.007% of the outstanding Company Stock. Mr. Ross has sole voting and dispositive powers with respect to such shares. As a trustee of Christian Brothers College High School in St. Louis, Missouri, Mr. Ross beneficially owns 3,000 shares of Company Stock. Mr. Ross possesses shared power to vote and dispose of all of the shares beneficially owned by him as a trustee of Christian Brothers College High School. Christian Brothers College High School is the beneficial owner of 3,000 shares of Company Stock constituting approximately 0.02% of the outstanding Company Stock. Thomas Dunne is the direct beneficial owner of 1,000 shares of Company Stock constituting approximately 0.007% of the outstanding Company Stock. Mr. Dunne has sole voting and dispositive powers with respect to such shares. William Powell is the direct beneficial owner of 1,000 shares of Company Stock constituting approximately 0.007% of the outstanding Company Stock. Mr. Powell has sole voting and dispositive powers with respect to such shares. Norbert Siegfreid is the direct beneficial owner of 5,000 shares of Company Stock constituting approximately 0.04% of the outstanding Company Stock. Mr. Siegfreid has sole voting and dispositive powers with respect to such shares. Richard Grisham is the direct beneficial owner of 2,000 shares of Company Stock constituting approximately 0.01% of the outstanding Company Stock. Mr. Grisham has sole voting and dispositive powers with respect to such shares. Edward Wahl is the direct beneficial owner of 5,000 shares of Company Stock constituting approximately 0.04% of the outstanding Company Stock. Mr. Wahl has sole voting and dispositive powers with respect to such shares. Hans H. Buehler is the direct beneficial owner of 24,000 shares of Company Stock constituting approximately 0.2% of the outstanding Company Stock. Mr. Buehler has sole voting and dispositive powers with respect to such shares. Ronald C. Waranch is the direct beneficial owner of 24,500 shares of Company Stock constituting approximately 0.2% of the outstanding Company Stock. Mr. Warranch has sole voting and dispositive powers with respect to such shares. As the executive officers and 50% shareholders of Levy, Harkins & Co., Inc., Edwin Levy and Michael Harkins are each deemed the beneficial owner of the 113,000 shares of Company Stock owned by Levy, Harkins & Co., Inc. Such shares are held in managed accounts of Levy, Harkins & Co., Inc. as to which Mr. Levy and Mr. Harkins share voting and dispositive authority. As general partners of First Leveraged Fund, L.P., a New York limited partnership, each of Mr. Levy and Mr. Harkins beneficially own 12,500 shares of Company Stock and each shares voting and dispositve authority with respect to such shares. Page 49 of 62 Pages 50 which Mr. Levy shares [voting and] dispositive authority. As general partner of First Leveraged Fund, L.P., a New York limited partnership, Mr. Levy is the beneficial owner of 12,500 shares of Company Stock constituting approximately 0.09% of the outstanding Company Stock. (c) A description of the transactions in the Company Stock by the filing persons effected during the past 60 days is set forth on Exhibit I to this filing. All of such transactions were open market purchases of Company Stock effected through Bear, Stearns & Co. in the over-the-counter market. (d) The co-trustees of the various trusts listed above have the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Company Stock held by the specific trusts due to their status as co-trustees. (e) Not applicable. Each of the reporting persons disclaims any beneficial ownership of any Company Stock except those reported as owned by him, her or it and set forth opposite his, her or its name in Item 5 and the filing of this report shall not be construed as an admission to the contrary. Item 7. Material to be Filed as Exhibits. - ------ -------------------------------- Exhibit I: Schedule of Share Purchase Transactions Exhibit II: Joint Filing Agreement pursuant to Rule 13-d- 1(f) for this Schedule 13D. Signature - --------- After reasonable inquiry and to the best knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: July 18, 1995 /s/ Karon Burns -------------------------------------------------- Karon Burns /s/ Marian V. Mehan -------------------------------------------------- Marian V. Mehan West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee Page 50 of 62 Pages 51 PAN West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee CNN West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee JJN West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee MDN West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee Page 51 of 62 Pages 52 Novelly Exempt Trust dated August 12, 1992 /s/ P.A. Novelly, II, Trustee -------------------------------------------------- P.A. Novelly, II, Trustee /s/ John K. Pruellage, Trustee -------------------------------------------------- John K. Pruellage, Trustee Novelly Family Trust dated October 21, 1991 /s/ P.A. Novelly, II, Trustee -------------------------------------------------- P.A. Novelly, II, Trustee /s/ William G. Lauber, Trustee -------------------------------------------------- William G. Lauber, Trustee /s/ Douglas D. Hommert, Trustee -------------------------------------------------- Douglas D. Hommert, Trustee The Agent Trust dated February 8, 1992 /s/ P.A. Novelly, Trustee -------------------------------------------------- P.A. Novelly, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee /s/ Douglas D. Hommert, Trustee -------------------------------------------------- Douglas D. Hommert, Trustee P.A. Novelly Individual Retirement Account /s/ P.A. Novelly, Trustee -------------------------------------------------- P.A. Novelly, Trustee Page 52 of 62 Pages 53 W & B Investments, Ltd. /s/ P.A. Novelly, President -------------------------------------------------- P.A. Novelly, President Apex Oil Company, Inc. Employees Savings Plan /s/ P.A. Novelly, Trustee -------------------------------------------------- P.A. Novelly, Trustee /s/ P.A. Novelly -------------------------------------------------- P.A. Novelly /s/ P.A. Novelly, II -------------------------------------------------- P.A. Novelly, II /s/ William G. Lauber -------------------------------------------------- William G. Lauber /s/ Douglas D. Hommert -------------------------------------------------- Douglas D. Hommert /s/ John K. Pruellage -------------------------------------------------- John K. Pruellage Page 53 of 62 Pages 54 Dominique Ferrante Trust dated December 26, 1991 /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee /s/ Douglas D. Hommert, Trustee -------------------------------------------------- Douglas D. Hommert, Trustee /s/ William G. Lauber, Trustee -------------------------------------------------- William G. Lauber, Trustee Danielle Lee Niemann Trust, dated February 11, 1994 /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee /s/ Douglas D. Hommert, Trustee -------------------------------------------------- Douglas D. Hommert, Trustee /s/ William G. Lauber, Trustee -------------------------------------------------- William G. Lauber, Trustee JKP Exempt Trust, dated March 30, 1993 /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee /s/ W. Michael Ross -------------------------------------------------- W. Michael Ross Christian Brothers College High School /s/ W. Michael Ross, Trustee -------------------------------------------------- W. Michael Ross, Trustee Page 54 of 62 Pages 55 /s/ Thomas Dunne -------------------------------------------------- Thomas Dunne /s/ William Powell -------------------------------------------------- William Powell /s/ Norbert A. Siegfreid -------------------------------------------------- Norbert A. Siegfreid /s/ Richard Grisham -------------------------------------------------- Richard Grisham /s/ Edward Wahl -------------------------------------------------- Edward Wahl /s/ Hans H. Buehler -------------------------------------------------- Hans H. Buehler /s/ Ronald C. Waranch -------------------------------------------------- Ronald C. Waranch Levy, Harkins & Co., Inc. /s/ Edwin Levy, Chairman --------------------------------------------------- Edwin Levy, Chairman First Leveraged Fund, L.P. /s/ Edwin Levy, General Partner --------------------------------------------------- Edwin Levy, General Partner /s/ Edwin Levy -------------------------------------------------- Edwin Levy /s/ Michael Harkins -------------------------------------------------- Michael Harkins Page 55 of 62 Pages 56 EXHIBIT I TO SCHEDULE 13-D SCHEDULE OF SHARE PURCHASE TRANSACTIONS ---------------------------------------
Identity of Date of Number of Price Filing Person Purchase Shares Per Share - ------------- -------- --------- ---------- West Bank Trust 07/03/95 100,000 $19.30 West Bank Trust 07/05/95 120,000 $19.30 PAN West Bank Trust 07/03/95 25,000 $19.30 CNN West Bank Trust 07/03/95 25,000 $19.30 JJN West Bank Trust 07/03/95 25,000 $19.30 MDN West Bank Trust 07/03/95 25,000 $19.30 Novelly Exempt Trust 07/05/95 50,000 $19.30 Novelly Family Trust 07/06/95 14,000 $19.30 The Agent Trust 07/06/95 6,000 $19.30 P.A. Novelly IRA 07/06/95 2,500 $19.30 W & B Investments, Ltd. 07/06/95 13,800 $19.30 Apex Oil Company, Inc. Employees Savings Plan 07/03/95 130,000 $19.30 P.A. Novelly, II 07/07/95 1,000 $19.30 P.A. Novelly, II 07/07/95 1,000 $19.50 JKP Exempt Trust 07/06/95 5,000 $19.30 W. Michael Ross 07/06/95 1,000 $19.50 Thomas Dunne 07/06/95 1,000 $19.30 William Powell 07/06/95 1,000 $19.30 Karon Burns 07/06/95 500 $19.50 Norbert A. Siegfreid 07/06/95 2,000 $19.30 Norbert A. Siegfreid 07/06/95 3,000 $19.50 Christian Brothers College High School 07/06/95 3,000 $19.50 Richard Grisham 07/06/95 2,000 $19.50 Edward Wahl 07/06/95 5,000 $19.50 Hans H. Buehler 07/05/95 24,000 $19.50 Ronald C. Waranch 07/05/95 24,500 $19.50 First Leveraged Fund L.P. 07/05/95 12,500 $19.50 Levy, Harkins & Co., Inc. 07/03/95 113,000 $19.50
Page 56 of 62 Pages 57 EXHIBIT II TO SCHEDULE 13-D JOINT FILING AGREEMENT ---------------------- Dated as of July 18, 1995 The undersigned each hereby agree that the Schedule 13D filed herewith, relating to the Common Stock, No Par Value of Imperial Bancorp, is filed on behalf of each of the undersigned. Dated: July 18, 1995 /s/ Karon Burns -------------------------------------------------- Karon Burns /s/ Marian V. Mehan -------------------------------------------------- Marian V. Mehan West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee PAN West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee Page 57 of 62 Pages 58 CNN West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee JJN West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee MDN West Bank Trust dated July 3, 1995 /s/ Karon Burns, Trustee -------------------------------------------------- Karon Burns, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee Novelly Exempt Trust dated August 12, 1992 /s/ P.A. Novelly, II, Trustee -------------------------------------------------- P.A. Novelly, II, Trustee /s/ John K. Pruellage, Trustee -------------------------------------------------- John K. Pruellage, Trustee Page 58 of 62 Pages 59 Novelly Family Trust dated October 21, 1991 /s/ P.A. Novelly, II, Trustee -------------------------------------------------- P.A. Novelly, II, Trustee /s/ William G. Lauber, Trustee -------------------------------------------------- William G. Lauber, Trustee /s/ Douglas D. Hommert, Trustee -------------------------------------------------- Douglas D. Hommert, Trustee The Agent Trust dated February 8, 1992 /s/ P.A. Novelly, Trustee -------------------------------------------------- P.A. Novelly, Trustee /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee /s/ Douglas D. Hommert, Trustee -------------------------------------------------- Douglas D. Hommert, Trustee P.A. Novelly Individual Retirement Account /s/ P.A. Novelly, Trustee -------------------------------------------------- P.A. Novelly, Trustee W & B Investments, Ltd. /s/ P.A. Novelly, President -------------------------------------------------- P.A. Novelly, President Page 59 of 62 Pages 60 Apex Oil Company, Inc. Employees Savings Plan /s/ P.A. Novelly, Trustee -------------------------------------------------- P.A. Novelly, Trustee /s/ P.A. Novelly -------------------------------------------------- P.A. Novelly /s/ P.A. Novelly, II -------------------------------------------------- P.A. Novelly, II /s/ William G. Lauber -------------------------------------------------- William G. Lauber /s/ Douglas D. Hommert -------------------------------------------------- Douglas D. Hommert /s/ John K. Pruellage -------------------------------------------------- John K. Pruellage Page 60 of 62 Pages 61 Dominique Ferrante Trust dated December 26, 1991 /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee /s/ Douglas D. Hommert, Trustee -------------------------------------------------- Douglas D. Hommert, Trustee /s/ William G. Lauber, Trustee -------------------------------------------------- William G. Lauber, Trustee Danielle Lee Niemann Trust, dated February 11, 1994 /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee /s/ Douglas D. Hommert, Trustee -------------------------------------------------- Douglas D. Hommert, Trustee /s/ William G. Lauber, Trustee -------------------------------------------------- William G. Lauber, Trustee JKP Exempt Trust, dated March 30, 1993 /s/ Marian V. Mehan, Trustee -------------------------------------------------- Marian V. Mehan, Trustee /s/ W. Michael Ross -------------------------------------------------- W. Michael Ross Christian Brothers College High School /s/ W. Michael Ross, Trustee -------------------------------------------------- W. Michael Ross, Trustee Page 61 of 62 Pages 62 /s/ Thomas Dunne -------------------------------------------------- Thomas Dunne /s/ William Powell -------------------------------------------------- William Powell /s/ Norbert A. Siegfreid -------------------------------------------------- Norbert A. Siegfreid /s/ Richard Grisham -------------------------------------------------- Richard Grisham /s/ Edward Wahl -------------------------------------------------- Edward Wahl /s/ Hans H. Buehler -------------------------------------------------- Hans H. Buehler /s/ Ronald C. Waranch -------------------------------------------------- Ronald C. Waranch Levy, Harkins & Co., Inc. /s/ Edwin Levy, Chairman --------------------------------------------------- Edwin Levy, Chairman First Leveraged Fund, L.P. /s/ Edwin Levy, General Partner --------------------------------------------------- Edwin Levy, General Partner /s/ Edwin Levy -------------------------------------------------- Edwin Levy /s/ Michael Harkins -------------------------------------------------- Michael Harkins Page 62 of 62 Pages -----END PRIVACY-ENHANCED MESSAGE-----