-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JVDanCmG5+6ox5zrIOSA+5aBO6DE3G2FMAgFIKKxTpC9AaaWBM6YQ3Y1lps01plG 4KPTTP4CV8kD8KBh/s60YA== 0000944209-99-000706.txt : 19990505 0000944209-99-000706.hdr.sgml : 19990505 ACCESSION NUMBER: 0000944209-99-000706 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL BANCORP CENTRAL INDEX KEY: 0000049899 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 952575576 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: SEC FILE NUMBER: 001-08196 FILM NUMBER: 99610271 BUSINESS ADDRESS: STREET 1: 9920 S LA CIENEGA BLVD CITY: INGLEWOOD STATE: CA ZIP: 90301 BUSINESS PHONE: 3104175600 MAIL ADDRESS: STREET 2: PO BOX 92991 CITY: LOS ANGELES STATE: CA ZIP: 90009 DEFA14A 1 DEFINITIVE ADDITIONAL MATERIALS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [_] Check the appropriate box: [_] Preliminary Proxy Statement [_] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) [_] Definitive Proxy Statement [X] Definitive Additional Materials [_] Soliciting Material Pursuant to Section 240.14a-11(c) or Section 240.14a-12 IMPERIAL BANCORP - -------------------------------------------------------------------------------- (Name of Registrant as Specified In Its Charter) - -------------------------------------------------------------------------------- (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required [_] Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. (1) Title of each class of securities to which transaction applies: ------------------------------------------------------------------------- (2) Aggregate number of securities to which transaction applies: ------------------------------------------------------------------------- (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): ------------------------------------------------------------------------- (4) Proposed maximum aggregate value of transaction: ------------------------------------------------------------------------- (5) Total fee paid: ------------------------------------------------------------------------- [_] Fee paid previously with preliminary materials. [_] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: ------------------------------------------------------------------------- (2) Form, Schedule or Registration Statement No.: ------------------------------------------------------------------------- (3) Filing Party: ------------------------------------------------------------------------- (4) Date Filed: ------------------------------------------------------------------------- Notes: May 4, 1999 AMENDMENT TO PROXY STATEMENT The Proxy Statement dated April 23, 1999, is amended to substitute the following in place of the Summary Compensation Table on Page 7. SUMMARY COMPENSATION TABLE ANNUAL COMPENSATION
Other Restricted Number All Name and Annual Stock of Option LTIP Other Principal Position Year Salary(1) Bonus Comp(3) Awards Shares(4) Payouts Comp(5) ------------------ ---- --------- ---------- -------- ---------- --------- ------- ------- George L. Graziadio, Jr. 1998 $500,000 $1,527,909(2) $190,927 0 135,000 0 $ 7,893 Chairman of the Board 1997 435,000 767,442 270,614 0 0 0 13,012 and Chief Executive Officer, 1996 375,000 482,812 352,568 0 411,642 0 12,218 Imperial Bancorp Norman P. Creighton 1998 $500,000 $1,449,704(2) $119,817 0 81,000 0 $12,893 Vice Chairman of the 1997 435,000 700,900 217,167 0 0 0 17,762 Board and Chief Executive 1996 375,000 482,812 177,874 0 411,642 0 16,968 Officer, Imperial Bank Daniel R. Mathis 1998 $325,000 $ 419,187 $ 44,032 0 81,000 0 $ 7,893 President, 1997 275,000 443,100 69,117 0 0 0 13,012 Imperial Bank 1996 160,000 167,800 39,070 0 248,229 0 12,401 Harry W. Chenoweth 1998 $225,000 $ 208,821 $ 45,394 0 16,200 0 $12,893 Executive Vice President, 1997 185,000 229,700 63,223 0 62,366 0 1,480 Imperial Bank James R. Daley 1998 $210,000 $ 220,378 $ 31,229 0 16,200 0 $12,893 Executive Vice President, 1997 170,000 201,400 38,544 0 0 0 17,762 Imperial Bank 1996 160,000 169,800 23,065 0 97,133 0 16,968
- -------- (1) Compensation deferred at election of executive included in category and year earned. (2) Includes $805,000 incentive payment from exercise by the Bank of a stock option from a customer transaction. (3) Includes automobile allowance, additional life, GTL, legal services, employer contribution to deferred compensation and below market interest on loans. (4) Adjusted to reflect 10% stock dividend in February 1997, 3 for 2 stock split in February 1998, and 8% stock dividend in February 1999. (5) These amounts represent contributions to the Company's Profit Sharing Plan, 401K Plan and Employee Stock Ownership Plan.
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