0001550096-19-000004.txt : 20190506 0001550096-19-000004.hdr.sgml : 20190506 20190506161050 ACCESSION NUMBER: 0001550096-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190502 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartnett John R. CENTRAL INDEX KEY: 0001550096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 19799395 MAIL ADDRESS: STREET 1: 155 HARLEM AVE CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 BUSINESS PHONE: 8477247500 MAIL ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_155717343511648.xml FORM 4 X0306 4 2019-05-02 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001550096 Hartnett John R. ILLINOIS TOOL WORKS INC. 155 HARLEM AVENUE GLENVIEW IL 60025 0 1 0 0 Executive Vice President Common Stock 2019-05-02 4 M 0 14323 63.25 A 31695 D Common Stock 2019-05-02 4 S 0 14323 153.55 D 17372 D Employee Stock Option 63.25 2019-05-02 4 M 0 14323 0 D 2014-02-15 2023-02-15 Common Stock 14323.0 0 D Employee Stock Option 78.59 2015-02-14 2024-02-14 Common Stock 24202.0 24202 D Employee Stock Option 98.26 2016-02-13 2025-02-13 Common Stock 19436.0 19436 D Employee Stock Option 91.88 2017-02-12 2026-02-12 Common Stock 19980.0 19980 D Employee Stock Option 128.0 2018-02-10 2027-02-10 Common Stock 23294.0 23294 D Employee Stock Option 163.36 2019-02-15 2028-02-15 Common Stock 16953.0 16953 D Employee Stock Option 144.21 2020-02-15 2029-02-15 Common Stock 19644.0 19644 D Performance Share Units (granted 2/10/17) 0.0 Common Stock 2569.0 2569 D Performance Share Units (granted 2/15/18) 0.0 Common Stock 2053.0 2053 D Performance Share Units (granted 2/15/19) 0.0 Common Stock 2355.0 2355 D This transaction was executed at multiple prices ranging from $153.21 to $153.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Options vest in four (4) equal annual installments beginning one year from date of grant. Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date. Each PSU vests 100% three years from the date of grant if performance goals are met. John R. Hartnett, by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact on File 2019-05-06