0001498509-16-000011.txt : 20161209 0001498509-16-000011.hdr.sgml : 20161209 20161209141240 ACCESSION NUMBER: 0001498509-16-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161207 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 BUSINESS PHONE: 8477247500 MAIL ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAGARAJAN SUNDARAM CENTRAL INDEX KEY: 0001498509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 162043669 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_148131074331571.xml FORM 4 X0306 4 2016-12-07 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001498509 NAGARAJAN SUNDARAM ILLINOIS TOOL WORKS INC 155 HARLEM AVENUE GLENVIEW IL 60026 0 1 0 0 Executive Vice President Common Stock 2016-12-07 4 M 0 4560 55.81 A 24777 D Common Stock 2016-12-07 4 S 0 4560 126.24 D 20217 D Employee Stock Option 55.81 2016-12-07 4 M 0 4560 0 D 2012-02-11 2021-02-11 Common Stock 4560.0 4554 D Employee Stock Option 98.26 2016-02-13 2025-02-13 Common Stock 21056.0 21056 D Employee Stock Option 78.59 2015-02-14 2024-02-14 Common Stock 27502.0 27502 D Employee Stock Option 63.25 2014-02-15 2023-02-15 Common Stock 37301.0 37301 D Employee Stock Option 91.88 2017-02-12 2026-02-12 Common Stock 22893.0 22893 D Performance Restricted Stock Unit (granted 2/12/2016) 0.0 Common Stock 4988.0 4988 D Performance Restricted Stock Unit (granted 2/13/15) 0.0 Common Stock 4410.0 4410 D Performance Restricted Stock Unit (granted 2/14/2014) 0.0 Common Stock 5301.0 5301 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person and approved by the Issuer effective June 7, 2016. Options vest in four (4) equal annual installments beginning one year from date of grant. Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock. Each PRSU vests 100% three years from the date of grant if performance goals are met. Sundaram Nagarajan by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact POA on File 2016-12-09