0001307581-14-000002.txt : 20141110 0001307581-14-000002.hdr.sgml : 20141110 20141110161548 ACCESSION NUMBER: 0001307581-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141106 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 WEST LAKE AVE CITY: GLENVIEW STATE: IL ZIP: 60026-1215 BUSINESS PHONE: 8476574204 MAIL ADDRESS: STREET 1: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026-1215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANTI ERNEST SCOTT CENTRAL INDEX KEY: 0001307581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 141208848 MAIL ADDRESS: STREET 1: ILLINOIS TOOL WORKS INC. STREET 2: 3600 WEST LAKE CITY: GLENVIEW STATE: IL ZIP: 60026 4 1 wf-form4_141565413799666.xml FORM 4 X0306 4 2014-11-06 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001307581 SANTI ERNEST SCOTT ILLINOIS TOOL WORKS INC. 3600 WEST LAKE AVENUE GLENVIEW IL 60026 1 1 0 0 President & CEO Common Stock 2014-11-06 4 M 0 80000 48.51 A 130792 D Common Stock 2014-11-06 4 S 0 80000 92.50 D 50792 D Common Stock 3478 I See Footnote Employee Stock Option 48.51 2014-11-06 4 M 0 80000 0 D 2009-02-08 2018-02-08 Common Stock 80000.0 0 D Performance Restricted Stock Unit (granted 02/10/2012) 0.0 Common Stock 13463.0 13463 D Employee Stock Option 63.25 2014-02-15 2023-02-15 Common Stock 305188.0 305188 D Employee Stock Option 78.59 2015-02-14 2024-02-14 Common Stock 224422.0 224422 D Employee Stock Option 55.81 2012-02-11 2021-02-11 Common Stock 101297.0 101297 D Performance Restricted Stock Unit (granted 2/15/2013) 0.0 Common Stock 35573.0 35573 D Performance Restricted Stock Unit (granted 2/14/2014) 0.0 Common Stock 32446.0 32446 D Employee Stock Option 43.64 2011-02-12 2020-02-12 Common Stock 148154.0 148154 D Employee Stock Option 55.71 2013-02-10 2022-02-10 Common Stock 108885.0 108885 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the issuer effective June 3, 2014. Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan---Information reported as of November 6, 2014. Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock. Each PRSU vests 100% three years from the date of grant if performance goals are met. Options vest in four (4) equal annual installments beginning one year from date of grant. Ernest Scott Santi by Maria C. Green, Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File 2014-11-10