0001209191-13-039432.txt : 20130806 0001209191-13-039432.hdr.sgml : 20130806 20130806164113 ACCESSION NUMBER: 0001209191-13-039432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130802 FILED AS OF DATE: 20130806 DATE AS OF CHANGE: 20130806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 WEST LAKE AVE CITY: GLENVIEW STATE: IL ZIP: 60026-1215 BUSINESS PHONE: 8476574204 MAIL ADDRESS: STREET 1: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026-1215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANTI ERNEST SCOTT CENTRAL INDEX KEY: 0001307581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 131014075 MAIL ADDRESS: STREET 1: ILLINOIS TOOL WORKS INC. STREET 2: 3600 WEST LAKE CITY: GLENVIEW STATE: IL ZIP: 60026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-02 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001307581 SANTI ERNEST SCOTT ILLINOIS TOOL WORKS INC. 3600 WEST LAKE AVENUE GLENVIEW IL 60026 1 1 0 0 President & CEO Common Stock 2013-08-02 4 M 0 46250 35.12 A 88055 D Common Stock 2013-08-02 4 S 0 46250 75.00 D 41805 D Common Stock 3398 I See Footnote Employee Stock Option 48.51 2009-02-08 2018-02-08 Common Stock 80000 80000 D Employee Stock Option 35.12 2013-08-02 4 M 0 46250 0.00 D 2010-02-13 2019-02-13 Common Stock 46250 46250 D Employee Stock Option 43.64 2011-02-12 2020-02-12 Common Stock 148154 148154 D Employee Stock Option 55.81 2012-02-11 2021-02-11 Common Stock 101297 101297 D Performance Restricted Stock Unit (granted 02/11/2011) 0.00 Common Stock 13438 13438 D Employee Stock Option 55.71 2013-02-10 2022-02-10 Common Stock 108885 108885 D Performance Restricted Stock Unit (granted 02/10/2012) 0.00 Common Stock 13463 13463 D Performance Restricted Stock Unit (granted 2/15/2013) 0.00 Common Stock 35573 35573 D Employee Stock Option 63.25 2014-02-15 2023-02-15 Common Stock 305188 305188 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the Issuer effective May 14, 2013. Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan---Information reported as of August 2, 2013. Options vest in four (4) equal annual installments beginning one year from date of grant. Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock. Each PRSU vests 100% three years from the date of grant if performance goals are met. Ernest Scott Santi by Maria C. Green, Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File 2013-08-06