0001209191-12-051856.txt : 20121106
0001209191-12-051856.hdr.sgml : 20121106
20121106145541
ACCESSION NUMBER: 0001209191-12-051856
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121102
FILED AS OF DATE: 20121106
DATE AS OF CHANGE: 20121106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAVID BYRON JR
CENTRAL INDEX KEY: 0001478669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04797
FILM NUMBER: 121182922
MAIL ADDRESS:
STREET 1: 3600 WEST LAKE AVENUE
CITY: GLENVIEW
STATE: IL
ZIP: 60026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC
CENTRAL INDEX KEY: 0000049826
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 361258310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3600 WEST LAKE AVE
CITY: GLENVIEW
STATE: IL
ZIP: 60026-1215
BUSINESS PHONE: 8476574204
MAIL ADDRESS:
STREET 1: 3600 WEST LAKE AVENUE
CITY: GLENVIEW
STATE: IL
ZIP: 60026-1215
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-11-02
0
0000049826
ILLINOIS TOOL WORKS INC
ITW
0001478669
SMITH DAVID BYRON JR
ILLINOIS TOOL WORKS INC.
3600 WEST LAKE AVENUE
GLENVIEW
IL
60026
1
0
0
0
Common Stock
2012-11-02
4
A
0
544
62.02
A
8864
D
Common Stock
102901
D
Common Stock
2650002
I
By partnership
Common Stock
6404842
I
Trusts
Common Stock
14986
I
Trusts
Phantom Stock Units
Common Stock
1083
1083
D
Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2011 Long-Term Incentive Plan representing quarterly director fees.
Shares owned directly by reporting person with his spouse.
Shares are held by 2009 Smith Family LP of which the reporting person has a partial direct beneficial interest.
Shares held in various trusts of which reporting person has a partial direct beneficial interest.
Shares held in various trusts of which the reporting person has a pecuniary interest and his father is a co-trustee. The reporting person disclaims beneficial ownership of these shares.
Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of November 2, 2012. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock.
David Byron Smith, Jr. by Maria C. Green, Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File
2012-11-06