0001209191-11-041561.txt : 20110729 0001209191-11-041561.hdr.sgml : 20110729 20110729141107 ACCESSION NUMBER: 0001209191-11-041561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110727 FILED AS OF DATE: 20110729 DATE AS OF CHANGE: 20110729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BYRON JR CENTRAL INDEX KEY: 0001478669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 11996846 MAIL ADDRESS: STREET 1: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 WEST LAKE AVE CITY: GLENVIEW STATE: IL ZIP: 60026-1215 BUSINESS PHONE: 8476574106 MAIL ADDRESS: STREET 1: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026-1215 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-07-27 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001478669 SMITH DAVID BYRON JR ILLINOIS TOOL WORKS INC. 3600 WEST LAKE AVENUE GLENVIEW IL 60026 1 0 0 0 Common Stock 2011-07-27 4 A 0 665 50.72 A 3903 D Common Stock 102901 D Common Stock 1650002 I By partnership Common Stock 8736286 I Trusts Common Stock 14986 I Trusts Phantom Stock Units Common Stock 1046 1046 D Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2011 Long-Term Incentive Plan of the issuer for quarterly director fees. Shares owned directly by reporting person with his spouse. Shares are held by 2009 Smith Family LP of which the reporting person has a partial direct beneficial interest. Shares held in various trusts of which reporting person has a partial direct beneficial interest. Shares held in various trusts of which the reporting person is a co-trustee and in which a member of his immediate family has a pecuniary interest. The reporting person disclaims beneficial ownership of these shares. Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of July 27, 2011. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock. David Byron Smith, Jr. by James H. Wooten, Jr., Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File 2011-07-29