-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2N/NMmDBwwXXwn7PvsbgShNMWXMEF0i9Pf+lShYau7O3V3KoakCFMp5TnCkaOHW 3wNx30UxX4wA1VdntOL34g== 0001209191-09-057631.txt : 20091217 0001209191-09-057631.hdr.sgml : 20091217 20091217143543 ACCESSION NUMBER: 0001209191-09-057631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091215 FILED AS OF DATE: 20091217 DATE AS OF CHANGE: 20091217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BYRON JR CENTRAL INDEX KEY: 0001478669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 091246967 MAIL ADDRESS: STREET 1: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 W LAKE AVE CITY: GLENVIEW STATE: IL ZIP: 60025-5811 BUSINESS PHONE: 8476574106 MAIL ADDRESS: STREET 1: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025-5811 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-12-15 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001478669 SMITH DAVID BYRON JR ILLINOIS TOOL WORKS INC. 3600 WEST LAKE AVENUE GLENVIEW IL 60026 1 0 0 0 Common Stock 45000 D Common Stock 57901 D Common Stock 1650002 I By partnership Common Stock 2009-12-15 4 S 0 125000 48.9867 D 8811286 I Trusts Common Stock 2009-12-16 4 S 0 75000 48.8378 D 8736286 I Trusts Common Stock 14986 I Trusts Phantom Stock Units Common Stock 1000 1000 D Shares owned directly by reporting person with his spouse. Shares are held by 2009 Smith Family LP of which the reporting person has a partial direct beneficial interest. This transaction was executed in multiple trades at prices ranging from $48.75 to $49.20. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $48.72 to $48.95. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Shares held in various trusts of which reporting person has a partial direct beneficial interest. Shares held in various trusts of which the reporting person is a co-trustee and in which a member of his immediate family has a pecuniary interest. The reporting person disclaims beneficial ownership of these shares. Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of December 17, 2009. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock. David Byron Smith, Jr. by James H. Wooten, Jr., Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File. 2009-12-17 -----END PRIVACY-ENHANCED MESSAGE-----