-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AZfVeUnus//e1p70Y0xnZVntbcgfF3mmkpT9jUt5JDPhGEDFyBYes22gaLUx7x58 lPKsNh/gs/VzHlH7fT6MXQ== 0001209191-04-044973.txt : 20040920 0001209191-04-044973.hdr.sgml : 20040920 20040920143736 ACCESSION NUMBER: 0001209191-04-044973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040917 FILED AS OF DATE: 20040920 DATE AS OF CHANGE: 20040920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRELL W JAMES CENTRAL INDEX KEY: 0001021872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 041037353 BUSINESS ADDRESS: STREET 1: UAL CORP STREET 2: P O BOX 66919 CITY: CHICAGO STATE: IL ZIP: 60666 BUSINESS PHONE: 8477004000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 W LAKE AVE CITY: GLENVIEW STATE: IL ZIP: 60025-5811 BUSINESS PHONE: 8476574106 MAIL ADDRESS: STREET 1: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025-5811 4 1 c88299_01wjf.xml MAIN DOCUMENT DESCRIPTION X0202 4 2004-09-17 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001021872 FARRELL W JAMES 1 1 0 0 Chairman & CEO Common Stock 2004-09-17 4 M 0 151386 33.375 A 199794 I See Footnotes Common Stock 2004-09-17 4 S 0 151386 91.8763 D 48408 I See Footnotes Common Stock 2004-09-17 4 M 0 606 34.59 A 193360 D Common Stock 2004-09-17 4 S 0 606 91.8763 D 192754 D Employee Stock Option 34.59 2004-09-17 4 M 0 606 34.59 D 1999-11-23 2009-05-04 Common Stock 606 0 D Employee Stock Option 54.62 1997-12-12 4 A 0 100000 54.62 A 1998-12-12 2007-12-12 Common Stock 100000 100000 D Employee Stock Option 33.375 1996-05-03 4 A 0 38504 33.375 A 1997-05-03 2006-05-03 Common Stock 38504 38504 D Employee Stock Option 33.375 2004-09-17 4 M 0 151386 33.375 D 1997-05-03 2006-05-03 Common Stock 151386 160110 I J.M. Investment Partners L.P. Employee Stock Option 58.25 1998-12-11 4 A 0 100000 58.25 A 1999-12-11 2008-12-11 Common Stock 100000 100000 D Employee Stock Option 65.50 1999-12-17 4 A 0 200000 65.50 A 2000-12-17 2009-12-17 Common Stock 200000 200000 D Employee Stock Option 55.875 2000-12-15 4 A 0 450000 55.875 A 2001-12-15 2010-12-15 Common Stock 450000 450000 D Employee Stock Option 62.25 2001-12-14 4 A 0 400000 62.25 A 2002-12-14 2011-12-14 Common Stock 400000 400000 D 29,768 shares held in revocable trust. 18,640 shares held in JM investment partners L.P. 7,021 shares allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan -- Information reported as of 9/17/04. Includes Grant of Restricted Stock vesting over 3 year period: 12/16/03, 12/16/04, 12/16/05. Includes Grant of Restricted Stock vesting over 3 year period: 12/16/04, 12/16/05, 12/18/06 Options received for 75 shares of Premark International pursuant to merger with ITW. Options vest in four equal annual installments beginning one year from date of grant. Options vest in five equal annual installments beginning one year from date of grant. W. James Farrell by S. S. Hudnut, Sr. V.P., Gen. Counsel & Secretary Attorney-In-Fact POA on File 2004-09-20 -----END PRIVACY-ENHANCED MESSAGE-----