0000049826-20-000079.txt : 20200512 0000049826-20-000079.hdr.sgml : 20200512 20200512165455 ACCESSION NUMBER: 0000049826-20-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200508 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BYRON JR CENTRAL INDEX KEY: 0001478669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 20869801 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 BUSINESS PHONE: 8477247500 MAIL ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_158931687540088.xml FORM 4 X0306 4 2020-05-08 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001478669 SMITH DAVID BYRON JR ILLINOIS TOOL WORKS INC. 155 HARLEM AVENUE GLENVIEW IL 60025 1 0 0 0 Common Stock 2020-05-08 4 A 0 1132 161.01 A 117636 D Common Stock 15517 I Trusts Phantom Stock Units Common Stock 1286.0 1286 D Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant. Includes 95,901 shares owned directly by the reporting person with his spouse. Shares held in various trusts of which the reporting person has a pecuniary interest and is a co-trustee with his spouse. Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of May 8, 2020. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock. David Byron Smith, Jr. by Michael M. Larsen, Senior Vice President & Chief Financial Officer, Attorney-In-Fact POA on File 2020-05-12