0000049826-17-000141.txt : 20171026 0000049826-17-000141.hdr.sgml : 20171026 20171026172437 ACCESSION NUMBER: 0000049826-17-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171025 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALLS JUAN CENTRAL INDEX KEY: 0001416777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 171157154 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 BUSINESS PHONE: 8477247500 MAIL ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_150905306341256.xml FORM 4 X0306 4 2017-10-25 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001416777 VALLS JUAN ILLINOIS TOOL WORKS INC. 155 HARLEM AVENUE GLENVIEW IL 60025 0 1 0 0 Executive Vice President Common Stock 2017-10-25 4 M 0 48622 55.81 A 71101 D Common Stock 2017-10-25 4 S 0 48622 156.73 D 22479 D Employee Stock Option 91.88 2017-02-12 2026-02-12 Common Stock 16650.0 16650 D Employee Stock Option 55.81 2017-10-25 4 M 0 48622 0 D 2012-02-11 2021-02-11 Common Stock 48622.0 0 D Employee Stock Option 55.71 2013-02-10 2022-02-10 Common Stock 52265.0 52265 D Employee Stock Option 98.26 2016-02-13 2025-02-13 Common Stock 17816.0 17816 D Employee Stock Option 63.25 2014-02-15 2023-02-15 Common Stock 40692.0 40692 D Employee Stock Option 78.59 2015-02-14 2024-02-14 Common Stock 24202.0 24202 D Performance Restricted Stock Unit (granted 2/12/2016) 0.0 Common Stock 3627.0 3627 D Performance Restricted Stock Unit (granted 2/13/15) 0.0 Common Stock 3731.0 3731 D Employee Stock Option 128.0 2018-02-10 2027-02-10 Common Stock 18635.0 18635 D Performance Share Units (granted 2/10/17) 0.0 Common Stock 1981.0 1981 D This transaction was executed in multiple trades at prices ranging from $156.17 to $157.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Options vest in four (4) equal annual installments beginning one year from date of grant. Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met. PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents accrued to date. Juan Valls by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact POA on File 2017-10-26