0000049826-17-000115.txt : 20170607 0000049826-17-000115.hdr.sgml : 20170607 20170607164420 ACCESSION NUMBER: 0000049826-17-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170605 FILED AS OF DATE: 20170607 DATE AS OF CHANGE: 20170607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 BUSINESS PHONE: 8477247500 MAIL ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'HERLIHY CHRISTOPHER A CENTRAL INDEX KEY: 0001504646 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 17897710 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_149686824270758.xml FORM 4 X0306 4 2017-06-05 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001504646 O'HERLIHY CHRISTOPHER A ILLINOIS TOOL WORKS INC 155 HARLEM AVENUE GLENVIEW IL 60025 0 1 0 0 Vice Chairman Common Stock 2017-06-05 4 M 0 36467 55.81 A 55878 D Common Stock 2017-06-05 4 S 0 36467 144 D 19411 D Common Stock 1608 I See Footnote Employee Stock Option 98.26 2016-02-13 2025-02-13 Common Stock 22675.0 22675 D Employee Stock Option 55.71 2013-02-10 2022-02-10 Common Stock 43554.0 43554 D Employee Stock Option 91.88 2017-02-12 2026-02-12 Common Stock 37462.0 37462 D Employee Stock Option 63.25 2014-02-15 2023-02-15 Common Stock 37301.0 37301 D Employee Stock Option 78.59 2015-02-14 2024-02-14 Common Stock 29702.0 29702 D Employee Stock Option 55.81 2017-06-05 4 M 0 36467 0 D 2012-02-11 2021-02-11 Common Stock 36467.0 0 D Performance Restricted Stock Unit (granted 2/12/2016) 0.0 Common Stock 8162.0 8162 D Performance Restricted Stock Unit (granted 2/13/15) 0.0 Common Stock 4749.0 4749 D Employee Stock Option 128.0 2018-02-10 2027-02-10 Common Stock 48453.0 48453 D Performance Share Units (granted 2/10/17) 0.0 Common Stock 5078.0 5078 D This transaction was executed in multiple trades at prices ranging from $144.00 to $144.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of June 5, 2017. Options vest in four (4) equal annual installments beginning one year from date of grant. Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met. Christopher A. O'Herlihy, by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact on File 2017-06-07