-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QoEjUg3B04xIfeEx6jjDSnSgvlLUTLPniRClkp+GHKrGKYzWgjA5DeGVNUOb3mpE e6WOoD7NgR0uphA/JzBxBg== 0000950124-96-000300.txt : 19960123 0000950124-96-000300.hdr.sgml : 19960123 ACCESSION NUMBER: 0000950124-96-000300 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960122 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS POWER FINANCING I CENTRAL INDEX KEY: 0001002443 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11559 FILM NUMBER: 96505983 BUSINESS ADDRESS: STREET 1: C/O THE CORPORATION TRUST CO STREET 2: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 3026587581 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS POWER CO CENTRAL INDEX KEY: 0000049816 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 370344645 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03004 FILM NUMBER: 96505984 BUSINESS ADDRESS: STREET 1: 500 S 27TH ST STREET 2: C/O HARRIS TRUST & SAVINGS BANK CITY: DECATUR STATE: IL ZIP: 62525-1805 BUSINESS PHONE: 2174246600 FORMER COMPANY: FORMER CONFORMED NAME: ILLINOIS IOWA POWER CO DATE OF NAME CHANGE: 19660822 8-A12B/A 1 AMENDMENT TO FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ILLINOIS POWER FINANCING I - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its Declaration of Trust) DELAWARE Applied For - -------------------------------------------------------------------------------- (State of Incorporation (I.R.S. Employer or Organization) Identification No.) c/o Illinois Power Company 500 South 27th Street Decatur, Illinois 62525 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) ILLINOIS POWER COMPANY - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its Amended and Restated Certificate of Incorporation) ILLINOIS 37-0344645 - ------------------------------------------------------------------------------- (State of Incorporation (I.R.S. Employer or Organization) Identification No.) 500 South 27th Street Decatur, Illinois 62525 - ------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) If this Form relates to the registration of a class If this Form relates to the registration of a class of debt securities and is effective upon filing of debt securities and is to become effective pursuant to General Instruction A(c)(1), please simultaneously with the effectiveness of a check the following box. / / concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2), please check the following box. / /
2 Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class to be registered ------------------- ------------------------------ Illinois Power Financing I 8% The New York Stock Exchange Trust Originated Preferred Securities(SM) ("TOPrS(SM)") (and the Guarantee with respect thereto) Securities to be registered pursuant to Section 12(g) of the Act: NONE ---------------------------------------------------------------- (Title of Class) 3 INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 1. DESCRIPTION OF REGISTRANTS' SECURITIES TO BE REGISTERED The securities to be registered hereby are 8% Trust Originated Preferred Securities(SM) (the "Preferred Securities"), of Illinois Power Financing I, an Illinois business trust. The Preferred Securities represent undivided beneficial interests in the assets of Illinois Power Financing I and are guaranteed by Illinois Power Company ("Illinois Power"), an Illinois corporation, to the extent set forth in the form of the Preferred Securities Guarantee Agreement by Illinois Power to Wilmington Trust Company, as Preferred Guarantee Trustee (the "Guarantee"). The Guarantee is incorporated by reference to Exhibit 4(h) to the Registration Statement on Form S-3 (the "Registration Statement") of Illinois Power Financing I and Illinois Power (Registration Nos. 33-63581 and 33-63581-01) filed with the Securities and Exchange Commission on October 20, 1995. The particular terms of the Preferred Securities and the Guarantee are described in the Prospectus which forms a part of the Registration Statement. The Prospectus and the form of Guarantee are incorporated by reference herein as set forth in Item 2 below. ("Trust Originated Preferred Securities" and "TOPrS" are service marks of Merrill Lynch & Co., Inc.) ITEM 2. EXHIBITS The Preferred Securities described herein are to be registered on the New York Stock Exchange, on which no other securities of Illinois Power Financing I are registered. Accordingly, the following Exhibits required in accordance with Part II to the Instructions as to Exhibits to Form 8-A have been duly filed with the New York Stock Exchange. Each Exhibit was previously filed as indicated with the Securities and Exchange Commission and is incorporated herein by reference.
EXHIBIT NUMBER DESCRIPTION AND METHOD OF FILING ------- -------------------------------- 1(a) The Prospectus Filed as part of the Registration Statement of Illinois Power Company and Illinois Power Financing I (Reg. Nos. 33-63581 and 33-63581- 01). 4(a) Certificate of Trust of Illinois Power Filed as Exhibit 4(a) to the Registration Financing I Statement of Illinois Power Company and Illinois Power Financing I (Reg. Nos. 33- 63581 and 33-63581-01). 4(b) Declaration of Trust of Illinois Power Filed as Exhibit 4(b) to the Registration Financing I Statement of Illinois Power Company and Illinois Power Financing I (Reg. Nos. 33- 63581 and 33-63581-01). 4(c) Form of Amended and Restated Declaration Filed as Exhibit 4(c) to the Registration of Trust of Illinois Power Financing I Statement of Illinois Power Company and Illinois Power Financing I (Reg. Nos. 33- 63581 and 33-63581-01).
3 4 4(d) Form of Indenture between Illinois Power Filed as Exhibit 4(d) to the Registration Company and Wilmington Trust Company, as Statement of Illinois Power Company and Trustee Illinois Power Financing I (Reg. Nos. 33- 63581 and 33-63581-01). 4(e) Form of Supplemental Indenture to Filed as Exhibit 4(e) to the Registration Indenture to be used in connection with Statement of Illinois Power Company and the issuance of Subordinated Debentures Illinois Power Financing I (Reg. Nos. 33- and Preferred Securities 63581 and 33-63581-01). 4(f) Form of Subordinated Debenture Filed as Exhibit 4(e) to the Registration (contained in the Form of Supplemental Statement of Illinois Power Company and Indenture) Illinois Power Financing I (Reg. Nos. 33- 63581 and 33-63581-01). 4(g) Form of Guarantee Agreement with respect Filed as Exhibit 4(h) to the Registration to the Preferred Securities Statement of Illinois Power Company and Illinois Power Financing I (Reg. Nos. 33- 63581 and 33-63581-01). 5(a) Form of Preferred Security (contained in Filed as Exhibit 4(f) to the Registration the Form of Amended and Restated Statement of Illinois Power Company and Declaration of Trust of Illinois Power Illinois Power Financing I (Reg. Nos. 33- Financing I) 63581 and 33-63581-01).
4 5 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Act of 1934, each of the Registrants has duly caused this registration statement to be signed on its behalf by the undersigned thereto duly authorized. ILLINOIS POWER FINANCING I By: Illinois Power Company, as Sponsor By: /s/ Cynthia G. Steward ------------------------------------- Name: Cynthia G. Steward ---------------------------- Title: Controller ---------------------------- ILLINOIS POWER COMPANY By: /s/ Cynthia G. Steward ------------------------------------- Name: Cynthia G. Steward ---------------------------- Title: Controller ---------------------------- January 22, 1996 -----END PRIVACY-ENHANCED MESSAGE-----