-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cy2+u9SCKgEITRJpKdsMhIXndCWTVjPzPzuWxr1pENnRadgUTTStmt1zTNP+TIdu STYQ3bM4X1UjsaETVEx/8g== 0000912057-02-032292.txt : 20020814 0000912057-02-032292.hdr.sgml : 20020814 20020814180651 ACCESSION NUMBER: 0000912057-02-032292 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS POWER CO CENTRAL INDEX KEY: 0000049816 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 370344645 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03004 FILM NUMBER: 02737965 BUSINESS ADDRESS: STREET 1: 500 S 27TH ST STREET 2: C/O HARRIS TRUST & SAVINGS BANK CITY: DECATUR STATE: IL ZIP: 62525-1805 BUSINESS PHONE: 2174246600 FORMER COMPANY: FORMER CONFORMED NAME: ILLINOIS IOWA POWER CO DATE OF NAME CHANGE: 19660822 8-K 1 a2087406z8-k.txt 8-K ============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): AUGUST 14, 2002 -------------------- ILLINOIS POWER COMPANY (Exact name of Registrant as Specified in its Charter) ILLINOIS 1-3004 37-0344645 (State or Other Jurisdiction (Commission File (I.R.S. Employer of Incorporation) Number) Identification No.) 500 South 27th Street Decatur, Illinois 62521 (Address of Principal Executive Offices) (217) 424-6600 (Registrant's telephone number, including area code) Not Applicable (Former name or address, if changed since last report) ============================================================================== ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (a) Financial Statements - Not Applicable (b) Pro-Forma Financial Information - Not Applicable (c) Exhibits: 99.1 Certification of Chief Executive Officer dated August 14, 2002, pursuant to Section 906 of the Sarbanes-Oxley Act. 99.2 Certification of Chief Financial Officer dated August 14, 2002, pursuant to Section 906 of the Sarbanes-Oxley Act. ITEM 9. REGULATION FD DISCLOSURE On August 14, 2002, Illinois Power Company's filing of its Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 was accompanied by certifications of its Chief Executive Officer and Chief Financial Officer, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Copies of these Section 906 certifications are attached hereto as exhibit 99.1 and 99.2. In accordance with General Instruction B.2. of Form 8-K, the information contained in such certifications shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall such certifications be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such a filing. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ILLINOIS POWER COMPANY Date: August 14, 2002 By: /s/ Kathryn L. Patton ------------------------------ Kathryn L. Patton Senior Vice President, General Counsel and Secretary EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION 99.1 Certification of Chief Executive Officer dated August 14, 2002, pursuant to Section 906 of the Sarbanes-Oxley Act. 99.2 Certification of Chief Financial Officer dated August 14, 2002, pursuant to Section 906 of the Sarbanes-Oxley Act. EX-99.1 3 a2087406zex-99_1.txt EXHIBIT 99.1 Exhibit 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Illinois Power Company ("Illinois Power") on Form 10-Q for the period ended June 30, 2002 as filed with the Securities and Exchange Commission (the "SEC") on August 14, 2002 (the "Report"), the undersigned hereby certifies, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to his knowledge and upon a review of the Report, that: (1) The Report fully complies, in all material respects, with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Illinois Power as of the dates and for periods presented as required by such Report. This certification is based upon, among other things, the undersigned's responsibilities as chief executive officer, his own due diligence and representations made by certain members of Illinois Power's senior management. /s/ Stephen W. Bergstrom - --------------------------------- Stephen W. Bergstrom Chief Executive Officer August 14, 2002 This certification is provided pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by Illinois Power for purposes of Section 18 of the Securities Exchange Act of 1934, as amended. EX-99.2 4 a2087406zex-99_2.txt EXHIBIT 99.2 Exhibit 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Illinois Power Company ("Illinois Power") on Form 10-Q for the period ended June 30, 2002 as filed with the Securities and Exchange Commission (the "SEC") on August 14, 2002 (the "Report"), the undersigned hereby certifies, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to his knowledge and upon a review of the Report, that: (1) The Report fully complies, in all material respects, with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Illinois Power as of the dates and for periods presented as required by such Report. The undersigned did not serve as chief financial officer of Illinois Power during a substantial portion of the period covered by the Report. This certification is qualified by the foregoing and is based upon, among other things, the undersigned's responsibilities as chief financial officer, his own due diligence and representations made by certain members of Illinois Power's senior management. /s/ Louis J. Dorey - ---------------------------------- Louis J. Dorey Chief Financial Officer August 14, 2002 This certification is provided pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by Illinois Power for purposes of Section 18 of the Securities Exchange Act of 1934, as amended. -----END PRIVACY-ENHANCED MESSAGE-----