0001123292-12-000814.txt : 20120806
0001123292-12-000814.hdr.sgml : 20120806
20120806182526
ACCESSION NUMBER: 0001123292-12-000814
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120802
FILED AS OF DATE: 20120806
DATE AS OF CHANGE: 20120806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berk Howard M
CENTRAL INDEX KEY: 0001456517
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15283
FILM NUMBER: 121010891
MAIL ADDRESS:
STREET 1: 645 FIFTH AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DineEquity, Inc
CENTRAL INDEX KEY: 0000049754
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 953038279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 450 N BRAND BLVD 3RD FLR
CITY: GLENDALE
STATE: CA
ZIP: 91203-1903
BUSINESS PHONE: 818-240-6055
MAIL ADDRESS:
STREET 1: 450 N. BRAND BLVD, 7TH FLOOR
CITY: GLENDALE
STATE: CA
ZIP: 91203
FORMER COMPANY:
FORMER CONFORMED NAME: IHOP CORP
DATE OF NAME CHANGE: 19940204
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-08-02
0000049754
DineEquity, Inc
DIN
0001456517
Berk Howard M
645 FIFTH AVENUE, 21ST FLOOR
NEW YORK
NY
10022
1
0
0
0
Total Return Equity Swap
52.50
2012-08-02
4
X
1
120188
16.5972
D
2012-08-02
2018-09-17
Common Stock
120188
0
I
See Footnotes
Total Return Equity Swap
52.50
2012-08-02
4
X
1
36180
9.8398
D
2012-08-02
2018-09-17
Common Stock
36180
0
I
See Footnotes
Total Return Equity Swap
52.50
2012-08-02
4
X
1
128400
9.0019
D
2012-08-02
2018-09-17
Common Stock
128400
0
I
See Footnotes
On August 2, 2012, MSD SBI, L.P. ("MSD SBI") exercised its right to terminate and close out of each of its cash-settled total equity swap agreements ("Swaps") with Citibank, NA New York entered into on September 17, 2008, October 28, 2008 and November 20, 2008, respectively, covering an aggregate of 284,768 shares of the Issuer's Common Stock. The Swaps were settled at a price of $52.50.
Represents securities owned by MSD SBI, MSD Capital, L.P. ("MSD Capital") is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. The Reporting Person is an employee of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital.
The Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement.The Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
/s/ Howard M. Berk
2012-08-06