Delaware | 001-34376 | 13-3458955 |
(State or other jurisdiction | (Commission | (I.R.S. Employer |
of incorporation or organization) | File Number) | Identification No.) |
Section 1 | Conflict Minerals Disclosure | |
Item 1.01 | Conflict Minerals Disclosure and Report |
Item 1.02 | Exhibit |
Section 2 | Exhibits | |
Item 2.01 | Exhibits |
IEC Electronics Corp. | ||
(Registrant) | ||
May 30, 2018 | By: | /s/ Michael T. Williams |
Michael T. Williams | ||
Chief Financial Officer |
• | Our policy regarding Conflict Minerals is posted to our website. |
• | Our cross-functional conflict minerals team was established to carry out the necessary due diligence and reporting requirements. The team currently includes the following roles: |
Team Members: | Corporate Director of Quality and Operational Excellence | |
Director of Supply Chain | ||
Corporate Director of Environmental, Health and Safety | ||
Executive Sponsors: | Chief Financial Officer |
• | Develop a list of applicable suppliers with the assistance of supply chain personnel at each location. |
• | Request potential vendors to complete a Conflict Minerals Reporting Template (“CMRT”) prior to them being established as a vendor. |
• | Develop a list of applicable suppliers with the assistance of supply chain personnel at each location. |
• | We identify and assess risks in the supply chain. For the majority of our parts, tin is necessary to the functionality or product manufactured. To a lesser extent, tantalum, tungsten, and gold are also necessary for some parts. |
• | Data is collected directly from applicable suppliers using the CMRT. |
• | IEC has engaged with IHS Markit to assist in supplier data collection, management, and aggregation. |
• | Supplier declarations are evaluated to determine if supplies, products, or components containing Conflict Minerals purchased by IEC are derived from the Covered Countries. |
• | IHS Markit’s iPoint software is used to assess the status of supplier responses and facilitate responses to customer inquiries. |
• | Non-responses are followed up with additional requests and/or direct contact (email, phone, or in person) depending on risk. |
• | IEC Electronics utilizes IHS Markit’s iPoint software which includes information from the Global Smelter List. |
• | IEC Electronics files the Form SD and CMR with the SEC annually. |
• | We post the Form SD and CMR on our website. |
• | IEC Electronics issues a standard response using the CMRT. |
• | IEC’s corporate policy regarding Conflict Minerals and disclosure regarding whether any Conflict Minerals necessary to the functionality or production of a product originated in Covered Countries are made publicly available on our website in accordance with the Securities Exchange Act Section 13(p)(1)(E). |
• | Require potential vendors to complete a CMRT prior to them being established as a vendor. |
• | Working with customers when it is discovered that a component we source to support their product may benefit armed groups in the Covered Countries. |
Smelter | Mineral | Country |
Western Australian Mint (T/a The Perth Mint) | Gold | AUSTRALIA |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Gold | AUSTRIA |
Wolfram Bergbau und Hutten AG | Tungsten | AUSTRIA |
Metallo Belgium N.V. | Tin | BELGIUM |
Umicore S.A. Business Unit Precious Metals Refining | Gold | BELGIUM |
EM Vinto | Tin | BOLIVIA (PLURINATIONAL STATE OF) |
Operaciones Metalurgical S.A. | Tin | BOLIVIA (PLURINATIONAL STATE OF) |
ACL Metais Eireli | Tungsten | BRAZIL |
AngloGold Ashanti Corrego do Sitio Mineracao | Gold | BRAZIL |
LSM Brasil S.A. | Tantalum | BRAZIL |
Magnu's Minerais Metais e Ligas Ltda. | Tin | BRAZIL |
Marsam Metals | Gold | BRAZIL |
Melt Metais e Ligas S.A. | Tin | BRAZIL |
Mineracao Taboca S.A. | Tantalum | BRAZIL |
Mineracao Taboca S.A. | Tin | BRAZIL |
Resind Industria e Comercio Ltda. | Tantalum | BRAZIL |
Resind Industria e Comercio Ltda. | Tin | BRAZIL |
Soft Metais Ltda. | Tin | BRAZIL |
Umicore Brasil Ltda. | Gold | BRAZIL |
White Solder Metalurgia e Mineracao Ltda. | Tin | BRAZIL |
Asahi Refining Canada Ltd. | Gold | CANADA |
CCR Refinery - Glencore Canada Corporation | Gold | CANADA |
Royal Canadian Mint | Gold | CANADA |
Planta Recuperadora de Metales SpA | Gold | CHILE |
Changsha South Tantalum Niobium Co., Ltd. | Tantalum | CHINA |
Chenzhou Diamond Tungsten Products Co., Ltd. | Tungsten | CHINA |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Tin | CHINA |
Chifeng Dajingzi Tin Industry Co., Ltd. | Tin | CHINA |
China Tin Group Co., Ltd. | Tin | CHINA |
Chongyi Zhangyuan Tungsten Co., Ltd. | Tungsten | CHINA |
F&X Electro-Materials Ltd. | Tantalum | CHINA |
FIR Metals & Resource Ltd. | Tantalum | CHINA |
Fujian Jinxin Tungsten Co., Ltd. | Tungsten | CHINA |
Ganzhou Huaxing Tungsten Products Co., Ltd. | Tungsten | CHINA |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Tungsten | CHINA |
Ganzhou Seadragon W & Mo Co., Ltd. | Tungsten | CHINA |
Gejiu Fengming Metallurgy Chemical Plant | Tin | CHINA |
Gejiu Jinye Mineral Company | Tin | CHINA |
Gejiu Kai Meng Industry and Trade LLC | Tin | CHINA |
Gejiu Non-Ferrous Metal Processing Co., Ltd. | Tin | CHINA |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Tin | CHINA |
Gold Refinery of Zijin Mining Group Co., Ltd. | Gold | CHINA |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | Tin | CHINA |
Guangdong Rising Rare Metals-EO Materials Ltd. | Tantalum | CHINA |
Guangdong Xianglu Tungsten Co., Ltd. | Tungsten | CHINA |
Guangdong Zhiyuan New Material Co., Ltd. | Tantalum | CHINA |
Guanyang Guida Nonferrous Metal Smelting Plant | Tin | CHINA |
Hengyang King Xing Lifeng New Materials Co., Ltd. | Tantalum | CHINA |
Heraeus Metals Hong Kong Ltd. | Gold | CHINA |
HuiChang Hill Tin Industry Co., Ltd. | Tin | CHINA |
Huichang Jinshunda Tin Co., Ltd. | Tin | CHINA |
Hunan Chenzhou Mining Co., Ltd. | Tungsten | CHINA |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Tungsten | CHINA |
Hunan Chunchang Nonferrous Metals Co., Ltd. | Tungsten | CHINA |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Gold | CHINA |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Tungsten | CHINA |
Jiangxi Copper Co., Ltd. | Gold | CHINA |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Tantalum | CHINA |
Jiangxi Gan Bei Tungsten Co., Ltd. | Tungsten | CHINA |
Jiangxi Ketai Advanced Material Co., Ltd. | Tin | CHINA |
Jiangxi New Nanshan Technology Ltd. | Tin | CHINA |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Tungsten | CHINA |
Jiangxi Tuohong New Raw Material | Tantalum | CHINA |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Tungsten | CHINA |
Jiangxi Yaosheng Tungsten Co., Ltd. | Tungsten | CHINA |
Jiujiang Janny New Material Co., Ltd. | Tantalum | CHINA |
JiuJiang JinXin Nonferrous Metals Co., Ltd. | Tantalum | CHINA |
Jiujiang Tanbre Co., Ltd. | Tantalum | CHINA |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Tantalum | CHINA |
Malipo Haiyu Tungsten Co., Ltd. | Tungsten | CHINA |
Metalor Technologies (Hong Kong) Ltd. | Gold | CHINA |
Metalor Technologies (Suzhou) Ltd. | Gold | CHINA |
Ningxia Orient Tantalum Industry Co., Ltd. | Tantalum | CHINA |
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | Tantalum | CHINA |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Gold | CHINA |
Sichuan Tianze Precious Metals Co., Ltd. | Gold | CHINA |
South-East Nonferrous Metal Company Limited of Hengyang City | Tungsten | CHINA |
The Refinery of Shandong Gold Mining Co., Ltd. | Gold | CHINA |
Xiamen Tungsten (H.C.) Co., Ltd. | Tungsten | CHINA |
Xiamen Tungsten Co., Ltd. | Tungsten | CHINA |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Tungsten | CHINA |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Tungsten | CHINA |
XinXing HaoRong Electronic Material Co., Ltd. | Tantalum | CHINA |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Tin | CHINA |
Yunnan Tin Company Limited | Tin | CHINA |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Gold | CHINA |
NPM Silmet AS | Tantalum | ESTONIA |
SAAMP | Gold | FRANCE |
Allgemeine Gold-und Silberscheideanstalt A.G. | Gold | GERMANY |
Aurubis AG | Gold | GERMANY |
C. Hafner GmbH + Co. KG | Gold | GERMANY |
DODUCO Contacts and Refining GmbH | Gold | GERMANY |
H.C. Starck Hermsdorf GmbH | Tantalum | GERMANY |
H.C. Starck Smelting GmbH & Co. KG | Tantalum | GERMANY |
H.C. Starck Smelting GmbH & Co. KG | Tungsten | GERMANY |
H.C. Starck Tantalum and Niobium GmbH | Tantalum | GERMANY |
H.C. Starck Tungsten GmbH | Tungsten | GERMANY |
Heimerle + Meule GmbH | Gold | GERMANY |
Heraeus Precious Metals GmbH & Co. KG | Gold | GERMANY |
SAXONIA Edelmetalle GmbH | Gold | GERMANY |
WIELAND Edelmetalle GmbH | Gold | GERMANY |
Metallurgical Products India Pvt., Ltd. | Tantalum | INDIA |
MMTC-PAMP India Pvt., Ltd. | Gold | INDIA |
CV Ayi Jaya | Tin | INDONESIA |
CV Dua Sekawan | Tin | INDONESIA |
CV Gita Pesona | Tin | INDONESIA |
CV United Smelting | Tin | INDONESIA |
CV Venus Inti Perkasa | Tin | INDONESIA |
PT Aneka Tambang (Persero) Tbk | Gold | INDONESIA |
PT Aries Kencana Sejahtera | Tin | INDONESIA |
PT Artha Cipta Langgeng | Tin | INDONESIA |
PT ATD Makmur Mandiri Jaya | Tin | INDONESIA |
PT Babel Inti Perkasa | Tin | INDONESIA |
PT Bangka Prima Tin | Tin | INDONESIA |
PT Bangka Serumpun | Tin | INDONESIA |
PT Bangka Tin Industry | Tin | INDONESIA |
PT Belitung Industri Sejahtera | Tin | INDONESIA |
PT Bukit Timah | Tin | INDONESIA |
PT DS Jaya Abadi | Tin | INDONESIA |
PT Eunindo Usaha Mandiri | Tin | INDONESIA |
PT Inti Stania Prima | Tin | INDONESIA |
PT Karimun Mining | Tin | INDONESIA |
PT Kijang Jaya Mandiri | Tin | INDONESIA |
PT Lautan Harmonis Sejahtera | Tin | INDONESIA |
PT Menara Cipta Mulia | Tin | INDONESIA |
PT Mitra Stania Prima | Tin | INDONESIA |
PT Panca Mega Persada | Tin | INDONESIA |
PT Premium Tin Indonesia | Tin | INDONESIA |
PT Prima Timah Utama | Tin | INDONESIA |
PT Rajehan Ariq | Tin | INDONESIA |
PT Refined Bangka Tin | Tin | INDONESIA |
PT Sariwiguna Binasentosa | Tin | INDONESIA |
PT Stanindo Inti Perkasa | Tin | INDONESIA |
PT Sukses Inti Makmur | Tin | INDONESIA |
PT Sumber Jaya Indah | Tin | INDONESIA |
PT Timah (Persero) Tbk Kundur | Tin | INDONESIA |
PT Timah (Persero) Tbk Mentok | Tin | INDONESIA |
PT Tinindo Inter Nusa | Tin | INDONESIA |
PT Tommy Utama | Tin | INDONESIA |
Chimet S.p.A. | Gold | ITALY |
Italpreziosi | Gold | ITALY |
Safimet S.p.A | Gold | ITALY |
T.C.A S.p.A | Gold | ITALY |
A.L.M.T. TUNGSTEN Corp. | Tungsten | JAPAN |
Aida Chemical Industries Co., Ltd. | Gold | JAPAN |
Asahi Pretec Corp. | Gold | JAPAN |
Asaka Riken Co., Ltd. | Gold | JAPAN |
Asaka Riken Co., Ltd. | Tantalum | JAPAN |
Dowa | Gold | JAPAN |
Dowa | Tin | JAPAN |
Eco-System Recycling Co., Ltd. | Gold | JAPAN |
Global Advanced Metals Aizu | Tantalum | JAPAN |
H.C. Starck Ltd. | Tantalum | JAPAN |
Ishifuku Metal Industry Co., Ltd. | Gold | JAPAN |
Japan Mint | Gold | JAPAN |
Japan New Metals Co., Ltd. | Tungsten | JAPAN |
JX Nippon Mining & Metals Co., Ltd. | Gold | JAPAN |
Kojima Chemicals Co., Ltd. | Gold | JAPAN |
Matsuda Sangyo Co., Ltd. | Gold | JAPAN |
Mitsubishi Materials Corporation | Gold | JAPAN |
Mitsubishi Materials Corporation | Tin | JAPAN |
Mitsui Mining and Smelting Co., Ltd. | Gold | JAPAN |
Mitsui Mining and Smelting Co., Ltd. | Tantalum | JAPAN |
Nihon Material Co., Ltd. | Gold | JAPAN |
Ohura Precious Metal Industry Co., Ltd. | Gold | JAPAN |
Sumitomo Metal Mining Co., Ltd. | Gold | JAPAN |
Taki Chemical Co., Ltd. | Tantalum | JAPAN |
Tanaka Kikinzoku Kogyo K.K. | Gold | JAPAN |
Tokuriki Honten Co., Ltd. | Gold | JAPAN |
Yamakin Co., Ltd. | Gold | JAPAN |
Yokohama Metal Co., Ltd. | Gold | JAPAN |
Kazzinc | Gold | KAZAKHSTAN |
Ulba Metallurgical Plant JSC | Tantalum | KAZAKHSTAN |
Daejin Indus Co., Ltd. | Gold | KOREA, REPUBLIC OF |
DSC (Do Sung Corporation) | Gold | KOREA, REPUBLIC OF |
HeeSung Metal Ltd. | Gold | KOREA, REPUBLIC OF |
Korea Zinc Co., Ltd. | Gold | KOREA, REPUBLIC OF |
LS-NIKKO Copper Inc. | Gold | KOREA, REPUBLIC OF |
Samduck Precious Metals | Gold | KOREA, REPUBLIC OF |
SungEel HiMetal Co., Ltd. | Gold | KOREA, REPUBLIC OF |
Torecom | Gold | KOREA, REPUBLIC OF |
Woltech Korea Co., Ltd. | Tungsten | KOREA, REPUBLIC OF |
Kyrgyzaltyn JSC | Gold | KYRGYZSTAN |
Power Resources Ltd. | Tantalum | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
Malaysia Smelting Corporation (MSC) | Tin | MALAYSIA |
KEMET Blue Metals | Tantalum | MEXICO |
Metalurgica Met-Mex Penoles S.A. De C.V. | Gold | MEXICO |
Minsur | Tin | PERU |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Gold | PHILIPPINES |
O.M. Manufacturing Philippines, Inc. | Tin | PHILIPPINES |
Philippine Chuangxin Industrial Co., Inc. | Tungsten | PHILIPPINES |
Fenix Metals | Tin | POLAND |
Hydrometallurg, JSC | Tungsten | RUSSIAN FEDERATION |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Gold | RUSSIAN FEDERATION |
JSC Uralelectromed | Gold | RUSSIAN FEDERATION |
Moliren Ltd. | Tungsten | RUSSIAN FEDERATION |
Moscow Special Alloys Processing Plant | Gold | RUSSIAN FEDERATION |
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | Gold | RUSSIAN FEDERATION |
OJSC Novosibirsk Refinery | Gold | RUSSIAN FEDERATION |
Prioksky Plant of Non-Ferrous Metals | Gold | RUSSIAN FEDERATION |
SOE Shyolkovsky Factory of Secondary Precious Metals | Gold | RUSSIAN FEDERATION |
Solikamsk Magnesium Works OAO | Tantalum | RUSSIAN FEDERATION |
Unecha Refractory metals plant | Tungsten | RUSSIAN FEDERATION |
Metalor Technologies (Singapore) Pte., Ltd. | Gold | SINGAPORE |
AU Traders and Refiners | Gold | SOUTH AFRICA |
Rand Refinery (Pty) Ltd. | Gold | SOUTH AFRICA |
Metallo Spain S.L.U. | Tin | SPAIN |
SEMPSA Joyeria Plateria S.A. | Gold | SPAIN |
Boliden AB | Gold | SWEDEN |
Argor-Heraeus S.A. | Gold | SWITZERLAND |
Cendres + Metaux S.A. | Gold | SWITZERLAND |
Metalor Technologies S.A. | Gold | SWITZERLAND |
PAMP S.A. | Gold | SWITZERLAND |
PX Precinox S.A. | Gold | SWITZERLAND |
Valcambi S.A. | Gold | SWITZERLAND |
Rui Da Hung | Tin | TAIWAN, PROVINCE OF CHINA |
Singway Technology Co., Ltd. | Gold | TAIWAN, PROVINCE OF CHINA |
Solar Applied Materials Technology Corp. | Gold | TAIWAN, PROVINCE OF CHINA |
H.C. Starck Co., Ltd. | Tantalum | THAILAND |
O.M. Manufacturing (Thailand) Co., Ltd. | Tin | THAILAND |
Thaisarco | Tin | THAILAND |
Umicore Precious Metals Thailand | Gold | THAILAND |
Istanbul Gold Refinery | Gold | TURKEY |
Nadir Metal Rafineri San. Ve Tic. A.S. | Gold | TURKEY |
Al Etihad Gold Refinery DMCC | Gold | UNITED ARAB EMIRATES |
Emirates Gold DMCC | Gold | UNITED ARAB EMIRATES |
Advanced Chemical Company | Gold | UNITED STATES OF AMERICA |
Alpha | Tin | UNITED STATES OF AMERICA |
Asahi Refining USA Inc. | Gold | UNITED STATES OF AMERICA |
D Block Metals, LLC | Tantalum | UNITED STATES OF AMERICA |
Exotech Inc. | Tantalum | UNITED STATES OF AMERICA |
Geib Refining Corporation | Gold | UNITED STATES OF AMERICA |
Global Advanced Metals Boyertown | Tantalum | UNITED STATES OF AMERICA |
Global Tungsten & Powders Corp. | Tungsten | UNITED STATES OF AMERICA |
H.C. Starck Inc. | Tantalum | UNITED STATES OF AMERICA |
KEMET Blue Powder | Tantalum | UNITED STATES OF AMERICA |
Kennametal Fallon | Tungsten | UNITED STATES OF AMERICA |
Kennametal Huntsville | Tungsten | UNITED STATES OF AMERICA |
Kennecott Utah Copper LLC | Gold | UNITED STATES OF AMERICA |
Materion | Gold | UNITED STATES OF AMERICA |
Metallic Resources, Inc. | Tin | UNITED STATES OF AMERICA |
Metalor USA Refining Corporation | Gold | UNITED STATES OF AMERICA |
Niagara Refining LLC | Tungsten | UNITED STATES OF AMERICA |
QuantumClean | Tantalum | UNITED STATES OF AMERICA |
Republic Metals Corporation | Gold | UNITED STATES OF AMERICA |
Telex Metals | Tantalum | UNITED STATES OF AMERICA |
United Precious Metal Refining, Inc. | Gold | UNITED STATES OF AMERICA |
Almalyk Mining and Metallurgical Complex (AMMC) | Gold | UZBEKISTAN |
Asia Tungsten Products Vietnam Ltd. | Tungsten | VIET NAM |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Tungsten | VIET NAM |
Tejing (Vietnam) Tungsten Co., Ltd. | Tungsten | VIET NAM |
Vietnam Youngsun Tungsten Industry Co., Ltd. | Tungsten | VIET NAM |