N-Q 1 dimensions-nq.txt RIVERSOURCE DIMENSIONS SERIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-1629 ------------ RIVERSOURCE DIMENSIONS SERIES, INC. -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 50606 Ameriprise Financial Center, Minneapolis, Minnesota 55474 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Leslie L. Ogg - 901 S. Marquette Avenue, Suite 2810, Minneapolis, MN 55402-3268 -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (612) 330-9283 ----------------- Date of fiscal year end: 7/31 -------------- Date of reporting period: 4/30 -------------- PORTFOLIO HOLDINGS FOR RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND AT APRIL 30, 2006 INVESTMENTS IN SECURITIES RiverSource Disciplined Small Cap Value Fund(d) APRIL 30, 2006 (UNAUDITED) (Percentages represent value of investments compared to net assets) COMMON STOCKS (89.7%) ISSUER SHARES VALUE(a) AEROSPACE & DEFENSE (0.6%) Ceradyne 710(b) $37,630 Kaman 1,560 37,908 Total 75,538 AIR FREIGHT & LOGISTICS (0.8%) EGL 697(b) 32,564 Forward Air 1,893 76,042 Total 108,606 AUTO COMPONENTS (2.1%) American Axle & Mfg Holdings 2,683 47,248 ArvinMeritor 2,883 47,944 BorgWarner 921 55,932 Cooper Tire & Rubber 2,596 32,969 Lear 2,824 66,590 Superior Inds Intl 1,095 20,608 Total 271,291 BIOTECHNOLOGY (1.8%) Albany Molecular Research 3,210(b) 32,100 Arena Pharmaceuticals 3,433(b) 48,612 BioMarin Pharmaceutical 3,856(b) 47,429 Regeneron Pharmaceuticals 872(b) 12,661 Tanox 2,800(b) 45,052 Vertex Pharmaceuticals 1,257(b) 45,717 Total 231,571 BUILDING PRODUCTS (0.9%) Ameron Intl 469 30,809 USG 841(b) 89,961 Total 120,770 CAPITAL MARKETS (2.5%) American Capital Strategies 1,356 47,216 Investment Technology Group 1,452(b) 76,942 Janus Capital Group 2,663 51,822 LaBranche & Co 3,747(b) 52,945 COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) CAPITAL MARKETS (CONT.) Piper Jaffray Companies 619(b) $43,268 Stifel Financial 488(b) 19,666 SWS Group 1,511 41,386 Total 333,245 CHEMICALS (2.5%) Airgas 785 31,753 NewMarket 1,639 83,343 OM Group 2,963(b) 84,860 Sensient Technologies 4,204 86,393 Spartech 672 15,879 WR Grace & Co 1,524(b) 23,912 Total 326,140 COMMERCIAL BANKS (6.5%) BancorpSouth 2,765 70,867 Chemical Financial 2,917 84,914 Chittenden 3,198(e) 88,137 Citizens Banking 3,483 91,080 City Natl 581 42,390 Commerce Bancshares 860 44,935 Community Trust Bancorp 2,869 96,111 First BanCorp Puerto Rico 7,321(c) 77,603 First Indiana 1,623 41,484 FirstMerit 2,387 58,696 Susquehanna Bancshares 3,419 81,612 TCF Financial 998 26,806 Trustmark 1,870 58,737 Total 863,372 COMMERCIAL SERVICES & SUPPLIES (3.5%) Banta 1,636 82,749 CBIZ 8,113(b) 67,662 CDI 677 19,193 Deluxe 3,720 88,684 IKON Office Solutions 2,173 28,684 Layne Christensen 2,251(b) 66,405 COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) COMMERCIAL SERVICES & SUPPLIES (CONT.) Spherion 2,455(b) $25,974 Viad 2,561 84,180 Total 463,531 COMMUNICATIONS EQUIPMENT (1.3%) Black Box 877 41,149 Redback Networks 4,099(b) 91,818 Tellabs 2,024(b) 32,080 Total 165,047 COMPUTERS & PERIPHERALS (0.9%) Adaptec 3,931(b) 21,738 Intergraph 2,196(b) 96,668 Total 118,406 CONSTRUCTION & ENGINEERING (1.7%) Comfort Systems USA 4,699 71,706 EMCOR Group 936(b) 46,847 Insituform Technologies Cl A 1,452(b) 36,997 Perini 2,357(b) 70,781 Total 226,331 CONSUMER FINANCE (0.9%) AmeriCredit 794(b) 24,042 Cash America Intl 1,468 48,268 First Cash Financial Services 2,248(b) 47,590 Total 119,900 DISTRIBUTORS (0.4%) Andersons 513 53,609 DIVERSIFIED FINANCIAL SERVICES (0.5%) Hudson Highland Group 1,544(b) 31,112 NASDAQ Stock Market 1,085(b) 40,600 Total 71,712 DIVERSIFIED TELECOMMUNICATION SERVICES (0.5%) Time Warner Telecom Cl A 3,639(b,e) 61,026 See accompanying notes to investments in securities. -------------------------------------------------------------------------------- 1 - RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND - PORTFOLIO HOLDINGS AT APRIL 30, 2006 COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) ELECTRIC UTILITIES (1.8%) Allegheny Energy 714(b) $25,440 Allete 1,733 81,051 CenterPoint Energy 2,377 28,572 Duquesne Light Holdings 1,080 18,328 Great Plains Energy 1,357 38,335 Northeast Utilities 1,170 23,576 TECO Energy 1,390 22,212 Total 237,514 ELECTRICAL EQUIPMENT (1.7%) AO Smith 331 15,696 Encore Wire 2,658(b) 111,450 General Cable 2,961(b) 93,479 Total 220,625 ELECTRONIC EQUIPMENT & INSTRUMENTS (2.4%) Aeroflex 2,692(b) 33,946 Brightpoint 1,652(b) 55,309 Plexus 1,029(b) 44,823 Rofin-Sinar Technologies 283(b) 15,879 SYNNEX 4,474(b) 84,783 Technitrol 2,459 61,574 Viisage Technology 1,424(b) 23,880 Total 320,194 ENERGY EQUIPMENT & SERVICES (1.1%) Cameron Intl 875(b) 43,960 RPC 3,460 95,807 Total 139,767 FOOD & STAPLES RETAILING (1.3%) Pathmark Stores 2,711(b) 28,059 Ruddick 3,235 75,084 SUPERVALU 1,596 46,300 Weis Markets 488 20,257 Total 169,700 FOOD PRODUCTS (0.5%) Flowers Foods 778 21,854 Lancaster Colony 398 16,338 Smithfield Foods 1,165(b) 31,338 Total 69,530 GAS UTILITIES (0.3%) Nicor 560 22,182 Peoples Energy 476 17,293 Total 39,475 HEALTH CARE EQUIPMENT & SUPPLIES (1.0%) Hillenbrand Inds 1,015 52,130 Hologic 868(b) 41,378 Molecular Devices 1,021(b) 32,672 Total 126,180 HEALTH CARE PROVIDERS & SERVICES (1.2%) Health Net 1,049(b) 42,694 Odyssey HealthCare 2,081(b) 36,189 Omnicare 561 31,814 Per-Se Technologies 1,690(b) 47,236 Total 157,933 HOTELS, RESTAURANTS & LEISURE (1.2%) Bob Evans Farms 1,000 28,880 Papa John's Intl 1,594(b) 53,271 COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) HOTELS, RESTAURANTS & LEISURE (CONT.) Pinnacle Entertainment 786(b) $21,458 Ryan's Restaurant Group 1,687(b) 22,589 Six Flags 3,942(b) 36,306 Total 162,504 HOUSEHOLD DURABLES (3.3%) Beazer Homes USA 1,033 59,532 Blyth 1,775 36,476 Ethan Allen Interiors 1,142 51,264 Furniture Brands Intl 1,887 43,401 La-Z-Boy 1,652 25,309 Lifetime Brands 1,121 33,204 M/I Homes 734 31,687 MDC Holdings 643 37,153 Standard-Pacific 1,223 38,781 Technical Olympic USA 995 20,895 WCI Communities 884(b) 22,657 Whirlpool 106 9,514 William Lyon Homes 209(b) 20,910 Total 430,783 INSURANCE (7.1%) Alfa 2,399 40,399 American Physicians Capital 329(b) 15,897 AmerUs Group 1,131 66,333 Argonaut Group 1,292(b) 45,091 CNA Surety 1,120(b) 20,149 Commerce Group 1,002 58,126 FBL Financial Group Cl A 528 17,767 Harleysville Group 733 21,990 LandAmerica Financial Group 571 39,616 Mercury General 979 52,249 Natl Western Life Insurance Cl A 124 28,768 Old Republic Intl 3,311 73,670 Presidential Life 928 22,875 Protective Life 962 48,485 Reinsurance Group of America 1,078 51,852 StanCorp Financial Group 1,312 64,734 Stewart Information Services 668 28,858 Transatlantic Holdings 1,189 68,308 Triad Guaranty 1,784(b) 97,264 United Fire & Casualty 451 13,503 WR Berkley 1,465 54,820 Total 930,754 INTERNET SOFTWARE & SERVICES (0.3%) SonicWALL 4,176(b) 35,454 IT SERVICES (1.9%) Ceridian 1,236(b) 29,948 Convergys 4,025(b) 78,368 Sabre Holdings Cl A 967 22,328 StarTek 810 18,492 Sykes Enterprises 2,084(b) 33,740 Tyler Technologies 3,944(b) 43,502 Unisys 3,525(b) 21,996 Total 248,374 COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) LEISURE EQUIPMENT & PRODUCTS (0.4%) Callaway Golf 1,342 $21,445 JAKKS Pacific 1,148(b) 26,025 Total 47,470 MACHINERY (2.0%) Cascade 980 40,670 Flowserve 584(b) 33,592 Lincoln Electric Holdings 746 40,888 Manitowoc 956 47,408 SPX 489 26,773 Tennant 376 19,138 Trinity Inds 838 53,213 Total 261,682 METALS & MINING (4.5%) AM Castle & Co 1,575 56,858 Arch Coal 440 41,796 Commercial Metals 809 44,010 Reliance Steel & Aluminum 660 58,707 RTI Intl Metals 1,398(b) 84,075 Ryerson 2,206 64,812 Steel Dynamics 287 17,920 Stillwater Mining 4,563(b) 77,434 Titanium Metals 983(b) 70,432 United States Steel 1,122 76,857 Total 592,901 MULTILINE RETAIL (0.9%) Conn's 1,144(b) 39,090 Dollar Tree Stores 1,291(b) 33,656 Family Dollar Stores 1,740 43,501 Total 116,247 MULTI-UTILITIES & UNREGULATED POWER (0.2%) CMS Energy 2,241(b) 29,850 OIL, GAS & CONSUMABLE FUELS (3.4%) Carrizo Oil & Gas 1,037(b) 30,467 Edge Petroleum 1,304(b) 30,135 Giant Inds 505(b) 36,299 Houston Exploration 1,776(b) 99,315 PetroQuest Energy 2,321(b) 27,457 St. Mary Land & Exploration 847 35,710 Stone Energy 1,817(b) 85,581 Swift Energy 761(b) 32,236 Tesoro 636 44,469 Western Gas Resources 535 27,820 Total 449,489 PAPER & FOREST PRODUCTS (0.3%) Schweitzer-Mauduit Intl 1,821 44,086 PHARMACEUTICALS (1.2%) Alpharma Cl A 638 16,748 King Pharmaceuticals 6,441(b) 112,008 Mylan Laboratories 1,157 25,269 Total 154,025 REAL ESTATE INVESTMENT TRUST (7.2%) American Home Mtge Investment 1,078 37,428 Annaly Mtge Management 4,754 64,036 Anthracite Capital 8,024 85,054 Anworth Mtge Asset 9,310 75,132 See accompanying notes to investments in securities. -------------------------------------------------------------------------------- 2 - RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND - PORTFOLIO HOLDINGS AT APRIL 30, 2006 COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) REAL ESTATE INVESTMENT TRUST (CONT.) Corporate Office Properties Trust 1,034 $42,911 IMPAC Mtge Holdings 10,716 101,803 Kilroy Realty 606 43,220 MFA Mtge Investments 13,901 95,362 New Century Financial 1,543 79,032 RAIT Investment Trust 3,347 86,620 Redwood Trust 2,132 90,546 Saxon Capital 7,750 89,358 Thornburg Mtge 2,510 72,564 Total 963,066 ROAD & RAIL (1.8%) Arkansas Best 1,901 81,591 Genesee & Wyoming Cl A 2,772(b) 90,839 Marten Transport 1,162(b) 25,308 YRC Worldwide 1,101(b) 46,242 Total 243,980 SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT (1.6%) Intersil Cl A 1,036 30,676 Kopin 6,283(b) 34,933 Silicon Storage Technology 6,173(b) 28,211 Standard Microsystems 1,514(b) 35,276 Zoran 3,170(b) 86,985 Total 216,081 SOFTWARE (1.3%) Nuance Communications 3,798(b) 48,728 Reynolds & Reynolds Cl A 791 23,524 SPSS 1,970(b) 68,675 Synopsys 1,269(b) 27,702 Total 168,629 COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) SPECIALTY RETAIL (3.3%) Borders Group 2,137 $50,433 Charlotte Russe Holding 1,405(b) 30,348 Dress Barn 1,638(b) 41,425 Foot Locker 1,698 39,360 Group 1 Automotive 1,017 55,508 Lithia Motors Cl A 409 13,861 Pier 1 Imports 3,219 38,853 Rent-A-Center 1,733(b) 47,865 Sonic Automotive 1,444 39,017 Talbots 1,480 35,106 Zale 1,528(b) 37,665 Total 429,441 TEXTILES, APPAREL & LUXURY GOODS (2.8%) Brown Shoe 747 28,408 Columbia Sportswear 771(b) 39,236 Jones Apparel Group 2,032 69,799 Kellwood 1,018 32,617 Liz Claiborne 1,813 70,798 Oxford Inds 416 18,179 Polo Ralph Lauren 559 33,942 Steven Madden 1,513 80,553 Total 373,532 THRIFTS & MORTGAGE FINANCE (4.5%) Accredited Home Lenders Holding 661(b) 38,199 Astoria Financial 822 25,745 City Bank Lynnwood 612 28,299 Doral Financial 7,452(c) 58,945 Federal Agricultural Mtge Cl C 1,134 32,625 Flagstar Bancorp 5,151 82,417 Fremont General 1,256 27,933 COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) THRIFTS & MORTGAGE FINANCE (cont.) IndyMac Bancorp 675 $32,616 PMI Group 1,670 77,071 Radian Group 1,281 80,344 W Holding 10,958(c) 82,075 Washington Federal 1,323 31,646 Total 597,915 TOBACCO (0.8%) Universal 2,390 90,987 Vector Group 1,035 18,630 Total 109,617 WIRELESS TELECOMMUNICATION SERVICES (1.0%) American Tower Cl A 1,508(b) 51,483 Crown Castle Intl 1,389(b) 46,740 SBA Communications Cl A 1,597(b) 40,117 Total 138,340 TOTAL COMMON STOCKS (Cost: $11,039,405) $11,835,233 SHORT-TERM SECURITIES (7.6%) ISSUER EFFECTIVE AMOUNT VALUE(a) YIELD PAYABLE AT MATURITY U.S. GOVERNMENT AGENCIES Federal Natl Mtge Assn Disc Nts 05-01-06 4.70% $1,000,000 $999,608 TOTAL SHORT-TERM SECURITIES (Cost: $999,739) $999,608 TOTAL INVESTMENTS IN SECURITIES (Cost: $12,039,144)(f) $12,834,841 NOTES TO INVESTMENTS IN SECURITIES (a) All securities are valued at the close of each business day. Short-term securities maturing in more than 60 days from the valuation date are valued at the market price or approximate market value based on current interest rates; those maturing in 60 days or less are valued at amortized cost. (b) Non-income producing. (c) Foreign security values are stated in U.S. dollars. At April 30, 2006, the value of foreign securities represented 1.7% of net assets. (d) Shares became publicly available on Feb. 16, 2006. (e) Partially pledged as initial margin deposit on the following open stock index futures contracts: TYPE OF SECURITY CONTRACTS ---------------------------------------------------------------------- PURCHASE CONTRACTS Russell Mini, June 2006 11 (f) At April 30, 2006, the cost of securities for federal income tax purposes was approximately $12,039,000 and the approximate aggregate gross unrealized appreciation and depreciation based on that cost was: Unrealized appreciation $ 1,085,000 Unrealized depreciation (289,000) ----------------------------------------------------------------- Net unrealized appreciation $ 796,000 ----------------------------------------------------------------- The Global Industry Classification Standard (GICS) was developed by and is the exclusive property of Morgan Stanley Capital International Inc. and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. -------------------------------------------------------------------------------- 3 - RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND - PORTFOLIO HOLDINGS AT APRIL 30, 2006 NOTES TO INVESTMENTS IN SECURITIES (CONTINUED) HOW TO FIND INFORMATION ABOUT THE FUND'S PORTFOLIO HOLDINGS (i) The Fund files its complete schedule of portfolio holdings with the Securities and Exchange Commission (Commission) for the first and third quarters of each fiscal year on Form N-Q; (ii) The Fund's Forms N-Q are available on the Commission's website at http://www.sec.gov; (iii) The Fund's Forms N-Q may be reviewed and copied at the Commission's Public Reference Room in Washington, DC (information on the operations of the Public Reference Room may be obtained by calling 1-800-SEC-0330); and (iv) The Fund's complete schedule of portfolio holdings, as disclosed in its annual and semiannual shareholder reports and in its filings on Form N-Q, can be found at www.riversource.com/funds. -------------------------------------------------------------------------------- 4 - RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND - PORTFOLIO HOLDINGS AT APRIL 30, 2006 S-6397-80 E (6/06) ITEM 2. CONTROL AND PROCEDURES. (A) Based upon their evaluation of the registrant's disclosure controls and procedures as conducted within 90 days of the filing date of this report, the registrant's principal financial officer and principal executive officer have concluded that those disclosure controls and procedures provide reasonable assurance that the material information required to be disclosed by the registrant on this report is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms. (B) There were no changes in the registrant's internal control over financial reporting that occurred during the registrant's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting. ITEM 3. EXHIBITS. Separate certification for the Registrant's principal executive officer and principal financial officer as required by Rule 30a-2(a) under the Investment Company Act of 1940. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RIVERSOURCE DIMENSIONS SERIES, INC. By /s/ Paula R. Meyer ------------------ Paula R. Meyer President and Principal Executive Officer Date June 28, 2006 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By /s/ Paula R. Meyer ------------------ Paula R. Meyer President and Principal Executive Officer Date June 28, 2006 By /s/ Jeffrey P. Fox ------------------ Jeffrey P. Fox Treasurer and Principal Financial Officer Date June 28, 2006