EX-99.77H 4 dimensions_ex99p77h.txt CHANGES IN CONTROL OF REGISTRANT EXHIBIT 77H: For RiverSource Disciplined Small Cap Value Fund: During the six-month fiscal period ended January 31, 2007, the Fund served as an underlying investment of the affiliated funds-of-funds. The RiverSource Income Builder Series and Ameriprise Financial, Inc., through its initial capital investment, were owners of record of more than 25% of the outstanding shares of the Fund. For RiverSource Disciplined Small and Mid Cap Equity Fund: During the six-month fiscal period ended January 31, 2007, the Fund served as an underlying investment of the affiliated funds-of-funds. The RiverSource Retirement Plus Series and Ameriprise Financial, Inc., through its initial capital investment, were owners of record of more than 25% of the outstanding shares of the Fund.