N-Q 1 c27131nvq.txt FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number 811-1629 RIVERSOURCE DIMENSIONS SERIES, INC. (Exact name of registrant as specified in charter) 50606 Ameriprise Financial Center, Minneapolis, Minnesota 55474 (Address of principal executive offices) (Zip code)
Scott R. Plummer - 5228 Ameriprise Financial Center, Minneapolis, MN 55474 (Name and address of agent for service) Registrant's telephone number, including area code: (612) 671-1947 Date of fiscal year end: 7/31 Date of reporting period: 4/30 PORTFOLIO OF INVESTMENTS FOR RIVERSOURCE DISCIPLINED SMALL AND MID CAP EQUITY FUND AT APRIL 30, 2008 APRIL 30, 2008 (UNAUDITED) (Percentages represent value of investments compared to net assets) INVESTMENTS IN SECURITIES
COMMON STOCKS (98.8%) ISSUER SHARES VALUE(a) AEROSPACE & DEFENSE (0.8%) BE Aerospace 3,661(b) $147,758 Ceradyne 1,610(b) 62,726 Taser Intl 4,526(b) 33,764 Teledyne Technologies 958(b) 56,263 --------------- Total 300,511 ------------------------------------------------------------------------------------- AIRLINES (2.3%) Alaska Air Group 11,296(b) 242,639 Continental Airlines Cl B 12,329(b) 221,675 Delta Air Lines 7,471(b) 63,578 SkyWest 5,564 105,883 UAL 11,061 164,809 US Airways Group 12,841(b) 110,304 --------------- Total 908,888 ------------------------------------------------------------------------------------- AUTO COMPONENTS (1.5%) ArvinMeritor 4,159 62,135 Exide Technologies 1,654(b) 24,132 Goodyear Tire & Rubber 4,076(b) 109,155 Lear 3,985(b) 113,852 Modine Mfg 5,490 96,459 TRW Automotive Holdings 7,790(b) 199,113 --------------- Total 604,846 ------------------------------------------------------------------------------------- BEVERAGES (0.8%) Central European Distribution 1,992(b) 121,353 Hansen Natural 3,095(b) 109,532 PepsiAmericas 2,650 68,105 --------------- Total 298,990 ------------------------------------------------------------------------------------- BIOTECHNOLOGY (2.5%) BioMarin Pharmaceutical 4,478(b) 163,268 Cepheid 6,527(b) 127,733 Incyte 8,419(b) 91,346 Isis Pharmaceuticals 6,313(b) 74,367 LifeCell 3,466(b) 176,004 Martek Biosciences 2,041(b) 71,966 Myriad Genetics 2,738(b) 113,737 Onyx Pharmaceuticals 2,383(b) 83,786 Savient Pharmaceuticals 3,343(b) 73,011 --------------- Total 975,218 ------------------------------------------------------------------------------------- BUILDING PRODUCTS (0.8%) Armstrong World Inds 1,224 43,562 Owens Corning 6,304(b) 133,078 Quanex Building Products 3,110(b) 52,870 USG 2,762(b) 97,526 --------------- Total 327,036 ------------------------------------------------------------------------------------- CAPITAL MARKETS (1.1%) BGC Partners Cl A 7,678(b) 74,016 Knight Capital Group Cl A 4,423(b) 82,754 optionsXpress Holdings 2,635 56,573 SWS Group 6,798 89,190 Waddell & Reed Financial Cl A 3,578 121,152 --------------- Total 423,685 ------------------------------------------------------------------------------------- CHEMICALS (6.0%) Ashland 8,440 447,489 Calgon Carbon 8,989(b) 128,093 Celanese Series A 4,826 215,964 CF Inds Holdings 2,846 380,510 Eastman Chemical 2,309 169,712 Flotek Inds 2,908(b) 54,438 FMC 1,218 76,466 LSB Inds 3,868(b) 59,219 NewMarket 1,908 123,886 Olin 5,175 104,380 PolyOne 7,060(b) 52,103 ShengdaTech 12,352(b,c) 95,357 Stepan 1,592 62,629 Terra Inds 5,131(b) 194,260 Westlake Chemical 3,216 53,739 WR Grace & Co 4,848(b) 122,945 Zoltek Companies 1,758(b) 46,886 --------------- Total 2,388,076 ------------------------------------------------------------------------------------- COMMERCIAL BANKS (1.2%) Community Bank System 2,001 51,005 First BanCorp 4,760(c) 48,980 First Citizens BancShares Cl A 437 61,516 Oriental Financial Group 4,973(c) 93,493 UMB Financial 3,617 179,549 Whitney Holding 1,378 32,259 --------------- Total 466,802 ------------------------------------------------------------------------------------- COMMERCIAL SERVICES & SUPPLIES (3.0%) CBIZ 12,258(b) 108,728 Clean Harbors 726(b) 47,894 Copart 2,977(b) 121,670 FTI Consulting 2,290(b) 146,560 GeoEye 6,038(b) 139,055 IHS Cl A 2,252(b) 148,745 Layne Christensen 2,064(b) 88,071 Standard Parking 4,418(b) 94,678 Stericycle 2,212(b) 118,077 TEAM 3,145(b) 93,501 TrueBlue 3,843(b) 48,921 Waste Inds USA 1,275 48,131 --------------- Total 1,204,031 ------------------------------------------------------------------------------------- COMMUNICATIONS EQUIPMENT (0.7%) Ciena 1,467(b) 49,599 EMS Technologies 3,965(b) 102,535 InterDigital 3,270(b) 66,283 Tellabs 9,097(b) 46,941 --------------- Total 265,358 ------------------------------------------------------------------------------------- COMPUTERS & PERIPHERALS (2.6%) Lexmark Intl Cl A 6,862(b) 215,398 Synaptics 5,606(b) 190,268 Western Digital 21,599(b) 626,155 --------------- Total 1,031,821 ------------------------------------------------------------------------------------- CONSTRUCTION & ENGINEERING (0.8%) Jacobs Engineering Group 2,798(b,d) 241,551 Michael Baker 3,765(b) 79,291 --------------- Total 320,842 ------------------------------------------------------------------------------------- CONTAINERS & PACKAGING (0.9%) Owens-Illinois 6,668(b) 367,740 ------------------------------------------------------------------------------------- DISTRIBUTORS (0.4%) LKQ 6,974(b) 151,754 -------------------------------------------------------------------------------------
See accompanying Notes to Portfolio of Investments. -------------------------------------------------------------------------------- 1 RIVERSOURCE DISCIPLINED SMALL AND MID CAP EQUITY FUND -- PORTFOLIO OF INVESTMENTS AT APRIL 30, 2008
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) DIVERSIFIED CONSUMER SERVICES (0.3%) Regis 1,978 $57,757 Strayer Education 266 49,394 --------------- Total 107,151 ------------------------------------------------------------------------------------- DIVERSIFIED FINANCIAL SERVICES (0.3%) Ampal-American Israel Series A 12,033(b,c) 74,243 NASDAQ OMX Group 1,610(b) 58,685 --------------- Total 132,928 ------------------------------------------------------------------------------------- DIVERSIFIED TELECOMMUNICATION SERVICES (0.1%) Shenandoah Telecommunications 4,223[&] 57,264 ------------------------------------------------------------------------------------- ELECTRIC UTILITIES (0.1%) ITC Holdings 839 46,799 ------------------------------------------------------------------------------------- ELECTRICAL EQUIPMENT (1.6%) American Superconductor 4,901(b) 123,897 Encore Wire 2,277 51,460 General Cable 2,753(b) 184,452 SunPower Cl A 1,870(b) 163,195 Superior Essex 1,610(b) 47,865 Vicor 3,874 46,720 --------------- Total 617,589 ------------------------------------------------------------------------------------- ELECTRONIC EQUIPMENT & INSTRUMENTS (3.1%) Arrow Electronics 6,521(b) 177,436 Avnet 5,756(b) 150,750 Benchmark Electronics 9,918(b) 176,342 FLIR Systems 4,992(b) 171,375 Ingram Micro Cl A 11,625(b) 197,741 Plexus 5,898(b) 142,083 Rofin-Sinar Technologies 1,673(b) 63,708 SYNNEX 2,326(b) 55,545 Trimble Navigation 3,067(b) 100,567 --------------- Total 1,235,547 ------------------------------------------------------------------------------------- ENERGY EQUIPMENT & SERVICES (5.5%) Global Inds 4,707(b) 75,124 Grey Wolf 18,999(b) 119,124 Helmerich & Payne 9,278 498,693 Oil States Intl 4,063(b) 203,394 Patterson-UTI Energy 16,129 450,644 SEACOR Holdings 2,219(b) 188,859 Tidewater 5,302 345,796 Unit 4,769(b) 302,879 --------------- Total 2,184,513 ------------------------------------------------------------------------------------- FOOD & STAPLES RETAILING (1.0%) BJ's Wholesale Club 1,900(b) 72,428 Great Atlantic & Pacific Tea 3,757(b) 103,393 PriceSmart 3,208 91,588 Rite Aid 23,049(b) 62,232 Winn-Dixie Stores 3,748(b) 66,452 --------------- Total 396,093 ------------------------------------------------------------------------------------- FOOD PRODUCTS (1.7%) Cal-Maine Foods 3,835 113,324 Darling Intl 16,258(b) 248,260 Fresh Del Monte Produce 4,883(b,c) 154,742 Imperial Sugar 2,454 38,700 Seaboard 75 126,000 --------------- Total 681,026 ------------------------------------------------------------------------------------- GAS UTILITIES (1.4%) Atmos Energy 3,015 83,455 EnergySouth 1,892 102,263 Laclede Group 1,913 72,350 New Jersey Resources 2,958 94,212 Nicor 6,096 214,091 --------------- Total 566,371 ------------------------------------------------------------------------------------- HEALTH CARE EQUIPMENT & SUPPLIES (1.8%) DENTSPLY Intl 1,978 76,885 IDEXX Laboratories 770(b) 40,964 Intuitive Surgical 450(b) 130,167 Meridian Bioscience 6,387 172,002 Merit Medical Systems 4,906(b) 72,167 NuVasive 3,253(b) 124,102 Wright Medical Group 3,220(b) 89,902 --------------- Total 706,189 ------------------------------------------------------------------------------------- HEALTH CARE PROVIDERS & SERVICES (2.2%) Air Methods 2,858(b) 114,606 AMERIGROUP 3,576(b) 92,940 HealthSpring 2,921(b) 49,190 Healthways 1,962(b) 71,672 HMS Holdings 2,841(b) 73,213 Kindred Healthcare 4,044(b) 95,964 Magellan Health Services 1,155(b) 44,571 Molina Healthcare 4,676(b) 116,105 ResCare 3,322(b) 54,115 WellCare Health Plans 3,532(b) 154,631 --------------- Total 867,007 ------------------------------------------------------------------------------------- HEALTH CARE TECHNOLOGY (0.3%) Emageon 14,621(b) 32,020 Phase Forward 3,779(b) 69,534 --------------- Total 101,554 ------------------------------------------------------------------------------------- HOTELS, RESTAURANTS & LEISURE (0.5%) Bally Technologies 3,057(b) 102,991 WMS Inds 2,280(b) 82,513 --------------- Total 185,504 ------------------------------------------------------------------------------------- HOUSEHOLD DURABLES (3.0%) Avatar Holdings 2,476(b) 101,169 Beazer Homes USA 9,284 102,774 Champion Enterprises 4,924(b) 50,816 MDC Holdings 1,798 78,357 Meritage Homes 4,426(b) 83,961 NVR 819(b) 502,456 Ryland Group 5,137 164,281 Toll Brothers 3,687(b) 83,474 --------------- Total 1,167,288 ------------------------------------------------------------------------------------- INDUSTRIAL CONGLOMERATES (0.2%) Walter Inds 1,051 72,897 ------------------------------------------------------------------------------------- INSURANCE (7.9%) Allied World Assurance Holdings 4,683(c) 193,080 American Financial Group 8,496 232,960 Arch Capital Group 4,534(b,c) 320,327 Aspen Insurance Holdings 8,887(c) 230,973 Axis Capital Holdings 15,881(c) 538,526 Conseco 9,642(b) 112,329 Fidelity Natl Financial Cl A 14,369 229,760 First American 7,164 234,979 Odyssey Re Holdings 2,302 82,366 Old Republic Intl 11,481 164,752 PartnerRe 4,832(c) 357,471 RenaissanceRe Holdings 6,623(c) 340,687 Transatlantic Holdings 2,156 139,817 --------------- Total 3,178,027 ------------------------------------------------------------------------------------- INTERNET & CATALOG RETAIL (1.0%) Blue Nile 858(b) 42,617 Gaiam Cl A 3,161(b) 55,634 NetFlix 1,952(b) 62,425 priceline.com 1,725(b) 220,178 --------------- Total 380,854 ------------------------------------------------------------------------------------- INTERNET SOFTWARE & SERVICES (1.1%) CMGI 5,938(b) 82,123 NIC 7,670 49,702 RealNetworks 7,279(b) 44,839 Sohu.com 2,256(b,c) 155,956 Vocus 3,252(b) 90,373 --------------- Total 422,993 ------------------------------------------------------------------------------------- IT SERVICES (1.7%) Hewitt Associates Cl A 1,142(b) 46,822 Iron Mountain 2,627(b) 72,164 ManTech Intl Cl A 1,995(b) 95,301 SAIC 20,574(b) 390,906 TNS 3,154(b) 72,542 --------------- Total 677,735 ------------------------------------------------------------------------------------- LEISURE EQUIPMENT & PRODUCTS (0.9%) Brunswick 14,232 237,390 JAKKS Pacific 5,484(b) 128,819 --------------- Total 366,209 ------------------------------------------------------------------------------------- LIFE SCIENCES TOOLS & SERVICES (2.3%) Bio-Rad Laboratories Cl A 1,215(b) 101,270 Covance 1,419(b) 118,898 eResearchTechnology 9,189(b) 111,922 Illumina 1,891(b) 147,290 Invitrogen 931(b) 87,114 Kendle Intl 1,491(b) 63,651 Luminex 6,315(b) 123,206 PAREXEL Intl 6,530(b) 165,861 --------------- Total 919,212 ------------------------------------------------------------------------------------- MACHINERY (4.9%) AGCO 4,167(b) 250,561 Badger Meter 914 47,592 Bucyrus Intl Cl A 1,299 163,583 Dynamic Materials 2,230 104,877 Flowserve 1,328 164,792 FreightCar America 3,790 145,536 Harsco 2,287 135,688 Hurco Companies 2,024(b) 92,679 LB Foster Cl A 4,169(b) 133,825 Lindsay 1,180 122,862 Manitowoc 1,602 60,588 Mueller Inds 5,155 166,867
See accompanying Notes to Portfolio of Investments. -------------------------------------------------------------------------------- 2 RIVERSOURCE DISCIPLINED SMALL AND MID CAP EQUITY FUND -- PORTFOLIO OF INVESTMENTS AT APRIL 30, 2008
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) MACHINERY (CONT.) NACCO Inds Cl A 640 $57,536 Robbins & Myers 3,139 125,121 Timken 5,049 182,520 --------------- Total 1,954,627 ------------------------------------------------------------------------------------- MARINE (0.8%) Genco Shipping & Trading 2,700 182,655 TBS Intl Series A 3,775(b,c) 151,680 --------------- Total 334,335 ------------------------------------------------------------------------------------- MEDIA (0.3%) Gemstar-TV Guide Intl 4,713(b) 18,993 TiVo 12,696(b) 104,488 --------------- Total 123,481 ------------------------------------------------------------------------------------- METALS & MINING (3.6%) AK Steel Holding 2,433 152,744 Century Aluminum 834(b) 57,788 Cleveland-Cliffs 2,083 334,113 Coeur d'Alene Mines 23,585(b) 72,406 Commercial Metals 12,252 381,527 Compass Minerals Intl 1,429 90,027 General Moly 8,702(b) 78,666 Kaiser Aluminum 517 35,482 Olympic Steel 1,142 58,470 Schnitzer Steel Inds Cl A 1,404 123,552 Worthington Inds 2,378 42,828 --------------- Total 1,427,603 ------------------------------------------------------------------------------------- MULTILINE RETAIL (1.1%) Big Lots 1,825(b) 49,330 Dillard's Cl A 15,928 324,931 Family Dollar Stores 2,290 49,006 --------------- Total 423,267 ------------------------------------------------------------------------------------- MULTI-UTILITIES (0.4%) Integrys Energy Group 3,473 166,322 ------------------------------------------------------------------------------------- OIL, GAS & CONSUMABLE FUELS (6.1%) Alpha Natural Resources 4,760(b) 231,574 Cimarex Energy 6,574 409,560 Forest Oil 2,672(b) 157,461 Frontier Oil 11,222 278,867 Frontline 4,566(c) 255,970 Holly 2,455 101,833 Overseas Shipholding Group 2,390 179,871 St. Mary Land & Exploration 4,384 191,668 Stone Energy 2,888(b,d) 175,995 Swift Energy 3,477(b) 181,291 Whiting Petroleum 3,101(b) 237,289 --------------- Total 2,401,379 ------------------------------------------------------------------------------------- PHARMACEUTICALS (2.7%) Auxilium Pharmaceuticals 4,606(b) 141,635 Bentley Pharmaceuticals 6,149(b) 94,695 Durect 21,500(b) 97,610 King Pharmaceuticals 24,950(b) 234,280 Medicines 2,387(b) 47,143 Perrigo 3,670 150,432 POZEN 5,759(b) 76,192 ViroPharma 10,447(b) 95,695 XenoPort 2,800(b) 119,784 --------------- Total 1,057,466 ------------------------------------------------------------------------------------- REAL ESTATE INVESTMENT TRUSTS (REITS) (1.5%) Annaly Capital Management 12,437 208,444 Anworth Mtge Asset 11,281 75,357 LTC Properties 1,713 46,645 MFA Mtge Investments 10,145 70,914 Nationwide Health Properties 1,300 46,826 Omega Healthcare Investors 2,675 46,813 Senior Housing Properties Trust 1,931 46,247 Ventas 959 46,569 --------------- Total 587,815 ------------------------------------------------------------------------------------- ROAD & RAIL (2.8%) Arkansas Best 6,828 269,570 Avis Budget Group 3,605(b) 47,874 Con-way 4,045 187,081 Ryder System 3,198 218,967 Werner Enterprises 6,633 129,012 YRC Worldwide 14,525(b) 236,031 --------------- Total 1,088,535 ------------------------------------------------------------------------------------- SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT (1.4%) Advanced Analogic Technologies 7,624(b) 52,758 Amkor Technology 11,032(b) 105,356 Cypress Semiconductor 2,317(b) 65,154 MKS Instruments 2,242(b) 51,230 OmniVision Technologies 9,915(b) 159,036 Pericom Semiconductor 7,500(b) 127,800 --------------- Total 561,334 ------------------------------------------------------------------------------------- SOFTWARE (1.6%) ANSYS 2,247(b) 90,397 Concur Technologies 6,306(b) 208,980 NAVTEQ 1,871(b) 138,847 Nuance Communications 6,200(b) 125,736 Taleo Cl A 3,143(b) 61,289 --------------- Total 625,249 ------------------------------------------------------------------------------------- SPECIALTY RETAIL (5.7%) American Eagle Outfitters 3,077 56,524 AnnTaylor Stores 1,722(b) 43,567 Asbury Automotive Group 7,026 116,983 AutoNation 13,765(b) 220,378 Barnes & Noble 9,010 290,844 Blockbuster Cl A 52,068(b) 152,039 Cato Cl A 8,358 144,176 Collective Brands 4,458(b) 55,145 Foot Locker 13,960 176,594 GameStop Cl A 2,974(b) 163,689 Group 1 Automotive 2,962 79,026 Men's Wearhouse 2,121 56,482 OfficeMax 2,549 46,570 RadioShack 9,662 134,302 Rent-A-Center 7,914(b) 170,388 Sonic Automotive Cl A 8,936 181,311 Stage Stores 9,845 154,960 --------------- Total 2,242,978 ------------------------------------------------------------------------------------- TEXTILES, APPAREL & LUXURY GOODS (1.0%) Deckers Outdoor 536(b) 74,006 Hanesbrands 3,887(b) 136,123 Jones Apparel Group 10,812 171,153 --------------- Total 381,282 ------------------------------------------------------------------------------------- THRIFTS & MORTGAGE FINANCE (0.6%) Corus Bankshares 15,736 115,345 PMI Group 18,405 103,620 --------------- Total 218,965 ------------------------------------------------------------------------------------- TRADING COMPANIES & DISTRIBUTORS (0.7%) Rush Enterprises Cl A 3,239(b) 52,213 United Rentals 6,444(b) 121,405 WESCO Intl 2,654(b) 98,755 --------------- Total 272,373 ------------------------------------------------------------------------------------- WIRELESS TELECOMMUNICATION SERVICES (0.2%) Syniverse Holdings 3,986(b) 62,620 ------------------------------------------------------------------------------------- TOTAL COMMON STOCKS (Cost: $43,865,129) $39,035,979 ------------------------------------------------------------------------------------- MONEY MARKET FUND (2.6%) SHARES VALUE(a) RiverSource Short-Term Cash Fund, 2.72% 1,012,550(e) $1,012,550 ------------------------------------------------------------------------------------- TOTAL MONEY MARKET FUND (Cost: $1,012,550) $1,012,550 ------------------------------------------------------------------------------------- TOTAL INVESTMENTS IN SECURITIES (Cost: $44,877,679)(f) $40,048,529 =====================================================================================
NOTES TO PORTFOLIO OF INVESTMENTS (a) Securities are valued by using procedures described in Note 1 to the financial statements in the most recent Semiannual Report dated Jan. 31, 2008. (b) Non-income producing. (c) Foreign security values are stated in U.S. dollars. At April 30, 2008, the value of foreign securities represented 7.6% of net assets. -------------------------------------------------------------------------------- 3 RIVERSOURCE DISCIPLINED SMALL AND MID CAP EQUITY FUND -- PORTFOLIO OF INVESTMENTS AT APRIL 30, 2008 NOTES TO PORTFOLIO OF INVESTMENTS (CONTINUED) (d) Partially pledged as initial margin deposit on the following open stock index futures contracts:
TYPE OF SECURITY CONTRACTS --------------------------------------------------------------------------------------- PURCHASE CONTRACTS E-Mini S&P MidCap 400 Index, June 2008 2 Mini Russell 2000 Index, June 2008 3
(e) Affiliated Money Market Fund -- The Fund may invest its daily cash balance in RiverSource Short-Term Cash Fund, a money market fund established for the exclusive use of the RiverSource funds and other institutional clients of RiverSource Investments. The rate shown is the seven-day current annualized yield at April 30, 2008. (f) At April 30, 2008, the cost of securities for federal income tax purposes was approximately $44,878,000 and the approximate aggregate gross unrealized appreciation and depreciation based on that cost was: Unrealized appreciation $3,210,000 Unrealized depreciation (8,039,000) ---------------------------------------------------------------------------------------- Net unrealized depreciation $(4,829,000) ----------------------------------------------------------------------------------------
The Global Industry Classification Standard (GICS) was developed by and is the exclusive property of Morgan Stanley Capital International Inc. and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. HOW TO FIND INFORMATION ABOUT THE FUND'S PORTFOLIO HOLDINGS (i) The Fund files its complete schedule of portfolio holdings with the Securities and Exchange Commission (Commission) for the first and third quarters of each fiscal year on Form N-Q; (ii) The Fund's Forms N-Q are available on the Commission's website at http://www.sec.gov; (iii)The Fund's Forms N-Q may be reviewed and copied at the Commission's Public Reference Room in Washington, DC (information on the operations of the Public Reference Room may be obtained by calling 1-800-SEC-0330); and (iv) The Fund's complete schedule of portfolio holdings, as disclosed in its annual and semiannual shareholder reports and in its filings on Form N-Q, can be found at riversource.com/funds. -------------------------------------------------------------------------------- 4 RIVERSOURCE DISCIPLINED SMALL AND MID CAP EQUITY FUND -- PORTFOLIO OF INVESTMENTS AT APRIL 30, 2008 PORTFOLIO OF INVESTMENTS FOR RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND AT APRIL 30, 2008 APRIL 30, 2008 (UNAUDITED) (Percentages represent value of investments compared to net assets) INVESTMENTS IN SECURITIES
COMMON STOCKS (98.2%) ISSUER SHARES VALUE(a) AEROSPACE & DEFENSE (1.4%) Ceradyne 2,052(b) $79,946 Cubic 969 26,270 Curtiss-Wright 1,850 87,857 Esterline Technologies 496(b) 27,607 Orbital Sciences 4,949(b) 133,178 Teledyne Technologies 1,521(b) 89,328 Triumph Group 1,505 88,599 --------------- Total 532,785 ------------------------------------------------------------------------------------- AIR FREIGHT & LOGISTICS (0.4%) ABX Holdings 14,386(b) 38,554 Atlas Air Worldwide Holdings 1,137(b) 68,994 Park-Ohio Holdings 1,603(b) 26,738 --------------- Total 134,286 ------------------------------------------------------------------------------------- AIRLINES (1.6%) Alaska Air Group 12,301(b) 264,225 ExpressJet Holdings 13,333(b) 40,399 SkyWest 14,529 276,487 --------------- Total 581,111 ------------------------------------------------------------------------------------- AUTO COMPONENTS (1.8%) Aftermarket Technology 4,046(b) 92,694 American Axle & Mfg Holdings 2,970 59,816 ArvinMeritor 5,262 78,614 Cooper Tire & Rubber 3,693 48,526 Exide Technologies 4,969(b) 72,498 Lear 3,889(b) 111,108 Modine Mfg 6,309 110,849 Standard Motor Products 7,371 44,816 Superior Inds Intl 1,858 37,736 Visteon 2,842(b) 12,334 --------------- Total 668,991 ------------------------------------------------------------------------------------- BEVERAGES (1.1%) Boston Beer Cl A 4,828(b) 213,880 Central European Distribution 3,155(b) 192,203 --------------- Total 406,083 ------------------------------------------------------------------------------------- BIOTECHNOLOGY (0.9%) Applera-Celera Group 2,116(b,d) 28,312 Incyte 14,402(b) 156,262 Isis Pharmaceuticals 12,128(b) 142,868 --------------- Total 327,442 ------------------------------------------------------------------------------------- BUILDING PRODUCTS (1.1%) American Woodmark 2,700 50,949 Ameron Intl 1,047 103,444 Gibraltar Inds 3,490 36,471 Griffon 5,100(b) 47,685 Insteel Inds 1,811 22,565 Quanex Building Products 2,664(b) 45,288 Universal Forest Products 3,172 110,099 --------------- Total 416,501 ------------------------------------------------------------------------------------- CAPITAL MARKETS (1.9%) Apollo Investment 4,108 66,467 Cowen Group 3,993(b) 26,553 Evercore Partners Cl A 1,442 24,312 Knight Capital Group Cl A 7,928(b) 148,334 MCG Capital 7,447 57,044 Piper Jaffray Companies 1,798(b) 66,993 SWS Group 9,559 125,414 Waddell & Reed Financial Cl A 5,561 188,296 --------------- Total 703,413 ------------------------------------------------------------------------------------- CHEMICALS (5.1%) Arch Chemicals 2,837 96,657 Calgon Carbon 11,313(b,e) 161,210 CF Inds Holdings 3,383 452,307 Georgia Gulf 2,509 15,079 Koppers Holdings 5,007 242,539 NewMarket 2,752 178,687 Olin 2,569 51,817 OM Group 3,425(b) 187,553 PolyOne 17,163(b) 126,663 Rockwood Holdings 1,149(b) 42,410 Stepan 3,999 157,321 WR Grace & Co 6,970(b) 176,759 --------------- Total 1,889,002 ------------------------------------------------------------------------------------- COMMERCIAL BANKS (6.8%) 1st Source 943 18,690 BancFirst 3,648 159,527 Capital Corp of the West 1,011 6,925 Capitol Bancorp 7,257 124,748 Chemical Financial 6,654(e) 161,559 City Holding 528 21,954 Community Bancorp 1,053(b) 11,688 Community Bank System 2,582 65,815 Community Trust Bancorp 5,882 176,813 First BanCorp 9,385(c) 96,572 First Community Bancshares 1,916 64,033 First Regional Bancorp 862(b) 12,801 First State Bancorporation 6,808 63,314 Glacier Bancorp 3,678 75,693 Hanmi Financial 1,980 13,840 Heritage Commerce 1,067 18,865 Independent Bank 1,986 15,848 MainSource Financial Group 10,107 149,685 Oriental Financial Group 3,499(c) 65,781 Preferred Bank 1,065 12,471 Renasant 951 22,035 Republic Bancorp Cl A 2,928 67,725 Security Bank 12,265 94,195 Simmons First Natl Cl A 3,875 124,039 Southside Bancshares 2,739 66,092 Southwest Bancorp 1,058 18,621 Taylor Capital Group 3,651 54,473 Tompkins Financial 1,359 65,735 Trustmark 7,144(e) 155,596 UMB Financial 4,305 213,701 Umpqua Holdings 9,459 139,520 Union Bankshares 917 17,570 Univest Corp of Pennsylvania 852 21,828 W Holding 86,156(c) 90,464 West Coast Bancorp 951 12,277 Wilshire Bancorp 2,037 16,785 --------------- Total 2,517,278 ------------------------------------------------------------------------------------- COMMERCIAL SERVICES & SUPPLIES (3.6%) ABM Inds 2,236 46,822 AMREP 289 15,071 CBIZ 14,403(b) 127,755 CDI 930 25,296 Exponent 5,809(b) 195,995 GeoEye 6,526(b) 150,294 IKON Office Solutions 14,446 158,184 Kelly Services Cl A 4,818 107,201 Kimball Intl Cl B 2,935 30,142 PHH 3,814(b) 74,869 Spherion 6,173(b) 30,495 Standard Parking 8,858(b) 189,826 Tetra Tech 1,465(b) 30,955 Viad 968 30,453 Volt Information Sciences 2,388(b) 31,856 Watson Wyatt Worldwide Cl A 1,725 101,120 --------------- Total 1,346,334 -------------------------------------------------------------------------------------
See accompanying Notes to Portfolio of Investments. -------------------------------------------------------------------------------- 1 RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND -- PORTFOLIO OF INVESTMENTS AT APRIL 30, 2008
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) COMMUNICATIONS EQUIPMENT (1.1%) ARRIS Group 13,724(b) $111,164 Black Box 2,326 69,152 Dycom Inds 2,219(b) 31,909 EMS Technologies 6,267(b) 162,065 Loral Space & Communications 1,769(b) 38,193 --------------- Total 412,483 ------------------------------------------------------------------------------------- COMPUTERS & PERIPHERALS (0.8%) Adaptec 22,417(b) 62,543 Electronics for Imaging 1,619(b) 23,346 Imation 4,278 100,277 Immersion 5,789(b) 65,358 Palm 5,616 32,348 --------------- Total 283,872 ------------------------------------------------------------------------------------- CONSTRUCTION & ENGINEERING (0.3%) Granite Construction 688 23,598 Perini 2,050(b) 74,169 --------------- Total 97,767 ------------------------------------------------------------------------------------- CONSTRUCTION MATERIALS (0.4%) Headwaters 10,089(b) 115,318 U.S. Concrete 6,248(b) 20,618 --------------- Total 135,936 ------------------------------------------------------------------------------------- CONSUMER FINANCE (0.4%) Cash America Intl 3,489 142,316 ------------------------------------------------------------------------------------- DISTRIBUTORS (0.1%) Building Materials Holding 10,447 48,683 ------------------------------------------------------------------------------------- DIVERSIFIED CONSUMER SERVICES (0.7%) INVESTools 12,348(b) 143,113 Regis 3,785 110,522 --------------- Total 253,635 ------------------------------------------------------------------------------------- DIVERSIFIED FINANCIAL SERVICES (0.4%) Ampal-American Israel Series A 21,423(b,c) 132,180 Primus Guaranty 5,783(b,c) 25,792 --------------- Total 157,972 ------------------------------------------------------------------------------------- DIVERSIFIED TELECOMMUNICATION SERVICES (0.6%) Alaska Communications Systems Group 6,477 72,413 Atlantic Tele-Network 1,584 49,310 Shenandoah Telecommunications 6,802 92,235 --------------- Total 213,958 ------------------------------------------------------------------------------------- ELECTRIC UTILITIES (0.8%) Central Vermont Public Service 1,133 26,399 Portland General Electric 4,379 105,096 UIL Holdings 4,169 130,490 Westar Energy 1,916 44,432 --------------- Total 306,417 ------------------------------------------------------------------------------------- ELECTRICAL EQUIPMENT (1.6%) Encore Wire 3,604 81,450 GrafTech Intl 10,250(b) 201,413 Powell Inds 4,196(b) 176,526 Superior Essex 4,114(b) 122,309 --------------- Total 581,698 ------------------------------------------------------------------------------------- ELECTRONIC EQUIPMENT & INSTRUMENTS (2.5%) Anixter Intl 1,196(b) 68,136 Benchmark Electronics 14,489(b) 257,615 Brightpoint 7,770(b) 71,173 Insight Enterprises 5,122(b) 61,771 Methode Electronics 2,508 27,187 Plexus 3,602(b) 86,772 Rofin-Sinar Technologies 4,619(b) 175,892 SYNNEX 4,564(b) 108,988 Technitrol 3,952 82,992 --------------- Total 940,526 ------------------------------------------------------------------------------------- ENERGY EQUIPMENT & SERVICES (5.1%) BASiC Energy Services 2,870(b) 66,584 Bristow Group 3,214(b) 169,539 Bronco Drilling 6,667(b) 114,672 Dawson Geophysical 1,691(b) 122,327 Exterran Holdings 848(b) 56,638 Grey Wolf 49,003(b) 307,249 GulfMark Offshore 2,500(b) 149,500 Hornbeck Offshore Services 966(b) 48,174 Oil States Intl 6,453(b) 323,036 Parker Drilling 12,843(b) 103,001 Pioneer Drilling 11,920(b) 194,654 T-3 Energy Services 2,762(b) 145,834 Trico Marine Services 1,703(b) 64,186 Union Drilling 1,933(b) 32,687 --------------- Total 1,898,081 ------------------------------------------------------------------------------------- FOOD & STAPLES RETAILING (2.5%) Andersons 3,883 176,482 Great Atlantic & Pacific Tea 5,729(b) 157,662 Nash Finch 465 17,010 PriceSmart 7,345 209,700 Ruddick 5,696 220,435 Village Super Market Cl A 806 37,955 Weis Markets 1,162 35,685 Winn-Dixie Stores 4,977(b) 88,242 --------------- Total 943,171 ------------------------------------------------------------------------------------- FOOD PRODUCTS (1.4%) Cal-Maine Foods 5,316 157,088 Chiquita Brands Intl 2,921(b) 66,453 Fresh Del Monte Produce 1,859(b,c) 58,912 Imperial Sugar 3,311 52,214 Seaboard 106 178,080 --------------- Total 512,747 ------------------------------------------------------------------------------------- GAS UTILITIES (1.1%) EnergySouth 3,336 180,311 Laclede Group 845 31,958 New Jersey Resources 4,077 129,852 South Jersey Inds 1,324 48,339 --------------- Total 390,460 ------------------------------------------------------------------------------------- HEALTH CARE EQUIPMENT & SUPPLIES (0.8%) Inverness Medical Innovations 2,361(b) 87,357 Wright Medical Group 3,482(b) 97,217 ZOLL Medical 3,035(b) 101,309 --------------- Total 285,883 ------------------------------------------------------------------------------------- HEALTH CARE PROVIDERS & SERVICES (3.5%) Alliance Imaging 20,272(b) 165,217 Amedisys 3,805(b) 197,099 AMERIGROUP 8,705(b) 226,243 HealthSpring 2,331(b) 39,254 Kindred Healthcare 9,294(b) 220,547 Magellan Health Services 1,585(b) 61,165 Molina Healthcare 5,604(b) 139,147 RehabCare Group 3,980(b) 67,660 ResCare 6,119(b) 99,679 Universal American Financial 6,602(b) 70,839 --------------- Total 1,286,850 ------------------------------------------------------------------------------------- HOTELS, RESTAURANTS & LEISURE (0.4%) Bob Evans Farms 3,264 91,621 O'Charley's 4,974 57,698 --------------- Total 149,319 ------------------------------------------------------------------------------------- HOUSEHOLD DURABLES (2.5%) American Greetings Cl A 3,828 68,521 Avatar Holdings 1,620(b) 66,193 Beazer Homes USA 11,104 122,922 Brookfield Homes 1,581 24,885 CSS Inds 778 24,328 Furniture Brands Intl 5,195 70,392 Hooker Furniture 1,456 30,532 Hovnanian Enterprises Cl A 5,816(b) 68,745 M/I Homes 3,063 52,530 Meritage Homes 5,099(b) 96,728 Natl Presto Inds 792 42,918 Standard-Pacific 11,063 55,979 Tupperware Brands 4,784 188,491 --------------- Total 913,164 ------------------------------------------------------------------------------------- INDUSTRIAL CONGLOMERATES (0.2%) Tredegar 5,483 89,592 ------------------------------------------------------------------------------------- INSURANCE (10.7%) American Physicians Capital 804 37,265 Aspen Insurance Holdings 24,399(c) 634,131 Commerce Group 6,870 250,343 Employers Holdings 5,104 97,384 Infinity Property & Casualty 1,708 66,202 IPC Holdings 13,077(c) 380,671 LandAmerica Financial Group 3,062 87,879 Max Capital Group 11,612(c) 271,837 Montpelier Re Holdings 18,639(c) 307,544 Natl Western Life Insurance Cl A 369 93,586 Odyssey Re Holdings 9,001 322,056 Platinum Underwriters Holdings 10,769(c) 386,284 Presidential Life 6,153 104,355 Safety Insurance Group 4,931(e) 177,023 Selective Insurance Group 13,382 285,304 Stewart Information Services 3,717 91,029 Zenith Natl Insurance 9,004 334,409 --------------- Total 3,927,302 ------------------------------------------------------------------------------------- INTERNET & CATALOG RETAIL (0.4%) Gaiam Cl A 5,003(b) 88,053 Systemax 4,497 71,952 --------------- Total 160,005 ------------------------------------------------------------------------------------- INTERNET SOFTWARE & SERVICES (1.2%) CMGI 11,635(b) 160,911 EarthLink 5,932(b) 54,159 InfoSpace 480 5,789 RealNetworks 19,066(b) 117,447 SonicWALL 13,937(b) 107,176 --------------- Total 445,482 -------------------------------------------------------------------------------------
See accompanying Notes to Portfolio of Investments. -------------------------------------------------------------------------------- 2 RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND -- PORTFOLIO OF INVESTMENTS AT APRIL 30, 2008
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(a) IT SERVICES (2.5%) ManTech Intl Cl A 3,420(b) $163,373 Perot Systems Cl A 6,208(b) 97,093 SAIC 29,056(b) 552,065 TNS 5,744(b) 132,112 --------------- Total 944,643 ------------------------------------------------------------------------------------- LEISURE EQUIPMENT & PRODUCTS (0.7%) Arctic Cat 3,338 25,302 JAKKS Pacific 8,259(b) 194,004 MarineMax 3,266(b) 37,232 --------------- Total 256,538 ------------------------------------------------------------------------------------- LIFE SCIENCES TOOLS & SERVICES (0.7%) Bio-Rad Laboratories Cl A 2,270(b) 189,205 PharmaNet Development Group 2,355(b) 56,190 --------------- Total 245,395 ------------------------------------------------------------------------------------- MACHINERY (4.4%) Ampco-Pittsburgh 1,003 45,356 Badger Meter 3,419 178,027 Barnes Group 2,199 57,350 CIRCOR Intl 4,130 198,942 Columbus McKinnon 471(b) 13,334 Commercial Vehicle Group 3,154(b) 38,006 FreightCar America 1,629 62,554 Hardinge 5,628 93,875 LB Foster Cl A 3,904(b) 125,318 Lindsay 1,707 177,733 Miller Inds 8,759(b) 98,802 Mueller Inds 4,815(e) 155,862 NACCO Inds Cl A 1,424 128,018 Robbins & Myers 5,328 212,373 Tennant 1,601 54,642 Wabash Natl 829 6,947 --------------- Total 1,647,139 ------------------------------------------------------------------------------------- MARINE (1.0%) Eagle Bulk Shipping 904 26,605 Genco Shipping & Trading 3,444 232,986 TBS Intl Series A 2,771(b,c) 111,339 --------------- Total 370,930 ------------------------------------------------------------------------------------- MEDIA (0.6%) DG FastChannel 5,781(b) 107,815 Gemstar-TV Guide Intl 16,851(b) 67,910 Knology 2,084(b) 26,717 Scholastic 856(b) 24,096 --------------- Total 226,538 ------------------------------------------------------------------------------------- METALS & MINING (2.1%) AM Castle & Co 2,574 79,562 AMCOL Intl 3,981 118,236 Century Aluminum 1,519(b) 105,252 Compass Minerals Intl 2,268 142,884 Olympic Steel 2,106 107,827 Schnitzer Steel Inds Cl A 1,793 157,783 Worthington Inds 3,668 66,061 --------------- Total 777,605 ------------------------------------------------------------------------------------- MULTILINE RETAIL (0.2%) Fred's Cl A 8,050 89,194 ------------------------------------------------------------------------------------- MULTI-UTILITIES (0.3%) NorthWestern 2,756 68,404 PNM Resources 2,956 42,832 --------------- Total 111,236 ------------------------------------------------------------------------------------- OIL, GAS & CONSUMABLE FUELS (4.8%) Berry Petroleum Cl A 1,130 55,958 Bill Barrett 1,903(b) 97,871 Brigham Exploration 4,519(b) 42,659 Callon Petroleum 3,257(b) 65,140 General Maritime 2,105 55,004 Golar LNG 4,421(c) 88,685 Meridian Resource 8,794(b) 18,643 Petrohawk Energy 3,115(b) 73,639 Stone Energy 4,221(b) 257,228 Swift Energy 9,591(b) 500,074 USEC 20,945(b) 97,185 Whiting Petroleum 5,706(b) 436,623 --------------- Total 1,788,709 ------------------------------------------------------------------------------------- PAPER & FOREST PRODUCTS (0.1%) Schweitzer-Mauduit Intl 1,130 25,007 ------------------------------------------------------------------------------------- PERSONAL PRODUCTS (0.3%) Chattem 1,849(b) 129,208 ------------------------------------------------------------------------------------- PHARMACEUTICALS (0.6%) Perrigo 5,498 225,363 ------------------------------------------------------------------------------------- REAL ESTATE INVESTMENT TRUSTS (REITS) (3.3%) Annaly Capital Management 7,854 131,633 Anworth Mtge Asset 15,588 104,128 BRT Realty Trust 3,773 56,897 Capital Trust Cl A 2,651 70,914 Crystal River Capital 2,455 20,254 Deerfield Capital 15,717 22,004 Entertainment Properties Trust 575 30,682 Kite Realty Group Trust 5,156 70,018 LTC Properties 3,667 99,852 Medical Properties Trust 5,082 61,746 MFA Mtge Investments 22,287 155,787 Nationwide Health Properties 3,968 142,928 Natl Health Investors 2,200 67,298 Redwood Trust 2,266 75,435 Senior Housing Properties Trust 5,352 128,180 --------------- Total 1,237,756 ------------------------------------------------------------------------------------- ROAD & RAIL (1.3%) Arkansas Best 6,552 258,673 Saia 3,835(b) 52,961 Werner Enterprises 9,500 184,775 --------------- Total 496,409 ------------------------------------------------------------------------------------- SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT (2.4%) Brooks Automation 4,478(b) 46,392 MKS Instruments 9,771(b) 223,268 OmniVision Technologies 10,734(b) 172,173 Pericom Semiconductor 10,551(b) 179,789 Silicon Storage Technology 9,903(b) 30,402 Skyworks Solutions 10,620(b) 92,288 Spansion Cl A 24,847(b) 81,995 Zoran 3,933(b) 51,758 --------------- Total 878,065 ------------------------------------------------------------------------------------- SOFTWARE (0.5%) Blackbaud 3,852 90,483 Pegasystems 9,622 101,705 --------------- Total 192,188 ------------------------------------------------------------------------------------- SPECIALTY RETAIL (5.0%) Asbury Automotive Group 10,056 167,432 Blockbuster Cl A 42,737(b) 124,792 Books-A-Million 1,585 12,839 Borders Group 5,556 35,003 Brown Shoe 2,733 45,586 Charming Shoppes 28,788(b) 148,546 Collective Brands 4,005(b) 49,542 Conn's 6,515(b) 114,859 Finish Line Cl A 13,512 88,774 Group 1 Automotive 5,841 155,838 Haverty Furniture Companies 4,131 37,716 Hot Topic 4,901(b) 26,024 Lithia Motors Cl A 3,831 34,479 Rent-A-Center 14,162(b) 304,909 Shoe Carnival 2,763(b) 38,599 Sonic Automotive Cl A 8,562 173,723 Stage Stores 9,536 150,097 Stein Mart 3,582 19,092 Talbots 416 3,340 Zale 6,388(b) 132,359 --------------- Total 1,863,549 ------------------------------------------------------------------------------------- TEXTILES, APPAREL & LUXURY GOODS (0.3%) Perry Ellis Intl 3,306(b) 75,509 Warnaco Group 1,125(b) 51,908 --------------- Total 127,417 ------------------------------------------------------------------------------------- THRIFTS & MORTGAGE FINANCE (0.5%) BankUnited Financial Cl A 4,149 16,306 Corus Bankshares 12,404 90,920 Downey Financial 1,885 26,654 Imperial Capital Bancorp 1,061 15,989 Ocwen Financial 6,989(b) 34,526 Triad Guaranty 4,020(b) 9,166 --------------- Total 193,561 ------------------------------------------------------------------------------------- TOBACCO (0.1%) Universal 701 44,997 ------------------------------------------------------------------------------------- TRADING COMPANIES & DISTRIBUTORS (1.1%) Kaman 3,138 85,040 Rush Enterprises Cl A 6,739(b) 108,633 UAP Holding 5,117 199,102 --------------- Total 392,775 ------------------------------------------------------------------------------------- WIRELESS TELECOMMUNICATION SERVICES (0.1%) Rural Cellular Cl A 599(b) 26,619 USA Mobility 3,106(b) 22,177 --------------- Total 48,796 ------------------------------------------------------------------------------------- TOTAL COMMON STOCKS (Cost: $41,081,868) $36,413,563 -------------------------------------------------------------------------------------
See accompanying Notes to Portfolio of Investments. -------------------------------------------------------------------------------- 3 RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND -- PORTFOLIO OF INVESTMENTS AT APRIL 30, 2008
MONEY MARKET FUND (2.8%) SHARES VALUE(a) RiverSource Short-Term Cash Fund, 2.72% 1,025,441(f) $1,025,441 ------------------------------------------------------------------------------------- TOTAL MONEY MARKET FUND (Cost: $1,025,441) $1,025,441 ------------------------------------------------------------------------------------- TOTAL INVESTMENTS IN SECURITIES (Cost: $42,107,309)(g) $37,439,004 =====================================================================================
NOTES TO PORTFOLIO OF INVESTMENTS (a) Securities are valued by using procedures described in Note 1 to the financial statements in the most recent Semiannual Report dated Jan. 31, 2008. (b) Non-income producing. (c) Foreign security values are stated in U.S. dollars. At April 30, 2008, the value of foreign securities represented 7.1% of net assets. (d) Shareholders of tracking stocks have a financial interest only in a unit or division of the company. Unlike the common stock of the company itself, a tracking stock usually has limited or no voting rights. In the event of a company's liquidation, tracking stock shareholders typically do not have a legal claim on the company's assets. (e) Partially pledged as initial margin deposit on the following open stock index futures contracts:
TYPE OF SECURITY CONTRACTS --------------------------------------------------------------------------------------- PURCHASE CONTRACTS Mini Russell 2000 Index, June 2008 9
(f) Affiliated Money Market Fund -- The Fund may invest its daily cash balance in RiverSource Short-Term Cash Fund, a money market fund established for the exclusive use of the RiverSource funds and other institutional clients of RiverSource Investments. The rate shown is the seven-day current annualized yield at April 30, 2008. (g) At April 30, 2008, the cost of securities for federal income tax purposes was approximately $42,107,000 and the approximate aggregate gross unrealized appreciation and depreciation based on that cost was: Unrealized appreciation $2,558,000 Unrealized depreciation (7,226,000) ---------------------------------------------------------------------------------------- Net unrealized depreciation $(4,668,000) ----------------------------------------------------------------------------------------
The Global Industry Classification Standard (GICS) was developed by and is the exclusive property of Morgan Stanley Capital International Inc. and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. HOW TO FIND INFORMATION ABOUT THE FUND'S PORTFOLIO HOLDINGS (i) The Fund files its complete schedule of portfolio holdings with the Securities and Exchange Commission (Commission) for the first and third quarters of each fiscal year on Form N-Q; (ii) The Fund's Forms N-Q are available on the Commission's website at http://www.sec.gov; (iii)The Fund's Forms N-Q may be reviewed and copied at the Commission's Public Reference Room in Washington, DC (information on the operations of the Public Reference Room may be obtained by calling 1-800-SEC-0330); and (iv) The Fund's complete schedule of portfolio holdings, as disclosed in its annual and semiannual shareholder reports and in its filings on Form N-Q, can be found at riversource.com/funds. -------------------------------------------------------------------------------- 4 RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND -- PORTFOLIO OF INVESTMENTS AT APRIL 30, 2008 Item 2. Control and Procedures. (a) Based upon their evaluation of the registrant's disclosure controls and procedures as conducted within 90 days of the filing date of this report, the registrant's principal financial officer and principal executive officer have concluded that those disclosure controls and procedures provide reasonable assurance that the material information required to be disclosed by the registrant on this report is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms. (b) There were no changes in the registrant's internal control over financial reporting that occurred during the registrant's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting. Item 3. Exhibits. Separate certification for the Registrant's principal executive officer and principal financial officer as required by Rule 30a-2(a) under the Investment Company Act of 1940. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverSource Dimensions Series, Inc. By /s/ Patrick T. Bannigan ---------------------------------- Patrick T. Bannigan President and Principal Executive Officer Date June 27, 2008 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated. By /s/ Patrick T. Bannigan ---------------------------------- Patrick T. Bannigan President and Principal Executive Officer Date June 27, 2008 By /s/ Jeffrey P. Fox ---------------------------------- Jeffrey P. Fox Treasurer and Principal Financial Officer Date June 27, 2008