497 1 s6500-11a.txt RIVERSOURCE MUTUAL FUNDS SAI RIVERSOURCE [LOGO](SM) INVESTMENTS ------------------------------------------------------------------------------- STATEMENT OF ADDITIONAL INFORMATION SUPPLEMENT - NOV. 3, 2006* ------------------------------------------------------------------------------- RiverSource(SM) funds (Oct. 30, 2006) S-6500 N FUNDS RiverSource Absolute Return Currency and Income Fund RiverSource Aggressive Growth Fund RiverSource Balanced Fund RiverSource California Tax-Exempt Fund RiverSource Cash Management Fund RiverSource Core Bond Fund RiverSource Disciplined Equity Fund RiverSource Disciplined International Equity Fund RiverSource Disciplined Small and Mid Cap Equity Fund RiverSource Disciplined Small Cap Value Fund RiverSource Diversified Bond Fund RiverSource Diversified Equity Income Fund RiverSource Dividend Opportunity Fund RiverSource Emerging Markets Bond Fund RiverSource Emerging Markets Fund RiverSource Equity Value Fund RiverSource European Equity Fund RiverSource Floating Rate Fund RiverSource Fundamental Growth Fund RiverSource Fundamental Value Fund RiverSource Global Bond Fund RiverSource Global Equity Fund RiverSource Global Technology Fund RiverSource Growth Fund RiverSource High Yield Bond Fund RiverSource Income Builder Basic Income Fund RiverSource Income Builder Enhanced Income Fund RiverSource Income Builder Moderate Income Fund RiverSource Income Opportunities Fund RiverSource Inflation Protected Securities Fund RiverSource Intermediate Tax-Exempt Fund RiverSource International Aggressive Growth Fund RiverSource International Equity Fund RiverSource International Opportunity Fund RiverSource International Select Value Fund RiverSource International Small Cap Fund RiverSource Large Cap Equity Fund RiverSource Large Cap Value Fund RiverSource Limited Duration Bond Fund RiverSource Massachusetts Tax-Exempt Fund RiverSource Michigan Tax-Exempt Fund RiverSource Mid Cap Growth Fund RiverSource Mid Cap Value Fund RiverSource Minnesota Tax-Exempt Fund RiverSource New York Tax-Exempt Fund RiverSource Ohio Tax-Exempt Fund RiverSource Portfolio Builder Aggressive Fund RiverSource Portfolio Builder Conservative Fund RiverSource Portfolio Builder Moderate Aggressive Fund RiverSource Portfolio Builder Moderate Conservative Fund RiverSource Portfolio Builder Moderate Fund RiverSource Portfolio Builder Total Equity Fund RiverSource Precious Metals Fund RiverSource Real Estate Fund RiverSource Retirement Plus 2010 Fund RiverSource Retirement Plus 2015 Fund RiverSource Retirement Plus 2020 Fund RiverSource Retirement Plus 2025 Fund RiverSource Retirement Plus 2030 Fund RiverSource Retirement Plus 2035 Fund RiverSource Retirement Plus 2040 Fund RiverSource Retirement Plus 2045 Fund RiverSource S&P 500 Index Fund RiverSource Select Value Fund RiverSource Short Duration U.S. Government Fund RiverSource Small Cap Advantage Fund RiverSource Small Cap Equity Fund RiverSource Small Cap Growth Fund RiverSource Small Cap Value Fund RiverSource Small Company Index Fund RiverSource Strategic Allocation Fund RiverSource Tax-Exempt Bond Fund RiverSource Tax-Exempt High Income Fund RiverSource Tax-Exempt Money Market Fund RiverSource U.S. Government Mortgage Fund RiverSource Value Fund References to "Fund" throughout this supplement refer to the foregoing individual funds, singularly or collectively as the context requires. S-6500-11 A (11/06) *Valid until next update Destroy Nov. 29, 2006 Effective Sept. 14, 2006, Table 3. Nonfundamental Policies, was revised as follows to delete the policy limiting investment in investment companies as a nonfundamental policy: TABLE 3. NONFUNDAMENTAL POLICIES The following are guidelines that may be changed by the Board at any time:
----------------------------------------------------------------------------------------------------------------------------------- A B C D E F G H I J K ILLIQUID MONEY DEPOSIT SECU- MARGIN, MARKET INVESTING FOREIGN DEBT TAX- EQUITY INVEST DIVER- ON RITIES; SELLING SECU- TO CONTROL SECU- SECU- EXEMPT SECU- WHILE SIFI- FUND FUTURES BULLION SHORT RITIES OR MANAGE RITIES RITIES SECURITIES RITIES BORROWING CATION ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Absolute Return A1 B2 E1 J1 Currency and Income ------------------------------------------------------------------------------------------------------------------------------------ Aggressive Growth A1 B2 C6 D1 E1 F1-15% G9 ------------------------------------------------------------------------------------------------------------------------------------ Balanced A1 B2 C3 D1 E1 F1-25% ------------------------------------------------------------------------------------------------------------------------------------ California Tax-Exempt A1 B4 C5 G16 H1, H4, H6 ------------------------------------------------------------------------------------------------------------------------------------ Cash Management B1 See G15 Table 2 ------------------------------------------------------------------------------------------------------------------------------------ Core Bond A1 B2 C3 D1 E1 F1-15% ------------------------------------------------------------------------------------------------------------------------------------ Disciplined Equity A1 B2 C6 D1 E1 F1-20% G6 ------------------------------------------------------------------------------------------------------------------------------------ Disciplined A1 B2 C8 D1 E1 F1-100% J1 International Equity ------------------------------------------------------------------------------------------------------------------------------------ Disciplined Small and A1 B2 C8 D1 E1 F1-20% G6 J1 Mid Cap Equity ------------------------------------------------------------------------------------------------------------------------------------ Disciplined Small A1 B2 C1 D1 E1 F1-20% G6 J1 Cap Value ------------------------------------------------------------------------------------------------------------------------------------ Diversified Bond A1 B2 C6 D1 E1 F1-15% ------------------------------------------------------------------------------------------------------------------------------------ Diversified A1 B2 C3 D1 E1 F1-25% G11 Equity Income ------------------------------------------------------------------------------------------------------------------------------------ Dividend Opportunity A1 B2 C3 D1 E1 F1-25% G4 ------------------------------------------------------------------------------------------------------------------------------------ Emerging Markets A1 B2 C1 D1 E1 F1-100% G1, G7 ------------------------------------------------------------------------------------------------------------------------------------ Emerging A1 B2 C1 D1 E1 F1-100% J1 Markets Bond ------------------------------------------------------------------------------------------------------------------------------------ Equity Value A1 B2 C3 D1 E1 F1-25% G12, G14 ------------------------------------------------------------------------------------------------------------------------------------ European Equity A1 B2 C6 F1-100% K1, K2 ------------------------------------------------------------------------------------------------------------------------------------ Floating Rate A1 B2 C1 D1 E1 F1-20% J1 ------------------------------------------------------------------------------------------------------------------------------------ Fundamental Growth A1 B2 C6 D1 E1 F1-15% G7 ------------------------------------------------------------------------------------------------------------------------------------ Fundamental Value A1 B2 C1 D1 J1 ------------------------------------------------------------------------------------------------------------------------------------ Global Bond A1 B2 C1 D1 E1 F1-100% G14 ------------------------------------------------------------------------------------------------------------------------------------ Global Equity A1 B2 C1 D1 E1 F1-100% G1, G6 ------------------------------------------------------------------------------------------------------------------------------------ Global Technology A1 B2 C1 D1 E1 F1-100% G1, G6 ------------------------------------------------------------------------------------------------------------------------------------ Growth A1 B2 C6 D1 E1 F1-25% G4 ------------------------------------------------------------------------------------------------------------------------------------ High Yield Bond A1 B2 C5 D1 E1 F1-25% I1 ------------------------------------------------------------------------------------------------------------------------------------ Income Builder A1 B2 C1 D1 E1 J1 Basic Income* ------------------------------------------------------------------------------------------------------------------------------------ Income Builder A1 B2 C1 D1 E1 J1 Enhanced Income* ----------------------------------------------------------------------------------------------------------------------------------- Income Builder A1 B2 C1 D1 E1 J1 Moderate Income* ------------------------------------------------------------------------------------------------------------------------------------ Income Opportunities A1 B2 C3 D1 E1 F1-25% ------------------------------------------------------------------------------------------------------------------------------------ Inflation Protected A1 B2 C3 F1-15% Securities ------------------------------------------------------------------------------------------------------------------------------------ Intermediate A1 B4 C2 G10 H2, H3, H5, I2 Tax-Exempt H6 ------------------------------------------------------------------------------------------------------------------------------------ --------------------------------------------------------------------------------------------------------------------------------- A B C D E F G H I J K ILLIQUID MONEY DEPOSIT SECU- MARGIN, MARKET INVESTING FOREIGN DEBT TAX- EQUITY INVEST DIVER- ON RITIES; SELLING SECU- TO CONTROL SECU- SECU- EXEMPT SECU- WHILE SIFI- FUND FUTURES BULLION SHORT RITIES OR MANAGE RITIES RITIES SECURITIES RITIES BORROWING CATION ---------------------------------------------------------------------------------------------------------------------------------- International A1 B2 C1 D1 F1-100% Aggressive Growth ---------------------------------------------------------------------------------------------------------------------------------- International Equity A1 B2 C1 D1 F1-100% ---------------------------------------------------------------------------------------------------------------------------------- International A1 B2 C1 D1 E1 F3-100% Opportunity ---------------------------------------------------------------------------------------------------------------------------------- International A1 B2 C1 D1 F1-100% J1 Select Value --------------------------------------------------------------------------------------------------------------------------------- International A1 B2 C1 D1 F1-100% Small Cap ---------------------------------------------------------------------------------------------------------------------------------- Large Cap Equity A1 B2 C6 D1 E1 F1-20% G6 ---------------------------------------------------------------------------------------------------------------------------------- Large Cap Value A1 B2 C1 D1 E1 F1-20% G7 ---------------------------------------------------------------------------------------------------------------------------------- Limited A1 B2 C3 D1 E1 F1-15% Duration Bond ---------------------------------------------------------------------------------------------------------------------------------- Massachusetts A1 B4 C5 G16 H1, H4, H6 Tax-Exempt ---------------------------------------------------------------------------------------------------------------------------------- Michigan Tax-Exempt A1 B4 C5 G16 H1, H4, H6 ---------------------------------------------------------------------------------------------------------------------------------- Mid Cap Growth A1 B2 C1 D1 E1 F1-15% G5 ---------------------------------------------------------------------------------------------------------------------------------- Mid Cap Value A1 B2 C3 D1 E1 F1-25% G8 ---------------------------------------------------------------------------------------------------------------------------------- Minnesota A1 B4 C5 G16 H1, H4, H6 Tax-Exemp ---------------------------------------------------------------------------------------------------------------------------------- New York A1 B4 C5 G16 H1, H4, H6 Tax-Exempt ---------------------------------------------------------------------------------------------------------------------------------- Ohio Tax-Exempt A1 B4 C5 G16 H1, H4, H6 ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Aggressive* ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Conservative* ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Moderate * ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Moderate Aggressive* ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Moderate Conservative* ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Total Equity* ---------------------------------------------------------------------------------------------------------------------------------- Precious Metals A1 B2, B3 C6 D1 E1 F2 G6(i), G17 ---------------------------------------------------------------------------------------------------------------------------------- Real Estate A1 B2 C6 F1-10% ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2010* A1 B2 C8 D1 E1 J1 ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2015* A1 B2 C8 D1 E1 J1 ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2020* A1 B2 C8 D1 E1 J1 ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2025* A1 B2 C8 D1 E1 J1 ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2030* A1 B2 C8 D1 E1 J1 ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2035* A1 B2 C8 D1 E1 J1 ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2040* A1 B2 C8 D1 E1 J1 ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2045* A1 B2 C8 D1 E1 J1 ---------------------------------------------------------------------------------------------------------------------------------- S&P 500 Index A1 B2 C3 K1, K2 ---------------------------------------------------------------------------------------------------------------------------------- Select Value A1 B2 C1 D1 F1-20% G3 ---------------------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------------- A B C D E F G H I J K ILLIQUID MONEY DEPOSIT SECU- MARGIN, MARKET INVESTING FOREIGN DEBT TAX- EQUITY INVEST DIVER- ON RITIES; SELLING SECU- TO CONTROL SECU- SECU- EXEMPT SECU- WHILE SIFI- FUND FUTURES BULLION SHORT RITIES OR MANAGE RITIES RITIES SECURITIES RITIES BORROWING CATION -------------------------------------------------------------------------------------------------------------------------------- Short Duration A1 B2 C7 D1 E1 U.S. Government -------------------------------------------------------------------------------------------------------------------------------- Small Cap Advantage A1 B2 C1 D1 -------------------------------------------------------------------------------------------------------------------------------- Small Cap Equity A2 B2 C1 D1 F1-20% J1 -------------------------------------------------------------------------------------------------------------------------------- Small Cap Growth A1 B2 C1 D1 -------------------------------------------------------------------------------------------------------------------------------- Small Cap Value A1 B2 C1 D1 J1 K1, K2 -------------------------------------------------------------------------------------------------------------------------------- Small Company Index A1 B2 C4 D1 E1 -------------------------------------------------------------------------------------------------------------------------------- Strategic Allocation A1 B2 C3 E1 F1-50% G2, G9 -------------------------------------------------------------------------------------------------------------------------------- Tax-Exempt Bond A1 B4 C2 G18 H2 I2 -------------------------------------------------------------------------------------------------------------------------------- Tax-Exempt A1 B4 C2 H2, H3 High Income -------------------------------------------------------------------------------------------------------------------------------- Tax-Exempt B1(ii) Money Market -------------------------------------------------------------------------------------------------------------------------------- U.S. Government A1 B2 C7 D1 E1 Mortgage -------------------------------------------------------------------------------------------------------------------------------- Value A1 B2 C1 D1 F1-25% G13 J1 -------------------------------------------------------------------------------------------------------------------------------- * The fund invests in a combination of underlying funds. These underlying funds have adopted their own investment policies that may be more or less restrictive than those of the fund. The policies of the underlying funds may permit a fund to engage in investment strategies indirectly that would otherwise be prohibited under the fund's investment restrictions. (i) Securities that are subsequently downgraded in quality may continue to be held and will be sold only when the investment manager believes it is advantageous to do so. (ii) In determining the liquidity of municipal lease obligations, the investment manager, under guidelines established by the Board, will consider the essential nature of the leased property, the likelihood that the municipality will continue appropriating funding for the leased property, and other relevant factors related to the general credit quality of the municipality and the marketability of the municipal lease obligation.
A. DEPOSIT ON FUTURES/PREMIUMS ON OPTIONS A1 - No more than 5% of the fund's net assets can be used at any one time for good faith deposits on futures and premiums for options on futures that do not offset existing investment positions. A2 - No more than 5% of the fund's net assets can be used at any one time for good faith deposits on futures and premiums for options on futures other than for bona fide hedging purposes (within the meaning of the rules of the Commodities Futures Trading Commission). B. ILLIQUID SECURITIES B1 - No more than 10% of the fund's net assets will be held in securities and other instruments that are illiquid. B2 - The fund will not invest more than 10% of its net assets in securities that are illiquid whether or not registration or the filing of a notification under the Securities Act of 1933 or the taking of similar action under other securities laws relating to the sale of securities is required. A risk of any such investment is that it might not be able to be easily liquidated. For the purpose of this policy, repurchase agreements with maturities greater than seven days and non-negotiable fixed time deposits will be treated as illiquid securities. B3 - The fund may invest up to 10% of its total assets in gold and silver bullion, other precious metals, strategic metals and other metals occurring naturally with such metals and securities convertible into metals. The fund will invest only in metals and securities convertible into metals that are readily marketable. B4 - The fund will not invest more than 10% of its net assets in securities that are illiquid whether or not registration or the filing of a notification under the Securities Act of 1933 or the taking of similar action under other securities laws relating to the sale of securities is required. A risk of any such investment is that it might not be able to be easily liquidated. For the purpose of this policy, repurchase agreements with maturities greater than seven days and non-negotiable fixed time deposits will be treated as illiquid securities. In determining the liquidity of municipal lease obligations, the investment manager, under guidelines established by the Board, will consider the essential nature of the leased property, the likelihood that the municipality will continue appropriating funding for the leased property, and other relevant factors related to the general credit quality of the municipality and the marketability of the municipal lease obligation. C. MARGIN/SELLING SHORT C1 - The fund will not buy on margin or sell securities short, except the fund may make margin payments in connection with transactions in derivative instruments. C2- The fund will not buy on margin or sell short, except that the fund may use derivative instruments. C3 - The fund will not buy on margin or sell securities short, except the fund may make margin payments in connection with transactions in futures contracts. C4 - The fund will not buy on margin or sell short, except the fund may make margin payments in connection with transactions in options, futures contracts and other financial instruments. C5 - The fund will not buy on margin or sell short, except the fund may enter into interest rate futures contracts. C6 - The fund will not buy on margin or sell securities short, except the fund may make margin payments in connection with transactions in stock index futures contracts. C7 - The fund will not buy on margin, except the fund may make margin payments in connection with interest rate futures contracts. C8 - The fund will not buy on margin or sell short, except in connection with derivative instruments. D. MONEY MARKET SECURITIES D1 - Ordinarily, less than 25% of the fund's total assets are invested in money market instruments. E. INVESTING TO CONTROL OR MANAGE E1 - The fund will not invest in a company to control or manage it. F. FOREIGN SECURITIES F1 - The fund may invest its total assets, up to the amount shown, in foreign investments. F2 - Under normal market conditions, the fund intends to invest at least 50% of its total assets in foreign investments. F3 - The fund may invest its total assets, up to the amount shown, in foreign investments. Investments in U.S. issuers generally will constitute less than 20% of the fund's total assets. G. DEBT SECURITIES G1 - The fund may invest up to 20% of its net assets in bonds. G2 - The fund may invest up to 30% of its total assets in short-term debt securities rated in the top two grades or the equivalent. G3 - The fund normally will purchase only investment grade convertible debt securities with a rating of, or equivalent to, at least BBB by S&P or, in the case of unrated securities, judged by the subadviser to be of comparable quality. The fund may invest in more speculative convertible debt securities, provided that such securities have a rating of, or equivalent to, at least an S&P rating of B and provided also that the total investment in such securities remains below 15% of the fund's assets. G4 - The fund may not purchase debt securities rated below investment grade. G5 - The fund only invests in bonds given the four highest ratings by Moody's or by S&P or in bonds of comparable quality in the judgment of the investment manager. G6 - The fund will not invest more than 5% of its net assets in bonds below investment grade. G7 - The fund may invest up to 10% of its net assets in bonds rated below investment grade. G8 - No more than 10% of the fund's net assets may be invested in bonds below investment grade unless the bonds are convertible securities. G9 - No more than 15% of the fund's total assets will be invested in below investment-grade debt securities. G10 - The fund may invest 20% of its net assets in bonds rated or considered below investment grade (less than BBB/Baa). G11 - No more than 20% of the fund's net assets may be invested in bonds below investment grade unless the bonds are convertible securities. G12 - The fund will not invest more than 5% of its net assets in bonds rated BB or B, or in unrated bonds of equivalent quality. G13 - No more than 10% of the fund's assets will be held in debt securities rated BB/Ba or lower. G14 - The fund may not invest in debt securities rated lower than B (or in unrated bonds of comparable quality). G15 - The fund may invest in commercial paper rated in the highest rating category by at least two nationally recognized statistical rating organizations (or by one, if only one rating is assigned) and in unrated paper determined by the Board to be of comparable quality. The fund also may invest up to 5% of its total assets in commercial paper receiving the second highest rating or in unrated paper determined to be of comparable quality. G16 - No more than 10% of the fund's net assets will be held in inverse floaters. G17 - In the event economic, political or financial conditions adverse to gold or metals industries or the metals themselves occur, the fund temporarily may invest over 75% of its total assets in U.S. government securities or investment-grade short-term obligations (denominated either in foreign currencies or U.S. dollars). G18 - At least 75% of the fund's investments in bonds and other debt securities must be rated in the top four grades by Moody's, S&P, or Fitch Investors Services, Inc. or be of comparable rating given by other independent rating agencies. Up to 25% of the fund's remaining investments may be in unrated bonds and other debt securities that, in the investment manager's opinion, are of investment grade quality. All industrial revenue bonds must be rated. H. TAX-EXEMPT SECURITIES H1 - If, in the opinion of the investment manager, appropriate tax-exempt securities are not available, the fund may invest up to 20% of its net assets, or more on a temporary defensive basis, in taxable investments. H2 - Short-term tax-exempt debt securities rated in the top two grades or the equivalent are used to meet daily cash needs and at various times to hold assets until better investment opportunities arise. Under extraordinary conditions, where, in the opinion of the investment manager, appropriate short-term tax-exempt securities are not available, the fund may invest up to 20% of its net assets in certain taxable investments for temporary defensive purposes. H3 - The fund may invest more than 25% of its total assets in industrial revenue bonds, but it does not intend to invest more than 25% of its total assets in industrial revenue bonds issued for companies in the same industry or state. H4 - The fund may invest more than 25% of its total assets in a particular segment of the municipal securities market or in industrial revenue bonds, but does not intend to invest more than 25% of its total assets in industrial revenue bonds issued for companies in the same industry. H5 - The fund may invest more than 25% of its total assets in a particular segment of the municipal securities market or in securities relating to a particular state. Such markets may include electric revenue bonds, hospital bonds, housing bonds, industrial bonds, airport bonds, or in securities the interest on which is paid from revenues of a similar type of project. H6 - A portion of the fund's assets may be invested in bonds whose interest is subject to the alternative minimum tax computation. As long as the staff of the SEC maintains its current position that a fund calling itself a "tax-exempt" fund may not invest more than 20% of its net assets in these bonds, the fund will limit its investments in these bonds to 20% of its net assets. I. EQUITY SECURITIES I1 - The fund may invest up to 10% of its total assets in common stocks, preferred stocks that do not pay dividends and warrants to purchase common stocks. I2 - The fund will not invest in voting securities or securities of investment companies. J. INVEST WHILE BORROWING J1 - The fund will not make additional investments while any borrowing remains outstanding. K. DIVERSIFICATION K1 - The fund will not purchase more than 10% of the outstanding voting securities of an issuer, except that up to 25% of the fund's assets may be invested without regard to this 10% limitation. K2 - The fund will not invest more than 5% of its total assets in securities of any one company, government, or political subdivision thereof, except the limitation will not apply to investments in securities issued by the U.S. government, its agencies, or instrumentalities, or other registered investment companies and except up to 25% of the fund's total assets may be invested without regard to this 5% limitation. Effective Oct. 18, 2006, Table 27. Fund Officers, was revised as follows to add Jennifer D. Lammers as the Chief Compliance Officer:
TABLE 27. FUND OFFICERS -------------------------------------------------------------------------------------------------------------------------- NAME, ADDRESS, AGE POSITION HELD WITH FUNDS PRINCIPAL OCCUPATION AND LENGTH OF SERVICE DURING PAST FIVE YEARS -------------------------------------------------------------------------------------------------------------------------- Jeffrey P. Fox Treasurer since 2002 Vice President - Investment Accounting, 105 Ameriprise Financial Center Ameriprise Financial, Inc., since 2002; Vice President- Minneapolis, MN 55474 Finance, American Express Company, 2000-2002 Age 51 -------------------------------------------------------------------------------------------------------------------------- Michelle M. Keeley Vice President since 2004 Executive Vice President - Equity and Fixed Income, 172 Ameriprise Financial Center Ameriprise Financial, Inc. and RiverSource Investments, Minneapolis, MN 55474 LLC since 2006; Vice President - Investments, Age 42 Ameriprise Certificate Company since 2003; Senior Vice President - Fixed Income, Ameriprise Financial, Inc., 2002-2006 and RiverSource Investments, LLC, 2004-2006; Managing Director, Zurich Global Assets, 2001-2002 -------------------------------------------------------------------------------------------------------------------------- Leslie L. Ogg Vice President, President of Board Services Corporation 901 S. Marquette Ave. General Counsel, and Minneapolis, MN 55402 Secretary since 1978 Age 68 -------------------------------------------------------------------------------------------------------------------------- Jennifer D. Lammers Chief Compliance Officer U.S. Asset Management Chief Compliance Officer, 172 Ameriprise Financial Center since 2006 RiverSource Investments, LLC since 2006; Minneapolis, MN 55474 Director - Mutual Funds, Voyageur Asset Management, Age 45 2003-2006; Director of Finance, Voyageur Asset Management, 2000-2003 -------------------------------------------------------------------------------------------------------------------------- Neysa M. Alecu Anti-Money Laundering Compliance Director and Anti-Money Laundering 2934 Ameriprise Financial Center Officer since 2004 Officer, Ameriprise Financial, Inc., since 2004; Manager Minneapolis, MN 55474 Anti-Money Laundering, Ameriprise Financial, Inc., Age 42 2003-2004; Compliance Director and Bank Secrecy Act Officer, American Express Centurion Bank, 2000-2003 --------------------------------------------------------------------------------------------------------------------------
The rest of this section remains the same.