-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXQrWSjBObJOn7A5ZgRkv6zJovGvD+9v+2xq6i/XWE8N+HLiCj+muIdTziTQCTZy fcIt/IM/OVsGxu5XEG2Y9Q== 0000950129-09-001005.txt : 20090326 0000950129-09-001005.hdr.sgml : 20090326 20090326111253 ACCESSION NUMBER: 0000950129-09-001005 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090131 FILED AS OF DATE: 20090326 DATE AS OF CHANGE: 20090326 EFFECTIVENESS DATE: 20090326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE LARGE CAP SERIES, INC. CENTRAL INDEX KEY: 0000049702 IRS NUMBER: 410962638 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02111 FILM NUMBER: 09705780 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH SERIES INC/MN DATE OF NAME CHANGE: 20001011 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 0000049702 S000003287 RiverSource Disciplined Equity Fund C000008741 RiverSource Disciplined Equity Fund Class B AQEBX C000008742 RiverSource Disciplined Equity Fund Class C RDCEX C000008744 RiverSource Disciplined Equity Fund Class A AQEAX C000008745 RiverSource Disciplined Equity Fund Class I ALEIX C000042888 RiverSource Disciplined Equity Fund Class R2 C000042889 RiverSource Disciplined Equity Fund Class R3 RSDEX C000042890 RiverSource Disciplined Equity Fund Class R4 RQEYX C000042891 RiverSource Disciplined Equity Fund Class R5 RSIPX C000042892 RiverSource Disciplined Equity Fund Class W RDEWX 0000049702 S000003288 RiverSource Growth Fund C000008746 RiverSource Growth Fund Class A INIDX C000008747 RiverSource Growth Fund Class B IGRBX C000008748 RiverSource Growth Fund Class C AXGCX C000008749 RiverSource Growth Fund Class I AGWIX C000042893 RiverSource Growth Fund Class W C000042894 RiverSource Growth Fund Class R2 C000042895 RiverSource Growth Fund Class R3 RSCGX C000042896 RiverSource Growth Fund Class R4 IGRYX C000042897 RiverSource Growth Fund Class R5 RSWHX 0000049702 S000003289 RiverSource Large Cap Equity Fund C000008751 RiverSource Large Cap Equity Fund Class I ALRIX C000008752 RiverSource Large Cap Equity Fund Class A ALEAX C000008753 RiverSource Large Cap Equity Fund Class B ALEBX C000008754 RiverSource Large Cap Equity Fund Class C ARQCX C000042898 RiverSource Large Cap Equity Fund Class R2 C000042899 RiverSource Large Cap Equity Fund Class R3 C000042900 RiverSource Large Cap Equity Fund Class R4 ALEYX C000042901 RiverSource Large Cap Equity Fund Class R5 0000049702 S000003290 RiverSource Large Cap Value Fund C000008756 RiverSource Large Cap Value Fund Class C RLVCX C000008758 RiverSource Large Cap Value Fund Class A ALVAX C000008759 RiverSource Large Cap Value Fund Class B ALVBX C000008760 RiverSource Large Cap Value Fund Class I ALCIX C000042902 RiverSource Large Cap Value Fund Class R2 C000042903 RiverSource Large Cap Value Fund Class R3 C000042904 RiverSource Large Cap Value Fund Class R4 RSLVX C000042905 RiverSource Large Cap Value Fund Class R5 NSAR-A 1 answer.fil SEMI ANNUAL REPORT PAGE 1 000 A000000 01/31/2009 000 C000000 0000049702 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVERSOURCE LARGE CAP SERIES, INC. 001 B000000 811-2111 001 C000000 6126715682 002 A000000 50606 AMERIPRISE FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 4 007 C010100 1 007 C020100 RIVERSOURCE GROWTH FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C020300 RIVERSOURCE LARGE CAP EQUITY FUND 007 C030300 N 007 C010400 4 007 C020400 RIVERSOURCE LARGE CAP VALUE FUND 007 C030400 N 007 C010500 5 007 C020500 RIVERSOURCE DISCIPLINED EQUITY FUND 007 C030500 N 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 RIVERSOURCE INVESTMENTS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 MINNEAPOLIS 008 D02AA01 MN 008 D03AA01 55474 010 A00AA01 AMERIPRISE FINANCIAL, INC. 010 C01AA01 MINNEAPOLIS 010 C02AA01 MN 010 C03AA01 55474 011 A00AA01 RIVERSOURCE DISTRIBUTORS, INC. 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000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 N 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 Y 070 Q020400 N PAGE 18 070 R010400 Y 070 R020400 N 071 A000400 18213 071 B000400 18141 071 C000400 42631 071 D000400 43 072 A000400 6 072 B000400 7 072 C000400 642 072 D000400 0 072 E000400 0 072 F000400 94 072 G000400 13 072 H000400 0 072 I000400 53 072 J000400 15 072 K000400 19 072 L000400 0 072 M000400 1 072 N000400 32 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 14 072 S000400 0 072 T000400 63 072 U000400 0 072 V000400 0 072 W000400 2 072 X000400 306 072 Y000400 0 072 Z000400 343 072AA000400 0 072BB000400 12771 072CC010400 0 072CC020400 6827 072DD010400 356 072DD020400 244 072EE000400 266 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 33959 074 G000400 0 074 H000400 0 PAGE 19 074 I000400 5461 074 J000400 618 074 K000400 0 074 L000400 107 074 M000400 0 074 N000400 40145 074 O000400 0 074 P000400 1 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 4746 074 S000400 0 074 T000400 35398 074 U010400 7199 074 U020400 6579 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 4871 074 Y000400 0 075 A000400 0 075 B000400 43523 076 000400 0.00 024 000500 Y 025 A000501 CITIGROUP 025 B000501 11-2418191 025 C000501 E 025 D000501 21189 025 A000502 MORGAN STANLEY 025 B000502 13-2655998 025 C000502 E 025 D000502 20192 025 A000503 E*TRADE FINANCIAL 025 B000503 77-0116489 025 C000503 E 025 D000503 292 025 A000504 GOLDMAN SACHS GROUP 025 B000504 13-5108880 025 C000504 E 025 D000504 6011 025 A000505 JPMORGAN CHASE & CO. 025 B000505 13-3224016 025 C000505 E 025 D000505 26218 025 A000506 PNC FINANCIAL SERVICES GROUP 025 B000506 25-1471636 025 C000506 E 025 D000506 11428 025 D000507 0 PAGE 20 025 D000508 0 028 A010500 45800 028 A020500 0 028 A030500 0 028 A040500 142537 028 B010500 37665 028 B020500 0 028 B030500 0 028 B040500 52125 028 C010500 39505 028 C020500 0 028 C030500 0 028 C040500 114825 028 D010500 16832 028 D020500 0 028 D030500 0 028 D040500 39749 028 E010500 94752 028 E020500 92858 028 E030500 0 028 E040500 56772 028 F010500 144650 028 F020500 0 028 F030500 0 028 F040500 35086 028 G010500 379204 028 G020500 92858 028 G030500 0 028 G040500 441094 028 H000500 2896 029 000500 Y 030 A000500 128 030 B000500 5.75 030 C000500 0.00 031 A000500 35 031 B000500 0 032 000500 9 033 000500 84 034 000500 Y 035 000500 10 036 A000500 N 036 B000500 0 037 000500 N 038 000500 0 039 000500 N 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 PAGE 21 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 2460 044 000500 0 045 000500 Y 046 000500 N 047 000500 N 048 000500 0.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 Y 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N PAGE 22 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 Y 070 G010500 N 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 810454 071 B000500 889998 071 C000500 2322285 071 D000500 35 072 A000500 6 072 B000500 611 072 C000500 32352 072 D000500 0 072 E000500 0 072 F000500 5895 072 G000500 614 072 H000500 0 PAGE 23 072 I000500 1644 072 J000500 90 072 K000500 80 072 L000500 0 072 M000500 37 072 N000500 64 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 12 072 S000500 20 072 T000500 2460 072 U000500 0 072 V000500 0 072 W000500 156 072 X000500 11072 072 Y000500 51 072 Z000500 21942 072AA000500 0 072BB000500 308301 072CC010500 0 072CC020500 745252 072DD010500 9215 072DD020500 17069 072EE000500 69124 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 1846763 074 G000500 0 074 H000500 0 074 I000500 187603 074 J000500 93237 074 K000500 0 074 L000500 68240 074 M000500 0 074 N000500 2195843 074 O000500 158104 074 P000500 54 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 155360 074 S000500 0 PAGE 24 074 T000500 1882325 074 U010500 173306 074 U020500 352947 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 55032 074 Y000500 19236 075 A000500 0 075 B000500 2365759 076 000500 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: March 24, 2009 Name of Registrant, Depositor, or Trustee: RiverSource Large Cap Series, Inc. /s/ Jeffrey P. Fox -- Treasurer and Principal Financial Officer - ------------------------------------------------------------------------------- By (Name and Title): /s/ Wade M. Voigt -- Assistant Treasurer - ------------------------------------------------------------------------------- Witness (Name and Title): RIVERSOURCE LARGE CAP SERIES, INC. EX-99.77E LEGAL 2 ex77e.txt EXHIBIT Exhibit 77E RIVERSOURCE LARGE CAP SERIES, INC. - FORM N-SAR EXHIBITS LEGAL PROCEEDINGS: Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the fund. Information regarding certain pending and settled legal proceedings may be found in the Fund's shareholder reports and in the SAI. Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. -----END PRIVACY-ENHANCED MESSAGE-----