-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ua0pl9drEKdKy9sWn7LNNURxTMVV7WjJ+5Jvx3lNYkgsK0G7CgVz+G7eCRl3oDW+ qSU6tDsEcBKEGPPGVJuPqg== 0000950124-07-006404.txt : 20071227 0000950124-07-006404.hdr.sgml : 20071227 20071227134414 ACCESSION NUMBER: 0000950124-07-006404 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071031 FILED AS OF DATE: 20071227 DATE AS OF CHANGE: 20071227 EFFECTIVENESS DATE: 20071227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE LARGE CAP SERIES, INC. CENTRAL INDEX KEY: 0000049702 IRS NUMBER: 410962638 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-02111 FILM NUMBER: 071328528 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH SERIES INC/MN DATE OF NAME CHANGE: 20001011 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 0000049702 S000003287 RiverSource Disciplined Equity Fund C000008741 RiverSource Disciplined Equity Fund Class B AQEBX C000008742 RiverSource Disciplined Equity Fund Class C RDCEX C000008744 RiverSource Disciplined Equity Fund Class A AQEAX C000008745 RiverSource Disciplined Equity Fund Class I ALEIX C000042888 RiverSource Disciplined Equity Fund Class R2 C000042889 RiverSource Disciplined Equity Fund Class R3 RSDEX C000042890 RiverSource Disciplined Equity Fund Class R4 RQEYX C000042891 RiverSource Disciplined Equity Fund Class R5 RSIPX C000042892 RiverSource Disciplined Equity Fund Class W RDEWX 0000049702 S000003288 RiverSource Growth Fund C000008746 RiverSource Growth Fund Class A INIDX C000008747 RiverSource Growth Fund Class B IGRBX C000008748 RiverSource Growth Fund Class C AXGCX C000008749 RiverSource Growth Fund Class I AGWIX C000042893 RiverSource Growth Fund Class W C000042894 RiverSource Growth Fund Class R2 C000042895 RiverSource Growth Fund Class R3 RSCGX C000042896 RiverSource Growth Fund Class R4 IGRYX C000042897 RiverSource Growth Fund Class R5 RSWHX 0000049702 S000003289 RiverSource Large Cap Equity Fund C000008751 RiverSource Large Cap Equity Fund Class I ALRIX C000008752 RiverSource Large Cap Equity Fund Class A ALEAX C000008753 RiverSource Large Cap Equity Fund Class B ALEBX C000008754 RiverSource Large Cap Equity Fund Class C ARQCX C000042898 RiverSource Large Cap Equity Fund Class R2 C000042899 RiverSource Large Cap Equity Fund Class R3 C000042900 RiverSource Large Cap Equity Fund Class R4 ALEYX C000042901 RiverSource Large Cap Equity Fund Class R5 0000049702 S000003290 RiverSource Large Cap Value Fund C000008756 RiverSource Large Cap Value Fund Class C RLVCX C000008758 RiverSource Large Cap Value Fund Class A ALVAX C000008759 RiverSource Large Cap Value Fund Class B ALVBX C000008760 RiverSource Large Cap Value Fund Class I ALCIX C000042902 RiverSource Large Cap Value Fund Class R2 C000042903 RiverSource Large Cap Value Fund Class R3 C000042904 RiverSource Large Cap Value Fund Class R4 RSLVX C000042905 RiverSource Large Cap Value Fund Class R5 N-Q 1 c21920nvq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number 811-2111 RIVERSOURCE LARGE CAP SERIES, INC. (Exact name of registrant as specified in charter) 50606 Ameriprise Financial Center, Minneapolis, Minnesota 55474 (Address of principal executive offices) (Zip code) Scott R. Plummer - 5228 Ameriprise Financial Center, Minneapolis, MN 55474 (Name and address of agent for service) Registrant's telephone number, including area code: (612) 671-1947 Date of fiscal year end: 7/31 Date of reporting period: 10/31 PORTFOLIO HOLDINGS FOR RIVERSOURCE DISCIPLINED EQUITY FUND AT OCT. 31, 2007 INVESTMENTS IN SECURITIES OCT. 31, 2007 (UNAUDITED) (Percentages represent value of investments compared to net assets)
COMMON STOCKS (99.1%) ISSUER SHARES VALUE(A) AEROSPACE & DEFENSE (3.0%) General Dynamics 138,332 $12,582,679 Goodrich 114,024 7,942,912 Honeywell Intl 529,173 31,967,340 Lockheed Martin 109,106 12,006,024 Precision Castparts 150,596 22,560,787 Rockwell Collins 39,213 2,933,525 United Technologies 170,133 13,030,486 --------------- Total 103,023,753 - ------------------------------------------------------------------------------------ AIR FREIGHT & LOGISTICS (0.2%) United Parcel Service Cl B 81,010 6,083,851 - ------------------------------------------------------------------------------------ AUTO COMPONENTS (0.8%) Goodyear Tire & Rubber 152,316(b) 4,592,327 Johnson Controls 540,787 23,643,208 --------------- Total 28,235,535 - ------------------------------------------------------------------------------------ AUTOMOBILES (0.9%) Ford Motor 949,756(b) 8,424,336 General Motors 375,737 14,725,133 Harley-Davidson 144,208 7,426,712 --------------- Total 30,576,181 - ------------------------------------------------------------------------------------ BEVERAGES (2.0%) Coca-Cola 473,330 29,232,861 Molson Coors Brewing Cl B 21,914 1,254,138 PepsiCo 525,928 38,771,412 --------------- Total 69,258,411 - ------------------------------------------------------------------------------------ BUILDING PRODUCTS (0.3%) American Standard Companies 128,320 4,782,486 Masco 173,786 4,184,767 --------------- Total 8,967,253 - ------------------------------------------------------------------------------------ CAPITAL MARKETS (3.1%) Bear Stearns Companies 32,004 3,635,654 Franklin Resources 84,502 10,958,219 Goldman Sachs Group 18,346 4,548,340 Janus Capital Group 88,512 3,054,549 Legg Mason 26,523 2,199,818 Lehman Brothers Holdings 341,556 21,634,157 Merrill Lynch & Co 426,443 28,153,767 Morgan Stanley 511,649 34,413,512 --------------- Total 108,598,016 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) CHEMICALS (1.8%) Ashland 8,000 $469,760 Dow Chemical 184,235 8,297,944 Ecolab 67,323 3,175,626 EI du Pont de Nemours & Co 279,188 13,822,598 Intl Flavors & Fragrances 4,868 254,158 Monsanto 294,475 28,749,595 PPG Inds 66,308 4,955,860 Sigma-Aldrich 59,672 3,083,252 --------------- Total 62,808,793 - ------------------------------------------------------------------------------------ COMMERCIAL BANKS (1.3%) BB&T 230,096 8,506,649 Comerica 137,697 6,427,696 Fifth Third Bancorp 28,276 884,473 First Horizon Natl 130,956(d) 3,415,332 Huntington Bancshares 102,570(d) 1,837,029 KeyCorp 80,436 2,288,404 Natl City 569,588 13,812,510 Synovus Financial 88,534 2,333,756 US Bancorp 128,076 4,247,000 --------------- Total 43,752,849 - ------------------------------------------------------------------------------------ COMMERCIAL SERVICES & SUPPLIES (0.2%) Monster Worldwide 58,736(b) 2,383,507 RR Donnelley & Sons 79,664 3,209,662 --------------- Total 5,593,169 - ------------------------------------------------------------------------------------ COMMUNICATIONS EQUIPMENT (1.6%) Ciena 47,918(b) 2,293,355 Corning 537,121 13,035,927 Juniper Networks 468,044(b) 16,849,584 QUALCOMM 569,635 24,340,504 --------------- Total 56,519,370 - ------------------------------------------------------------------------------------ COMPUTERS & PERIPHERALS (8.2%) Apple 870,456(b) 165,343,118 EMC 2,291,133(b) 58,171,867 IBM 480,561 55,802,743 Lexmark Intl Cl A 113,857(b) 4,780,855 NCR 120,770(b) 3,332,044 --------------- Total 287,430,627 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) CONSTRUCTION & ENGINEERING (0.6%) Fluor 65,309 $10,318,822 Jacobs Engineering Group 109,168(b) 9,513,991 --------------- Total 19,832,813 - ------------------------------------------------------------------------------------ CONSTRUCTION MATERIALS (0.1%) Vulcan Materials 44,481 3,803,570 - ------------------------------------------------------------------------------------ CONTAINERS & PACKAGING (0.2%) Ball 31,661 1,569,752 Pactiv 98,053(b) 2,693,516 Sealed Air 50,522 1,259,513 Temple-Inland 16,613 891,620 --------------- Total 6,414,401 - ------------------------------------------------------------------------------------ DISTRIBUTORS (0.2%) Genuine Parts 124,983 6,132,916 - ------------------------------------------------------------------------------------ DIVERSIFIED CONSUMER SERVICES (0.1%) Apollo Group Cl A 25,353(b) 2,009,479 H&R Block 71,860 1,566,548 --------------- Total 3,576,027 - ------------------------------------------------------------------------------------ DIVERSIFIED FINANCIAL SERVICES (4.6%) Bank of America 545,199 26,322,208 CIT Group 171,609 6,047,501 Citigroup 2,054,135 86,068,256 JPMorgan Chase & Co 762,537 35,839,239 Leucadia Natl 91,774(d) 4,649,271 --------------- Total 158,926,475 - ------------------------------------------------------------------------------------ DIVERSIFIED TELECOMMUNICATION SERVICES (2.3%) AT&T 1,110,084(f) 46,390,410 Verizon Communications 706,965 32,569,878 --------------- Total 78,960,288 - ------------------------------------------------------------------------------------ ELECTRIC UTILITIES (1.4%) American Electric Power 346,619 16,710,502 Edison Intl 49,383 2,871,621 Entergy 69,057 8,277,863 FPL Group 143,574 9,823,333 PPL 213,548 11,040,432 Progress Energy 21,334 1,024,032 --------------- Total 49,747,783 - ------------------------------------------------------------------------------------
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 1 RIVERSOURCE DISCIPLINED EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) ELECTRICAL EQUIPMENT (0.2%) Cooper Inds Cl A 65,899 $3,452,448 Emerson Electric 48,625 2,541,629 --------------- Total 5,994,077 - ------------------------------------------------------------------------------------ ELECTRONIC EQUIPMENT & INSTRUMENTS (0.1%) Agilent Technologies 66,228(b) 2,440,502 - ------------------------------------------------------------------------------------ ENERGY EQUIPMENT & SERVICES (3.4%) BJ Services 67,770 1,707,126 ENSCO Intl 49,198 2,729,997 Nabors Inds 75,642(b,c) 2,124,027 Natl Oilwell Varco 121,258(b) 8,880,936 Noble 149,661 7,924,550 Schlumberger 664,477 64,168,544 Smith Intl 111,775 7,382,739 Transocean 98,736(b) 11,786,116 Weatherford Intl 187,846(b) 12,193,084 --------------- Total 118,897,119 - ------------------------------------------------------------------------------------ FOOD & STAPLES RETAILING (1.6%) Kroger 100,259 2,946,612 Safeway 318,606 10,832,604 SUPERVALU 162,541 6,298,464 Wal-Mart Stores 767,251 34,687,417 --------------- Total 54,765,097 - ------------------------------------------------------------------------------------ FOOD PRODUCTS (0.3%) Sara Lee 375,839 6,216,377 Tyson Foods Cl A 287,490 4,542,342 --------------- Total 10,758,719 - ------------------------------------------------------------------------------------ GAS UTILITIES (0.1%) Questar 63,969 3,651,351 - ------------------------------------------------------------------------------------ HEALTH CARE EQUIPMENT & SUPPLIES (1.0%) Baxter Intl 96,193 5,772,542 Becton Dickinson & Co 44,419 3,707,210 Stryker 239,689 17,017,919 Zimmer Holdings 126,358(b) 8,780,617 --------------- Total 35,278,288 - ------------------------------------------------------------------------------------ HEALTH CARE PROVIDERS & SERVICES (2.1%) Cardinal Health 85,343 5,805,884 CIGNA 511,572 26,852,415 Express Scripts 281,683(b) 17,774,197 Health Management Associates Cl A 67,300 444,853 Medco Health Solutions 197,210(b) 18,612,680 Quest Diagnostics 38,786(d) 2,062,639 Tenet Healthcare 261,345(b) 917,321 --------------- Total 72,469,989 - ------------------------------------------------------------------------------------ HOTELS, RESTAURANTS & LEISURE (1.4%) Harrah's Entertainment 124,560 10,992,420 Marriott Intl Cl A 58,162 2,391,040 McDonald's 620,408 37,038,357 --------------- Total 50,421,817 - ------------------------------------------------------------------------------------ HOUSEHOLD DURABLES (0.6%) Centex 109,196 2,736,452 DR Horton 606,447 7,695,812 KB HOME 94,169 2,602,831 Lennar Cl A 201,361 4,601,099 Pulte Homes 188,605(f) 2,798,898 --------------- Total 20,435,092 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) HOUSEHOLD PRODUCTS (0.5%) Kimberly-Clark 248,741 $17,633,249 - ------------------------------------------------------------------------------------ INDEPENDENT POWER PRODUCERS & ENERGY TRADERS (0.3%) Constellation Energy Group 96,566 9,144,800 Dynegy Cl A 174,893(b) 1,610,765 --------------- Total 10,755,565 - ------------------------------------------------------------------------------------ INDUSTRIAL CONGLOMERATES (1.7%) 3M 609,120 52,603,604 Textron 45,528 3,150,993 Tyco Intl 112,026(c) 4,612,110 --------------- Total 60,366,707 - ------------------------------------------------------------------------------------ INSURANCE (5.0%) ACE 249,224(c) 15,105,467 AFLAC 36,990 2,322,232 Allstate 590,561 30,945,396 Ambac Financial Group 60,196 2,217,019 American Intl Group 135,174 8,532,183 Aon 52,239 2,367,471 Assurant 17,651 1,031,524 Chubb 276,289 14,740,018 Cincinnati Financial 28,900 1,149,642 Genworth Financial Cl A 348,663 9,518,500 Lincoln Natl 49,529 3,089,124 Marsh & McLennan Companies 194,762 5,042,388 MBIA 99,597 4,286,655 MetLife 113,489 7,813,718 Progressive 832,777 15,406,375 Prudential Financial 152,757 14,774,657 Safeco 59,339 3,435,728 Torchmark 78,279 5,100,660 Travelers Companies 353,002 18,430,234 Unum Group 358,253 8,361,625 XL Capital Cl A 9,593(c) 690,216 --------------- Total 174,360,832 - ------------------------------------------------------------------------------------ INTERNET & CATALOG RETAIL (0.5%) Amazon.com 181,591(b) 16,188,838 IAC/InterActiveCorp 67,426(b) 1,986,370 --------------- Total 18,175,208 - ------------------------------------------------------------------------------------ INTERNET SOFTWARE & SERVICES (0.5%) eBay 402,631(b) 14,534,979 VeriSign 134,757(b) 4,593,866 --------------- Total 19,128,845 - ------------------------------------------------------------------------------------ IT SERVICES (0.4%) Fidelity Natl Information Services 120,123 5,540,072 Paychex 98,702 4,123,770 Unisys 469,201(b) 2,852,742 --------------- Total 12,516,584 - ------------------------------------------------------------------------------------ LEISURE EQUIPMENT & PRODUCTS (0.6%) Brunswick 28,643 639,025 Eastman Kodak 205,970 5,903,100 Hasbro 85,589 2,554,832 Mattel 530,174 11,075,335 --------------- Total 20,172,292 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) LIFE SCIENCES TOOLS & SERVICES (0.2%) PerkinElmer 98,673 $2,715,481 Thermo Fisher Scientific 60,622(b) 3,565,180 --------------- Total 6,280,661 - ------------------------------------------------------------------------------------ MACHINERY (4.3%) Caterpillar 472,667 35,265,684 Cummins 59,608 7,150,576 Deere & Co 156,885 24,301,487 Eaton 103,021 9,537,684 Illinois Tool Works 40,630 2,326,474 Ingersoll-Rand Cl A 207,217(c) 10,433,376 ITT 128,039 8,568,370 Navistar Intl 54,900(b) 3,457,328 PACCAR 437,797 24,324,001 Pall 108,082 4,330,846 Parker Hannifin 128,863 10,356,719 Terex 111,318(b) 8,262,022 --------------- Total 148,314,567 - ------------------------------------------------------------------------------------ MEDIA (1.5%) CBS Cl B 616,038(d) 17,680,291 Gannett 427,766 18,141,555 Interpublic Group of Companies 85,812(b) 888,154 McGraw-Hill Companies 9,792 489,992 Meredith 12,130 755,093 New York Times Cl A 70,995(d) 1,388,662 Time Warner 648,165 11,835,493 Tribune 83,709 2,533,034 --------------- Total 53,712,274 - ------------------------------------------------------------------------------------ METALS & MINING (1.8%) Alcoa 440,313 17,431,992 Allegheny Technologies 54,687 5,587,371 Freeport-McMoRan Copper & Gold 282,296 33,220,593 United States Steel 58,880 6,353,152 --------------- Total 62,593,108 - ------------------------------------------------------------------------------------ MULTILINE RETAIL (0.2%) Big Lots 52,981(b) 1,270,484 Family Dollar Stores 36,123 915,718 Kohl's 55,930(b) 3,074,473 Nordstrom 68,905 2,717,613 --------------- Total 7,978,288 - ------------------------------------------------------------------------------------ MULTI-UTILITIES (0.7%) CenterPoint Energy 303,481 5,086,342 NiSource 121,389 2,482,405 PG&E 68,873 3,369,956 Sempra Energy 162,520 9,996,605 TECO Energy 83,991 1,413,569 Xcel Energy 98,866 2,229,428 --------------- Total 24,578,305 - ------------------------------------------------------------------------------------ OIL, GAS & CONSUMABLE FUELS (13.4%) Anadarko Petroleum 273,837 16,161,860 Apache 132,448 13,749,427 Chevron 1,561,283 142,873,007 ConocoPhillips 666,527(f) 56,628,134 CONSOL Energy 62,063 3,506,560 Devon Energy 57,973 5,414,678 Exxon Mobil 1,729,512 159,097,810 Hess 62,794 4,496,678
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 2 RIVERSOURCE DISCIPLINED EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) OIL, GAS & CONSUMABLE FUELS (CONT.) Marathon Oil 375,756 $22,218,452 Murphy Oil 69,850 5,143,056 Occidental Petroleum 401,348 27,713,079 Valero Energy 184,830 13,017,577 --------------- Total 470,020,318 - ------------------------------------------------------------------------------------ PAPER & FOREST PRODUCTS (0.3%) MeadWestvaco 93,215 3,135,753 Weyerhaeuser 115,485 8,766,466 --------------- Total 11,902,219 - ------------------------------------------------------------------------------------ PERSONAL PRODUCTS (0.3%) Alberto-Culver 41,634 1,082,068 Avon Products 218,357 8,948,270 --------------- Total 10,030,338 - ------------------------------------------------------------------------------------ PHARMACEUTICALS (8.5%) Forest Laboratories 94,256(b) 3,682,582 Johnson & Johnson 1,173,043 76,447,212 King Pharmaceuticals 334,909(b) 3,550,035 Merck & Co 772,283 44,993,208 Pfizer 6,907,466 169,992,739 --------------- Total 298,665,776 - ------------------------------------------------------------------------------------ REAL ESTATE INVESTMENT TRUSTS (REITS) (0.3%) General Growth Properties 86,668 4,711,272 Simon Property Group 40,661 4,233,217 --------------- Total 8,944,489 - ------------------------------------------------------------------------------------ REAL ESTATE MANAGEMENT & DEVELOPMENT (--%) CB Richard Ellis Group Cl A 70,910(b) 1,728,786 - ------------------------------------------------------------------------------------ ROAD & RAIL (1.0%) Avis Budget Group 13,026(b) 271,853 CSX 234,795 10,511,772 Union Pacific 188,367 24,118,510 --------------- Total 34,902,135 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT (0.4%) KLA-Tencor 31,984 $1,683,958 LSI 238,134(b) 1,571,684 MEMC Electronic Materials 120,382(b) 8,814,370 Teradyne 58,834(b) 726,012 Xilinx 45,631 1,113,396 --------------- Total 13,909,420 - ------------------------------------------------------------------------------------ SOFTWARE (3.3%) CA 137,156 3,627,776 Compuware 218,751(b) 2,187,510 Microsoft 2,529,902 93,125,692 Oracle 732,827(b) 16,246,775 --------------- Total 115,187,753 - ------------------------------------------------------------------------------------ SPECIALTY RETAIL (3.6%) Abercrombie & Fitch Cl A 47,279 3,744,497 AutoNation 126,049(b) 2,229,807 AutoZone 41,363(b) 5,145,971 Bed Bath & Beyond 125,664(b,d) 4,265,036 Best Buy 130,493 6,331,520 Gap 330,498(f) 6,246,412 Home Depot 1,799,763 56,710,533 Lowe's Companies 946,600 25,454,074 RadioShack 168,700 3,478,594 Sherwin-Williams 53,160(f) 3,397,987 Tiffany & Co 136,868 7,415,508 --------------- Total 124,419,939 - ------------------------------------------------------------------------------------ TEXTILES, APPAREL & LUXURY GOODS (1.3%) Coach 425,592(b) 15,559,644 Jones Apparel Group 82,114 1,719,467 Liz Claiborne 128,035 3,645,156 Nike Cl B 250,207 16,578,716 Polo Ralph Lauren 47,207 3,247,842 VF 69,819 6,083,329 --------------- Total 46,834,154 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) THRIFTS & MORTGAGE FINANCE (3.3%) Countrywide Financial 458,777 $7,120,219 Fannie Mae 976,195 55,682,164 Freddie Mac 584,748 30,541,388 MGIC Investment 99,793(d) 1,931,992 Washington Mutual 741,272(d) 20,666,663 --------------- Total 115,942,426 - ------------------------------------------------------------------------------------ TOBACCO (1.4%) Altria Group 641,159 46,759,726 UST 53,877(d) 2,872,722 --------------- Total 49,632,448 - ------------------------------------------------------------------------------------ TRADING COMPANIES & DISTRIBUTORS (0.1%) WW Grainger 42,704 3,839,944 - ------------------------------------------------------------------------------------ TOTAL COMMON STOCKS (Cost: $3,146,594,905) $3,455,880,762 - ------------------------------------------------------------------------------------
MONEY MARKET FUND (5.7%)(e) SHARES VALUE(A) RiverSource Short-Term Cash Fund 197,628,886(g) $197,628,886 - ------------------------------------------------------------------------------------ TOTAL MONEY MARKET FUND (Cost: $197,628,886) $197,628,886 - ------------------------------------------------------------------------------------ TOTAL INVESTMENTS IN SECURITIES (Cost: $3,344,223,791)(h) $3,653,509,648 ====================================================================================
NOTES TO INVESTMENTS IN SECURITIES (a) Securities are valued by using procedures described in Note 1 to the financial statements in the most recent Annual dated July 31, 2007. (b) Non-income producing. (c) Foreign security values are stated in U.S. dollars. At Oct. 31, 2007, the value of foreign securities represented 0.9% of net assets. (d) At Oct. 31, 2007, security was partially or fully on loan. (e) Cash collateral received from security lending activity is invested in an affiliated money market fund and represents 0.9% of net assets. The Fund's cash equivalent position is 4.8% of net assets. (f) Partially pledged as initial margin deposit on the following open stock index futures contracts:
TYPE OF SECURITY CONTRACTS - ------------------------------------------------------------------------------ PURCHASE CONTRACTS S&P 500 Index, Dec. 2007 42
(g) Affiliated Money Market Fund - The Fund may invest its daily cash balance in RiverSource Short-Term Cash Fund, a money market fund established for the exclusive use of the RiverSource funds and other institutional clients of RiverSource Investments. (h) At Oct. 31, 2007, the cost of securities for federal income tax purposes was approximately $3,344,224,000 and the approximate aggregate gross unrealized appreciation and depreciation based on that cost was: Unrealized appreciation $458,409,000 Unrealized depreciation (149,123,000) - --------------------------------------------------------------------------------- Net unrealized appreciation $309,286,000 - ---------------------------------------------------------------------------------
The Global Industry Classification Standard (GICS) was developed by and is the exclusive property of Morgan Stanley Capital International Inc. and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. - -------------------------------------------------------------------------------- 3 RIVERSOURCE DISCIPLINED EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007 HOW TO FIND INFORMATION ABOUT THE FUND'S PORTFOLIO HOLDINGS (i) The Fund files its complete schedule of portfolio holdings with the Securities and Exchange Commission (Commission) for the first and third quarters of each fiscal year on Form N-Q; (ii) The Fund's Forms N-Q are available on the Commission's website at http://www.sec.gov; (iii)The Fund's Forms N-Q may be reviewed and copied at the Commission's Public Reference Room in Washington, DC (information on the operations of the Public Reference Room may be obtained by calling 1-800-SEC-0330); and (iv) The Fund's complete schedule of portfolio holdings, as disclosed in its annual and semiannual shareholder reports and in its filings on Form N-Q, can be found at riversource.com/funds. - -------------------------------------------------------------------------------- 4 RIVERSOURCE DISCIPLINED EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007 PORTFOLIO HOLDINGS FOR RIVERSOURCE GROWTH FUND AT OCT. 31, 2007 INVESTMENTS IN SECURITIES OCT. 31, 2007 (UNAUDITED) (Percentages represent value of investments compared to net assets)
COMMON STOCKS (95.0%) ISSUER SHARES VALUE(A) AEROSPACE & DEFENSE (2.4%) Boeing 650,425 $64,125,400 Honeywell Intl 161,634 9,764,310 Lockheed Martin 59,239 6,518,660 --------------- Total 80,408,370 - ------------------------------------------------------------------------------------ AUTOMOBILES (0.3%) Ford Motor 394,445(b) 3,498,727 General Motors 128,464 5,034,504 --------------- Total 8,533,231 - ------------------------------------------------------------------------------------ BEVERAGES (1.9%) Coca-Cola 313,679 19,372,815 Molson Coors Brewing Cl B 199,120 11,395,638 PepsiCo 449,355 33,126,450 --------------- Total 63,894,903 - ------------------------------------------------------------------------------------ BIOTECHNOLOGY (5.5%) Amgen 798,094(b) 46,377,242 Biogen Idec 230,910(b) 17,188,940 Celgene 167,138(b) 11,031,108 Genentech 1,223,149(b) 90,672,036 Gilead Sciences 336,524(b) 15,544,044 --------------- Total 180,813,370 - ------------------------------------------------------------------------------------ CAPITAL MARKETS (3.7%) Alibaba.com 9,500(b,c) 16,548 Apollo Mgmt LP 1,347,000(b,d,g) 36,369,000 Goldman Sachs Group 54,478 13,506,186 KKR Private Equity Investors LP Unit 3,170,932 62,150,267 Oaktree Capital Group LLC Cl A Unit 230,000(d,g) 8,912,500 --------------- Total 120,954,501 - ------------------------------------------------------------------------------------ COMMUNICATIONS EQUIPMENT (8.7%) Cisco Systems 3,326,653(b) 109,979,148 JDS Uniphase 1,327,281(b) 20,254,308 Nokia ADR 184,872(c) 7,343,116 QUALCOMM 3,275,208 139,949,637 Telefonaktiebolaget LM Ericsson ADR 294,913(c) 8,862,136 --------------- Total 286,388,345 - ------------------------------------------------------------------------------------
COMMON STOCKS (95.0%) ISSUER SHARES VALUE(A) COMPUTERS & PERIPHERALS (3.2%) Apple 399,034(b) $75,796,508 Brocade Communications Systems 127,906(b) 1,216,386 Dell 115,645(b) 3,538,737 Hewlett-Packard 459,066 23,724,531 --------------- Total 104,276,162 - ------------------------------------------------------------------------------------ DIVERSIFIED TELECOMMUNICATION SERVICES (6.1%) AT&T 2,378,216 99,385,647 Chunghwa Telecom ADR 80,014(c) 1,536,269 Deutsche Telekom 2,698,810(c) 55,448,867 Deutsche Telekom ADR 689,950(c) 14,171,573 Telefonica 489,000(c) 16,192,002 Telefonica ADR 147,367(c) 14,655,648 --------------- Total 201,390,006 - ------------------------------------------------------------------------------------ ENERGY EQUIPMENT & SERVICES (0.3%) Transocean 70,925(b) 8,466,317 - ------------------------------------------------------------------------------------ FOOD & STAPLES RETAILING (0.1%) CVS Caremark 92,812 3,876,757 - ------------------------------------------------------------------------------------ FOOD PRODUCTS (0.6%) Kraft Foods Cl A 577,321 19,288,295 - ------------------------------------------------------------------------------------ HEALTH CARE EQUIPMENT & SUPPLIES (3.0%) Boston Scientific 6,418,434(b) 89,023,679 Medtronic 212,413 10,076,873 --------------- Total 99,100,552 - ------------------------------------------------------------------------------------ HEALTH CARE PROVIDERS & SERVICES (3.0%) Cardinal Health 516,295 35,123,549 McKesson 502,931 33,243,739 UnitedHealth Group 650,718 31,982,790 --------------- Total 100,350,078 - ------------------------------------------------------------------------------------ HOTELS, RESTAURANTS & LEISURE (--%) Intl Game Technology 37,804 1,648,632 - ------------------------------------------------------------------------------------ HOUSEHOLD DURABLES (1.8%) Harman Intl Inds 646,027 54,395,474 S&P Homebuilders ETF SPDR Fund 216,395 4,797,477 --------------- Total 59,192,951 - ------------------------------------------------------------------------------------
COMMON STOCKS (95.0%) ISSUER SHARES VALUE(A) HOUSEHOLD PRODUCTS (2.7%) Colgate-Palmolive 465,269 $35,486,067 Procter & Gamble 786,791 54,697,710 --------------- Total 90,183,777 - ------------------------------------------------------------------------------------ INDUSTRIAL CONGLOMERATES (1.6%) General Electric 843,423 34,715,291 Siemens 143,142(c) 19,546,946 --------------- Total 54,262,237 - ------------------------------------------------------------------------------------ INSURANCE (1.4%) ACE 63,904(c) 3,873,221 AFLAC 144,060 9,044,087 American Intl Group 312,374 19,717,047 Prudential Financial 150,261 14,533,244 --------------- Total 47,167,599 - ------------------------------------------------------------------------------------ INTERNET SOFTWARE & SERVICES (3.1%) eBay 582,365(b) 21,023,377 Google Cl A 112,390(b) 79,459,730 Yahoo! 48,993(b) 1,523,682 --------------- Total 102,006,789 - ------------------------------------------------------------------------------------ IT SERVICES (--%) HCL Technologies 65,150(c) 521,614 - ------------------------------------------------------------------------------------ MACHINERY (0.1%) Flowserve 28,112 2,219,724 - ------------------------------------------------------------------------------------ MEDIA (10.2%) Charter Communications Cl A 2,717,734(b) 5,625,709 Comcast Cl A 734,063(b) 15,452,026 News Corp Cl A 754,236 16,344,294 Time Warner 1,411,467 25,773,387 Time Warner Cable Cl A 93,358(b) 2,669,105 Virgin Media 11,485,213 253,938,060 WorldSpace Cl A 419,274(b,e) 1,769,336 XM Satellite Radio Holdings Cl A 1,084,605(b) 14,403,554 --------------- Total 335,975,471 - ------------------------------------------------------------------------------------
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 1 RIVERSOURCE GROWTH FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (95.0%) ISSUER SHARES VALUE(A) METALS & MINING (3.4%) Coeur d'Alene Mines 5,707,601(b,e) $22,545,024 Lihir Gold 17,303,643(b,c) 66,547,329 Newmont Mining 413,870 21,049,423 Stillwater Mining 256,952(b) 2,859,876 --------------- Total 113,001,652 - ------------------------------------------------------------------------------------ MULTILINE RETAIL (0.1%) JC Penney 52,776 2,968,122 - ------------------------------------------------------------------------------------ OIL, GAS & CONSUMABLE FUELS (2.1%) Chevron 108,490 9,927,920 Exxon Mobil 636,217 58,525,602 Kinder Morgan Management LLC 0(b) 20 --------------- Total 68,453,542 - ------------------------------------------------------------------------------------ PERSONAL PRODUCTS (2.7%) Avon Products 1,952,947 80,031,768 Herbalife 185,654(c) 8,185,485 --------------- Total 88,217,253 - ------------------------------------------------------------------------------------ PHARMACEUTICALS (8.6%) AstraZeneca 193,219(c) 9,514,170 Bristol-Myers Squibb 1,171,706 35,139,463 Eli Lilly & Co 188,431 10,203,539 Johnson & Johnson 247,134 16,105,723 Merck & Co 1,419,562 82,703,682 Pfizer 2,152,041 52,961,729 Roche Holding 119,642(c) 20,436,996 Schering-Plough 1,132,432 34,561,825 Wyeth 449,988 21,882,916 --------------- Total 283,510,043 - ------------------------------------------------------------------------------------ ROAD & RAIL (1.3%) Hertz Global Holdings 1,937,475(b) 42,004,458 - ------------------------------------------------------------------------------------
COMMON STOCKS (95.0%) ISSUER SHARES VALUE(A) SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT (3.5%) Atmel 4,321,954(b) $21,134,355 Broadcom Cl A 97,891(b) 3,186,352 Intel 2,074,930 55,815,617 LDK Solar ADR 115,629(b,c,e) 4,580,065 Spansion Cl A 4,277,088(b) 30,153,470 --------------- Total 114,869,859 - ------------------------------------------------------------------------------------ SOFTWARE (3.9%) Microsoft 3,502,792 128,937,774 - ------------------------------------------------------------------------------------ SPECIALTY RETAIL (0.2%) Office Depot 46,627(b) 874,723 TJX Companies 214,949 6,218,474 --------------- Total 7,093,197 - ------------------------------------------------------------------------------------ THRIFTS & MORTGAGE FINANCE (0.1%) Countrywide Financial 285,538 4,431,550 - ------------------------------------------------------------------------------------ TOBACCO (1.3%) Altria Group 595,157 43,404,800 - ------------------------------------------------------------------------------------ WIRELESS TELECOMMUNICATION SERVICES (8.2%) ALLTEL 215,899 15,361,214 America Movil ADR Series L 52,780(c) 3,451,284 Hutchison Telecommunications Intl 16,414,402(c) 23,297,260 Millicom Intl Cellular 109,139(b,c) 12,821,650 Orascom Telecom Holding GDR 75,632(c,e) 5,415,251 Sprint Nextel 1,851,429 31,659,436 Virgin Mobile USA Cl A 576,641(b,e) 7,006,188 Vodafone Group 38,116,799(c) 150,186,339 Vodafone Group ADR 549,176(c) 21,566,142 --------------- Total 270,764,764 - ------------------------------------------------------------------------------------ TOTAL COMMON STOCKS (Cost: $2,799,829,598) $3,138,576,695 - ------------------------------------------------------------------------------------
OPTIONS PURCHASED (0.2%) EXERCISE EXPIRATION ISSUER CONTRACTS PRICE DATE VALUE(A) CALLS Genentech 12,254 $90.00 Jan. 2008 $643,335 QUALCOMM 1,163 50.00 Jan. 2008 52,917 Virgin Media 11,090 27.50 Jan. 2008 138,625 - -------------------------------------------------------------------------------------------------------------------------- PUTS NASDAQ 100 182,154 50.00 Nov. 2007 1,548,309 S&P 500 Index 1,049 1,500.00 Nov. 2007 854,935 S&P 500 Index 1,148 1,510.00 Dec. 2007 2,875,740 - -------------------------------------------------------------------------------------------------------------------------- TOTAL OPTIONS PURCHASED (Cost: $20,725,206) $6,113,861 - --------------------------------------------------------------------------------------------------------------------------
MONEY MARKET FUND (5.9%)(f) SHARES VALUE(A) RiverSource Short-Term Cash Fund 196,257,061(h) $196,257,061 - ------------------------------------------------------------------------------------ TOTAL MONEY MARKET FUND (Cost: $196,257,061) $196,257,061 - ------------------------------------------------------------------------------------ TOTAL INVESTMENTS IN SECURITIES (Cost: $3,016,811,865)(i) $3,340,947,617 ====================================================================================
NOTES TO INVESTMENTS IN SECURITIES (a) Securities are valued by using procedures described in Note 1 to the financial statements in the most recent Annual Report dated July 31, 2007. (b) Non-income producing. (c) Foreign security values are stated in U.S. dollars. At Oct. 31, 2007, the value of foreign securities represented 14.2% of net assets. (d) Represents a security sold under Rule 144A, which is exempt from registration under the Securities Act of 1933, as amended. This security has been determined to be liquid under guidelines established by the Fund's Board of Directors. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At Oct. 31, 2007, the value of these securities amounted to $45,281,500 or 1.4% of net assets. (e) At Oct. 31, 2007, security was partially or fully on loan. (f) Cash collateral received from security lending activity is invested in an affiliated money market fund and represents 1.2% of net assets. The Fund's cash equivalent position is 4.7% of net assets. (g) Identifies issues considered to be illiquid as to their marketability. These securities may be valued at fair value according to procedures approved, in good faith, by the Fund's Board of Directors. Information concerning such security holdings at Oct. 31, 2007, is as follows:
ACQUISITION SECURITY DATES COST - ---------------------------------------------------------------------------------------------------------- Apollo Mgmt LP* 08-02-07 $32,328,000 Oaktree Capital Group LLC Cl A Unit* 05-21-07 thru 07-20-07 9,673,100
* Represents a security sold under Rule 144A, which is exempt from registration under the Securities Act of 1933, as amended. (h) Affiliated Money Market Fund - The Fund may invest its daily cash balance in RiverSource Short-Term Cash Fund, a money market fund established for the exclusive use of the RiverSource funds and other institutional clients of RiverSource Investments. - -------------------------------------------------------------------------------- 2 RIVERSOURCE GROWTH FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007 NOTES TO INVESTMENTS IN SECURITIES (CONTINUED) (i) At Oct. 31, 2007, the cost of securities for federal income tax purposes was approximately $3,016,812,000 and the approximate aggregate gross unrealized appreciation and depreciation based on that cost was: Unrealized appreciation $449,959,000 Unrealized depreciation (125,823,000) - --------------------------------------------------------------------------------- Net unrealized appreciation $324,136,000 - ---------------------------------------------------------------------------------
The Global Industry Classification Standard (GICS) was developed by and is the exclusive property of Morgan Stanley Capital International Inc. and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. HOW TO FIND INFORMATION ABOUT THE FUND'S PORTFOLIO HOLDINGS (i) The Fund files its complete schedule of portfolio holdings with the Securities and Exchange Commission (Commission) for the first and third quarters of each fiscal year on Form N-Q; (ii) The Fund's Forms N-Q are available on the Commission's website at http://www.sec.gov; (iii)The Fund's Forms N-Q may be reviewed and copied at the Commission's Public Reference Room in Washington, DC (information on the operations of the Public Reference Room may be obtained by calling 1-800-SEC-0330); and (iv) The Fund's complete schedule of portfolio holdings, as disclosed in its annual and semiannual shareholder reports and in its filings on Form N-Q, can be found at riversource.com/funds. - -------------------------------------------------------------------------------- 3 RIVERSOURCE GROWTH FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007 PORTFOLIO HOLDINGS FOR RIVERSOURCE LARGE CAP EQUITY FUND AT OCT. 31, 2007 INVESTMENTS IN SECURITIES OCT. 31, 2007 (UNAUDITED) (Percentages represent value of investments compared to net assets)
COMMON STOCKS (94.8%) ISSUER SHARES VALUE(A) AEROSPACE & DEFENSE (3.9%) Boeing 882,851 $87,040,281 DRS Technologies 60,447 3,472,076 General Dynamics 56,422 5,132,145 Goodrich 334,037 23,269,017 Honeywell Intl 859,167 51,902,278 L-3 Communications Holdings 137,450 15,070,018 Lockheed Martin 218,900 24,087,756 Northrop Grumman 102,376 8,560,681 United Technologies 364,904 27,947,997 --------------- Total 246,482,249 - ------------------------------------------------------------------------------------ AIR FREIGHT & LOGISTICS (--%) United Parcel Service Cl B 41,551 3,120,480 - ------------------------------------------------------------------------------------ AIRLINES (0.1%) UAL 105,806(b) 5,068,107 - ------------------------------------------------------------------------------------ AUTO COMPONENTS (0.1%) Goodyear Tire & Rubber 32,401(b) 976,890 Johnson Controls 91,131 3,984,247 --------------- Total 4,961,137 - ------------------------------------------------------------------------------------ AUTOMOBILES (0.3%) BMW 35,248(c) 2,352,816 Fiat 77,819(c) 2,511,592 Ford Motor 573,320(b) 5,085,348 General Motors 169,110 6,627,422 Harley-Davidson 38,574 1,986,561 --------------- Total 18,563,739 - ------------------------------------------------------------------------------------ BEVERAGES (1.7%) Coca-Cola 633,171 39,104,641 Molson Coors Brewing Cl B 336,672 19,267,739 Pepsi Bottling Group 19,718 849,451 PepsiCo 647,836 47,758,470 --------------- Total 106,980,301 - ------------------------------------------------------------------------------------ BIOTECHNOLOGY (2.3%) Amgen 723,495(b) 42,042,294 Biogen Idec 197,644(b) 14,712,619 Celgene 161,632(b) 10,667,712
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) BIOTECHNOLOGY (CONT.) Genentech 851,180(b) $63,097,974 Gilead Sciences 365,090(b) 16,863,507 --------------- Total 147,384,106 - ------------------------------------------------------------------------------------ BUILDING PRODUCTS (0.1%) Masco 220,612(e) 5,312,337 - ------------------------------------------------------------------------------------ CAPITAL MARKETS (3.9%) Alibaba.com 12,000(b,c) 20,903 Apollo Mgmt LP 1,211,000(b,d,h) 32,697,000 Bank of New York Mellon 307,336 15,013,364 Bear Stearns Companies 17,971 2,041,506 BlackRock 15,993 3,309,751 Franklin Resources 43,803 5,680,373 Goldman Sachs Group 124,564 30,881,907 KKR Private Equity Investors LP Unit 2,168,298(h) 42,498,641 Lehman Brothers Holdings 432,052 27,366,174 Merrill Lynch & Co 412,616 27,240,908 Morgan Stanley 416,144 27,989,845 Oaktree Capital Group LLC Cl A Unit 247,000(d,h) 9,571,250 State Street 134,011 10,690,057 T Rowe Price Group 221,692 14,241,494 --------------- Total 249,243,173 - ------------------------------------------------------------------------------------ CHEMICALS (1.1%) Air Products & Chemicals 33,349 3,263,200 Ashland 41,898 2,460,251 Dow Chemical 507,573 22,861,087 Eastman Chemical 77,378 5,152,601 Ecolab 26,987 1,272,977 EI du Pont de Nemours & Co 310,560 15,375,826 Hercules 17,813 335,063 Intl Flavors & Fragrances 12,526 653,982 Monsanto 83,678 8,169,483 PPG Inds 25,279 1,889,352 Praxair 49,073 4,194,760
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) CHEMICALS (CONT.) Rohm & Haas 19,500 $1,011,660 Sigma-Aldrich 20,162 1,041,771 --------------- Total 67,682,013 - ------------------------------------------------------------------------------------ COMMERCIAL BANKS (1.8%) BB&T 84,095 3,108,992 Comerica 23,496 1,096,793 Commerce Bancorp 29,521 1,202,981 Fifth Third Bancorp 138,726(e) 4,339,349 First Horizon Natl 20,314 529,789 Huntington Bancshares 56,191 1,006,381 KeyCorp 59,790 1,701,026 M&T Bank 11,733 1,167,199 Marshall & Ilsley 40,930 1,747,711 Natl City 97,246 2,358,216 PNC Financial Services Group 158,450 11,433,752 Regions Financial 108,094 2,931,509 SunTrust Banks 53,600 3,891,360 Synovus Financial 50,278 1,325,328 US Bancorp 462,262 15,328,608 Wachovia 715,695 32,728,732 Wells Fargo & Co 882,607 30,017,464 Zions Bancorporation 16,520 976,497 --------------- Total 116,891,687 - ------------------------------------------------------------------------------------ COMMERCIAL SERVICES & SUPPLIES (0.1%) Allied Waste Inds 44,281(b) 559,712 Avery Dennison 32,896 1,904,678 Cintas 20,715 758,169 Equifax 36,336 1,398,936 Monster Worldwide 20,791(b) 843,699 Robert Half Intl 25,174 757,486 Waste Management 79,673 2,899,300 --------------- Total 9,121,980 - ------------------------------------------------------------------------------------ COMMUNICATIONS EQUIPMENT (4.2%) Cisco Systems 3,478,410(b) 114,996,234 Corning 66,740 1,619,780 JDS Uniphase 1,086,610(b) 16,581,669 Motorola 370,341 6,958,707 Nokia ADR 235,537(c) 9,355,530
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 1 RIVERSOURCE LARGE CAP EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) COMMUNICATIONS EQUIPMENT (CONT.) QUALCOMM 2,538,208 $108,457,627 Telefonaktiebolaget LM Ericsson ADR 412,152(c) 12,385,168 --------------- Total 270,354,715 - ------------------------------------------------------------------------------------ COMPUTERS & PERIPHERALS (3.2%) Apple 398,051(b) 75,609,788 Brocade Communications Systems 81,763(b) 777,566 Dell 630,572(b) 19,295,503 EMC 135,340(b) 3,436,283 Hewlett-Packard 1,131,862 58,494,628 IBM 394,702 45,832,796 SanDisk 59,806(b) 2,655,386 --------------- Total 206,101,950 - ------------------------------------------------------------------------------------ CONSTRUCTION & ENGINEERING (0.2%) Fluor 22,726 3,590,708 KBR 283,439(b) 12,153,864 --------------- Total 15,744,572 - ------------------------------------------------------------------------------------ CONSTRUCTION MATERIALS (--%) Vulcan Materials 14,676 1,254,945 - ------------------------------------------------------------------------------------ CONSUMER FINANCE (0.8%) American Express 406,203 24,758,072 Capital One Financial 366,895 24,064,643 Discover Financial Services 244,949(g) 4,727,516 SLM 48 2,264 --------------- Total 53,552,495 - ------------------------------------------------------------------------------------ CONTAINERS & PACKAGING (0.1%) Ball 15,726 779,695 Bemis 16,115 453,798 Pactiv 20,074(b) 551,433 Sealed Air 24,801 618,289 Temple-Inland 54,252 2,911,705 --------------- Total 5,314,920 - ------------------------------------------------------------------------------------ DISTRIBUTORS (--%) Genuine Parts 26,094 1,280,433 - ------------------------------------------------------------------------------------ DIVERSIFIED CONSUMER SERVICES (--%) Apollo Group Cl A 21,572(b) 1,709,797 - ------------------------------------------------------------------------------------ DIVERSIFIED FINANCIAL SERVICES (4.4%) Bank of America 2,154,463 104,017,474 CIT Group 30,948 1,090,608 Citigroup 2,099,899 87,985,768 CME Group 8,157 5,434,601 Consumer Discretionary Select Sector SPDR Fund 167,738 6,147,598 IntercontinentalExchange 10,640(b) 1,896,048 iShares Dow Jones US Healthcare Sector Index Fund 1 72 JPMorgan Chase & Co 1,356,502 63,755,594 Leucadia Natl 25,282 1,280,786 Materials Select Sector SPDR Fund 46,674 2,047,122 NYMEX Holdings 16,249 2,088,321
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) DIVERSIFIED FINANCIAL SERVICES (CONT.) NYSE Euronext 40,540 $3,805,490 Utilities Select Sector SPDR Fund 58,112 2,466,854 --------------- Total 282,016,336 - ------------------------------------------------------------------------------------ DIVERSIFIED TELECOMMUNICATION SERVICES (4.5%) AT&T 3,648,776 152,482,350 Chunghwa Telecom ADR 51,215(c) 983,328 Citizens Communications 192,671 2,535,550 Deutsche Telekom 2,144,036(c) 44,050,662 Deutsche Telekom ADR 439,102(c) 9,019,155 Embarq 1 53 Telefonica 452,170(c) 14,972,469 Telefonica ADR 93,741(c) 9,322,542 Verizon Communications 1,061,687 48,911,920 Windstream 187,515 2,522,077 --------------- Total 284,800,106 - ------------------------------------------------------------------------------------ ELECTRIC UTILITIES (1.6%) Allegheny Energy 25,502(b) 1,546,951 American Electric Power 61,301 2,955,321 Duke Energy 194,856 3,735,390 Edison Intl 50,412 2,931,458 Entergy 159,414 19,108,956 Exelon 322,730 26,715,589 FirstEnergy 46,810 3,262,657 FPL Group 115,569 7,907,231 Pinnacle West Capital 60,039 2,425,576 PPL 167,223 8,645,429 Progress Energy 39,757 1,908,336 Southern 510,305 18,707,781 --------------- Total 99,850,675 - ------------------------------------------------------------------------------------ ELECTRICAL EQUIPMENT (0.5%) Cooper Inds Cl A 26,238 1,374,609 Emerson Electric 560,419 29,293,101 --------------- Total 30,667,710 - ------------------------------------------------------------------------------------ ELECTRONIC EQUIPMENT & INSTRUMENTS (0.1%) Agilent Technologies 4,658(b) 171,647 Tyco Electronics 161,279 5,752,822 --------------- Total 5,924,469 - ------------------------------------------------------------------------------------ ENERGY EQUIPMENT & SERVICES (0.8%) GlobalSantaFe 29,472 2,388,116 Halliburton 125,030 4,928,683 Natl Oilwell Varco 135,796(b) 9,945,699 Pride Intl 293,421(b) 10,827,235 Transocean 134,530(b,e) 16,058,846 Weatherford Intl 77,787(b) 5,049,154 --------------- Total 49,197,733 - ------------------------------------------------------------------------------------ FOOD & STAPLES RETAILING (0.8%) CVS Caremark 481,751 20,122,738 Kroger 106,184 3,120,748 Safeway 98,710 3,356,140 SUPERVALU 31,160 1,207,450 SYSCO 92,683 3,178,100
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) FOOD & STAPLES RETAILING (CONT.) Wal-Mart Stores 365,841 $16,539,672 Whole Foods Market 21,201 1,050,298 --------------- Total 48,575,146 - ------------------------------------------------------------------------------------ FOOD PRODUCTS (0.9%) Archer-Daniels-Midland 97,902 3,502,934 Campbell Soup 118,909 4,397,255 General Mills 133,769 7,722,484 Kellogg 221,060 11,669,757 Kraft Foods Cl A 845,444 28,246,284 Tyson Foods Cl A 39,117 618,049 --------------- Total 56,156,763 - ------------------------------------------------------------------------------------ GAS UTILITIES (0.1%) Nicor 6,928 299,775 ONEOK 126,869 6,335,837 Questar 26,509 1,513,134 --------------- Total 8,148,746 - ------------------------------------------------------------------------------------ HEALTH CARE EQUIPMENT & SUPPLIES (1.8%) Boston Scientific 6,121,445(b) 84,904,442 China Medical Technologies ADR 67,374(c,e) 3,142,997 Covidien 144,899(c) 6,027,798 CR Bard 23,020 1,924,702 Medtronic 205,568 9,752,146 St. Jude Medical 32,253(b) 1,313,665 Stryker 89,943 6,385,953 --------------- Total 113,451,703 - ------------------------------------------------------------------------------------ HEALTH CARE PROVIDERS & SERVICES (1.9%) Aetna 222,736 12,511,081 Cardinal Health 462,047 31,433,057 CIGNA 159,727 8,384,070 Coventry Health Care 23,780(b) 1,434,172 Express Scripts 39,595(b) 2,498,445 Humana 25,558(b) 1,915,572 Laboratory Corp of America Holdings 17,886(b) 1,229,663 Manor Care 11,241 748,426 McKesson 412,071 27,237,893 Patterson Companies 21,937(b) 857,956 Quest Diagnostics 24,036 1,278,234 Tenet Healthcare 74,404(b) 261,158 UnitedHealth Group 695,809 34,199,012 --------------- Total 123,988,739 - ------------------------------------------------------------------------------------ HEALTH CARE TECHNOLOGY (--%) IMS Health 29,940 754,787 - ------------------------------------------------------------------------------------ HOTELS, RESTAURANTS & LEISURE (0.9%) Chipotle Mexican Grill Cl B 1(b) 123 Darden Restaurants 19,960 858,280 Intl Game Technology 262,337 11,440,517 Marriott Intl Cl A 149,624 6,151,043 McDonald's 447,000 26,685,900 MGM MIRAGE 45,238(b) 4,144,253 Pinnacle Entertainment 94,007(b) 2,745,004 Yum! Brands 135,254 5,446,679 --------------- Total 57,471,799 - ------------------------------------------------------------------------------------
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 2 RIVERSOURCE LARGE CAP EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) HOUSEHOLD DURABLES (1.1%) Black & Decker 10,155 $913,036 Centex 163,919 4,107,810 DR Horton 472,238 5,992,700 Fortune Brands 23,527 1,970,857 Harman Intl Inds 465,152 39,165,799 Hovnanian Enterprises Cl A 405,377(b,e) 4,609,136 Leggett & Platt 26,827 521,249 Lennar Cl A 146,444(e) 3,346,245 Meritage Homes 20,676(b,e) 332,677 Newell Rubbermaid 128,397 3,744,057 S&P Homebuilders ETF SPDR Fund 138,092 3,061,500 Snap-On 8,918 445,097 Standard-Pacific 199,493(e) 957,566 Stanley Works 12,606 725,475 Whirlpool 12,155 962,433 --------------- Total 70,855,637 - ------------------------------------------------------------------------------------ HOUSEHOLD PRODUCTS (2.0%) Colgate-Palmolive 588,094 44,853,929 Procter & Gamble 1,212,197 84,271,936 --------------- Total 129,125,865 - ------------------------------------------------------------------------------------ INDEPENDENT POWER PRODUCERS & ENERGY TRADERS (0.1%) AES 103,284(b) 2,211,310 Constellation Energy Group 27,950 2,646,865 Dynegy Cl A 76,100(b) 700,881 --------------- Total 5,559,056 - ------------------------------------------------------------------------------------ INDUSTRIAL CONGLOMERATES (2.1%) 3M 39,051 3,372,444 General Electric 2,827,155 116,365,701 Siemens 91,439(c) 12,486,574 Tyco Intl 112,648(c) 4,637,718 --------------- Total 136,862,437 - ------------------------------------------------------------------------------------ INSURANCE (4.3%) ACE 524,092(c) 31,765,216 AFLAC 486,642 30,551,385 Allstate 13,283 696,029 American Intl Group 1,253,343 79,111,010 Aon 73,438 3,328,210 Arch Capital Group 46,830(b,c) 3,501,479 Assurant 20,291 1,185,806 Chubb 173,569 9,259,906 Endurance Specialty Holdings 65,114(c) 2,553,120 Genworth Financial Cl A 25,824 704,995 Hartford Financial Services Group 430,986 41,818,572 Lincoln Natl 18,359 1,145,051 MBIA 7,043 303,131 MetLife 172,083 11,847,915 Principal Financial Group 32,552 2,202,794 Prudential Financial 511,156 49,439,008 Validus Holdings 18,520(b,c) 479,668 XL Capital Cl A 49,337(c) 3,549,797 --------------- Total 273,443,092 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) INTERNET & CATALOG RETAIL (0.1%) Expedia 31,380(b) $1,024,871 IAC/InterActiveCorp 29,339(b) 864,327 Liberty Media - Interactive Cl A 147,062(b,i) 3,122,126 --------------- Total 5,011,324 - ------------------------------------------------------------------------------------ INTERNET SOFTWARE & SERVICES (1.6%) eBay 547,718(b) 19,772,620 Google Cl A 105,836(b) 74,826,052 Yahoo! 215,441(b) 6,700,215 --------------- Total 101,298,887 - ------------------------------------------------------------------------------------ IT SERVICES (0.6%) Affiliated Computer Services Cl A 177,857(b) 9,010,236 Automatic Data Processing 224,160 11,109,369 Broadridge Financial Solutions 1 20 Cognizant Technology Solutions Cl A 70,492(b) 2,922,598 Convergys 21,278(b) 390,026 Electronic Data Systems 140,734 3,038,447 Fidelity Natl Information Services 29,999 1,383,554 Fiserv 37,185(b) 2,060,049 HCL Technologies 384,373(c) 3,077,426 MasterCard Cl A 5,498 1,042,146 Ness Technologies 42,971(b,c) 502,761 Satyam Computer Services ADR 23,384(c) 709,704 Unisys 48,261(b) 293,427 Western Union 102,216 2,252,841 --------------- Total 37,792,604 - ------------------------------------------------------------------------------------ LEISURE EQUIPMENT & PRODUCTS (0.1%) Brunswick 14,714 328,269 Eastman Kodak 44,071 1,263,075 Hasbro 24,566 733,295 Mattel 60,575 1,265,412 --------------- Total 3,590,051 - ------------------------------------------------------------------------------------ MACHINERY (1.2%) Caterpillar 232,472 17,344,736 Deere & Co 118,152 18,301,745 Flowserve 237,952 18,788,689 Ingersoll-Rand Cl A 39,766(c) 2,002,218 ITT 32,177 2,153,285 Navistar Intl 9,269(b) 583,715 Parker Hannifin 204,307 16,420,154 --------------- Total 75,594,542 - ------------------------------------------------------------------------------------ MEDIA (5.9%) CBS Cl B 105,177 3,018,580 Charter Communications Cl A 1,729,637(b) 3,580,349 Clear Channel Communications 76,462 2,887,970 Comcast Cl A 1,034,449(b,e) 21,775,151 Comcast Special Cl A 197,725(b) 4,126,521
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) MEDIA (CONT.) Dow Jones & Co 10,163 $607,849 EchoStar Communications Cl A 50,224(b) 2,458,967 EW Scripps Cl A 13,782 620,328 Gannett 35,763 1,516,709 Interpublic Group of Companies 72,877(b) 754,277 McGraw-Hill Companies 52,041 2,604,132 Meredith 6,057 377,048 New York Times Cl A 22,361 437,381 News Corp Cl A 1,713,210 37,125,261 Omnicom Group 50,413 2,570,055 Time Warner 2,573,458 46,991,343 Time Warner Cable Cl A 60,128(b) 1,719,060 Tribune 11,821 357,703 Viacom Cl B 268,609(b) 11,090,866 Virgin Media 8,386,601 185,427,748 Vivendi 251,209(c) 11,352,420 Walt Disney 639,602 22,149,417 WorldSpace Cl A 266,702(b,e) 1,125,482 XM Satellite Radio Holdings Cl A 1,037,548(b) 13,778,637 --------------- Total 378,453,254 - ------------------------------------------------------------------------------------ METALS & MINING (1.6%) Alcan 37,371(c) 3,771,481 Alcoa 331,095 13,108,051 Allegheny Technologies 15,734 1,607,543 Coeur d'Alene Mines 3,632,467(b,e) 14,348,245 Freeport-McMoRan Copper & Gold 58,618 6,898,166 Lihir Gold 11,018,297(b,c) 42,374,790 Newmont Mining 332,602 16,916,117 Nucor 44,210 2,741,904 Stillwater Mining 165,704(b) 1,844,286 --------------- Total 103,610,583 - ------------------------------------------------------------------------------------ MULTILINE RETAIL (0.8%) Dillard's Cl A 22,076 508,410 JC Penney 295,312 16,608,347 Kohl's 106,741(b) 5,867,553 Macy's 179,952 5,763,863 Target 320,647 19,674,899 --------------- Total 48,423,072 - ------------------------------------------------------------------------------------ MULTI-UTILITIES (0.5%) Ameren 31,909 1,725,001 CenterPoint Energy 49,320 826,603 CMS Energy 34,486 585,227 Consolidated Edison 41,704 1,963,841 Dominion Resources 134,113 12,288,775 DTE Energy 26,205 1,299,768 Integrys Energy Group 11,708 630,007 NiSource 42,100 860,945 PG&E 54,383 2,660,960 Public Service Enterprise Group 39,106 3,738,534
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 3 RIVERSOURCE LARGE CAP EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) MULTI-UTILITIES (CONT.) TECO Energy 32,448 $546,100 Xcel Energy 337,547(e) 7,611,685 --------------- Total 34,737,446 - ------------------------------------------------------------------------------------ OIL, GAS & CONSUMABLE FUELS (8.2%) Anadarko Petroleum 41,799 2,466,977 Apache 13,492 1,400,605 BP ADR 285,147(c) 22,238,615 Chesapeake Energy 62,004(e) 2,447,918 Chevron 1,078,679 98,709,914 ConocoPhillips 535,127 45,464,390 CONSOL Energy 28,109 1,588,159 Devon Energy 101,216 9,453,574 El Paso 98,820 1,745,161 Exxon Mobil 2,661,644 244,844,631 Marathon Oil 154,139 9,114,239 Occidental Petroleum 193,672 13,373,052 Peabody Energy 39,289 2,190,362 Range Resources 2,634 118,346 Royal Dutch Shell ADR 52,937(c) 4,632,517 Ship Finance Intl 122,081(c) 3,342,578 Spectra Energy 90,791 2,358,750 Sunoco 11,260 828,736 Total 513,822(c) 41,465,065 Valero Energy 48,076 3,385,993 Williams Companies 87,567 3,195,320 XTO Energy 51,720 3,433,174 --------------- Total 517,798,076 - ------------------------------------------------------------------------------------ PAPER & FOREST PRODUCTS (0.4%) AbitibiBowater 156,492(e) 5,361,431 Intl Paper 262,158 9,689,360 MeadWestvaco 28,166 947,504 Weyerhaeuser 125,455 9,523,289 --------------- Total 25,521,584 - ------------------------------------------------------------------------------------ PERSONAL PRODUCTS (1.4%) Avon Products 1,821,161 74,631,177 Estee Lauder Companies Cl A 17,695 776,811 Herbalife 350,131(c) 15,437,276 --------------- Total 90,845,264 - ------------------------------------------------------------------------------------ PHARMACEUTICALS (7.1%) Abbott Laboratories 238,127 13,006,497 AstraZeneca 157,329(c) 7,746,934 Bristol-Myers Squibb 1,877,528 56,307,065 Eli Lilly & Co 244,790 13,255,379 Johnson & Johnson 487,122 31,745,741 Merck & Co 1,853,793 108,001,980 Novartis ADR 75,815(c) 4,031,084 Pfizer 4,936,360(g) 121,483,820 Roche Holding 87,420(c) 14,932,901 Schering-Plough 1,249,471 38,133,855 Teva Pharmaceutical Inds ADR 97,111(c) 4,273,855 Wyeth 798,364 38,824,441 --------------- Total 451,743,552 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) REAL ESTATE INVESTMENT TRUSTS (REITS) (0.5%) Annaly Capital Management 425,572 $7,273,025 Apartment Investment & Management Cl A 96,946 4,530,287 AvalonBay Communities 12,262 1,503,934 Boston Properties 18,321 1,984,897 Developers Diversified Realty 19,241 969,746 Equity Residential 42,556 1,777,990 General Growth Properties 37,739 2,051,492 Host Hotels & Resorts 80,390 1,781,442 Kimco Realty 38,732 1,608,153 Plum Creek Timber 27,216 1,215,739 ProLogis 39,505 2,834,089 Public Storage 18,898 1,530,171 Simon Property Group 5,258 547,410 Vornado Realty Trust 20,541 2,294,841 --------------- Total 31,903,216 - ------------------------------------------------------------------------------------ REAL ESTATE MANAGEMENT & DEVELOPMENT (--%) CB Richard Ellis Group Cl A 30,224(b) 736,861 - ------------------------------------------------------------------------------------ ROAD & RAIL (0.5%) CSX 77,126 3,452,931 Hertz Global Holdings 1,223,015(b) 26,514,965 Norfolk Southern 57,594 2,974,730 --------------- Total 32,942,626 - ------------------------------------------------------------------------------------ SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT (2.5%) Applied Materials 133,364 2,589,929 Atmel 4,605,302(b) 22,519,927 Broadcom Cl A 171,891(b) 5,595,052 Cypress Semiconductor 146,550(b) 5,356,403 Intel 2,774,224 74,626,625 KLA-Tencor 30,024 1,580,764 LDK Solar ADR 73,552(b,c,e) 2,913,395 LSI 717,163(b) 4,733,276 Maxim Integrated Products 90,219 2,444,935 Natl Semiconductor 41,108 1,033,455 NVIDIA 33,884(b) 1,198,816 Spansion Cl A 3,934,205(b) 27,736,144 Texas Instruments 257,506(g) 8,394,696 United Microelectronics ADR 185,324(c) 698,671 Xilinx 46,333 1,130,525 --------------- Total 162,552,613 - ------------------------------------------------------------------------------------ SOFTWARE (2.9%) ACI Worldwide 59,172(b) 1,353,264 Adobe Systems 151,338(b) 7,249,090 BEA Systems 186,904(b) 3,158,678 Citrix Systems 42,761(b) 1,838,295 Electronic Arts 20,689(b) 1,264,512 Microsoft 3,956,786 145,649,292 Oracle 778,603(b) 17,261,628
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) SOFTWARE (CONT.) Quest Software 71,272(b) $1,240,133 Red Hat 114,708(b) 2,476,546 Salesforce.com 15,279(b) 861,277 --------------- Total 182,352,715 - ------------------------------------------------------------------------------------ SPECIALTY RETAIL (1.0%) Abercrombie & Fitch Cl A 12,451 986,119 AutoNation 23,273(b) 411,699 AutoZone 7,026(b) 874,105 Best Buy 73,766 3,579,126 Circuit City Stores 121,120 960,482 Gap 235,964 4,459,720 Home Depot 239,846 7,557,547 Limited Brands 137,818 3,033,374 Lowe's Companies 670,921(e) 18,041,066 Office Depot 71,546(b) 1,342,203 OfficeMax 12,026 380,623 Penske Automotive Group 152,720 3,402,602 RadioShack 21,844 450,423 Sherwin-Williams 16,848 1,076,924 Staples 110,100 2,569,734 Tiffany & Co 20,600 1,116,108 TJX Companies 472,909 13,681,257 --------------- Total 63,923,112 - ------------------------------------------------------------------------------------ TEXTILES, APPAREL & LUXURY GOODS (0.2%) Coach 102,337(b) 3,741,441 Jones Apparel Group 14,349 300,468 Liz Claiborne 16,097 458,282 Nike Cl B 59,370 3,933,856 VF 13,718 1,195,249 --------------- Total 9,629,296 - ------------------------------------------------------------------------------------ THRIFTS & MORTGAGE FINANCE (1.2%) Countrywide Financial 1,733,528(e) 26,904,354 Fannie Mae 401,691 22,912,455 Freddie Mac 422,587 22,071,719 Hudson City Bancorp 116,971 1,831,762 --------------- Total 73,720,290 - ------------------------------------------------------------------------------------ TOBACCO (1.2%) Altria Group 1,019,601 74,359,501 Loews-Carolina Group 29,982(i) 2,571,856 --------------- Total 76,931,357 - ------------------------------------------------------------------------------------ WIRELESS TELECOMMUNICATION SERVICES (3.6%) ALLTEL 347,569 24,729,534 America Movil ADR Series L 33,760(c) 2,207,566 Hutchison Telecommunications Intl 10,407,067(c) 14,770,940 Millicom Intl Cellular 69,459(b,c) 8,160,043 Orascom Telecom Holding GDR 49,031(c,e) 3,510,620 Sprint Nextel 2,575,175 44,035,493 Virgin Mobile USA Cl A 366,403(b,e) 4,451,796
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 4 RIVERSOURCE LARGE CAP EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) WIRELESS TELECOMMUNICATION SERVICES (CONT.) Vodafone Group 26,991,094(c) $106,349,267 Vodafone Group ADR 616,600(c) 24,213,882 --------------- Total 232,429,141 - ------------------------------------------------------------------------------------ TOTAL COMMON STOCKS (Cost: $5,278,990,726) $6,054,517,402 - ------------------------------------------------------------------------------------
OPTIONS PURCHASED (0.1%) EXERCISE EXPIRATION ISSUER CONTRACTS PRICE DATE VALUE(A) CALLS Genentech 7,890 $90.00 Jan. 2008 $414,225 QUALCOMM 683 50.00 Jan. 2008 31,077 Virgin Media 7,244 27.50 Jan. 2008 90,550 - ------------------------------------------------------------------------------------------------------ PUTS NASDAQ 100 102,319 50.00 Nov. 2007 869,711 S&P 500 670 1,500.00 Nov. 2007 546,050 S&P 500 550 1,510.00 Dec. 2007 1,377,750 - ------------------------------------------------------------------------------------------------------ TOTAL OPTIONS PURCHASED (Cost: $12,181,187) $3,329,363 - ------------------------------------------------------------------------------------------------------
MONEY MARKET FUND (5.7%)(f) SHARES VALUE(A) RiverSource Short-Term Cash Fund 365,278,046(j) $365,278,046 - ------------------------------------------------------------------------------------ TOTAL MONEY MARKET FUND (Cost: $365,278,046) $365,278,046 - ------------------------------------------------------------------------------------ TOTAL INVESTMENTS IN SECURITIES (Cost: $5,656,449,959)(k) $6,423,124,811 ====================================================================================
NOTES TO INVESTMENTS IN SECURITIES (a) Securities are valued by using procedures described in Note 1 to the financial statements in the most recent Annual Report dated July 31, 2007. (b) Non-income producing. (c) Foreign security values are stated in U.S. dollars. At Oct. 31, 2007, the value of foreign securities represented 8.1% of net assets. (d) Represents a security sold under Rule 144A, which is exempt from registration under the Securities Act of 1933, as amended. This security has been determined to be liquid under guidelines established by the Fund's Board of Directors. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At Oct. 31, 2007, the value of these securities amounted to $42,268,250 or 0.7% of net assets. (e) At Oct. 31, 2007, security was partially or fully on loan. (f) Cash collateral received from security lending activity is invested in an affiliated money market fund and represents 1.3% of net assets. 4.4% of net assets is the Fund's cash equivalent position. (g) Partially pledged as initial margin deposit on the following open stock index futures contracts:
TYPE OF SECURITY CONTRACTS - ------------------------------------------------------------------------------ PURCHASE CONTRACTS S&P 500 Index, Dec. 2007 172
(h) Identifies issues considered to be illiquid as to their marketability. These securities may be valued at fair value according to procedures approved, in good faith, by the Fund's Board of Directors. Information concerning such security holdings at Oct. 31, 2007, is as follows:
ACQUISITION SECURITY DATES COST - ---------------------------------------------------------------------------------------------------------- Apollo Mgmt LP* 08-02-07 $29,064,000 KKR Private Equity Investors LP Unit 05-01-06 thru 10-23-07 46,530,572 Oaktree Capital Group LLC Cl A Unit* 05-21-07 thru 07-20-07 10,485,280
* Represents a security sold under Rule 144A, which is exempt from registration under the Securities Act of 1933, as amended. (i) Shareholders of tracking stocks have a financial interest only in a unit or division of the company. Unlike the common stock of the company itself, a tracking stock usually has limited or no voting rights. In the event of a company's liquidation, tracking stock shareholders typically do not have a legal claim on the company's assets. (j) Affiliated Money Market Fund - The Fund may invest its daily cash balance in RiverSource Short-Term Cash Fund, a money market fund established for the exclusive use of the RiverSource funds and other institutional clients of RiverSource Investments. (k) At Oct. 31, 2007, the cost of securities for federal income tax purposes was approximately $5,656,450,000 and the approximate aggregate gross unrealized appreciation and depreciation based on that cost was: Unrealized appreciation $961,252,000 Unrealized depreciation (194,577,000) - --------------------------------------------------------------------------------- Net unrealized appreciation $766,675,000 - ---------------------------------------------------------------------------------
The Global Industry Classification Standard (GICS) was developed by and is the exclusive property of Morgan Stanley Capital International Inc. and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. HOW TO FIND INFORMATION ABOUT THE FUND'S PORTFOLIO HOLDINGS (i) The Fund files its complete schedule of portfolio holdings with the Securities and Exchange Commission (Commission) for the first and third quarters of each fiscal year on Form N-Q; (ii) The Fund's Forms N-Q are available on the Commission's website at http://www.sec.gov; (iii)The Fund's Forms N-Q may be reviewed and copied at the Commission's Public Reference Room in Washington, DC (information on the operations of the Public Reference Room may be obtained by calling 1-800-SEC-0330); and (iv) The Fund's complete schedule of portfolio holdings, as disclosed in its annual and semiannual shareholder reports and in its filings on Form N-Q, can be found at riversource.com/funds. - -------------------------------------------------------------------------------- 5 RIVERSOURCE LARGE CAP EQUITY FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007 PORTFOLIO HOLDINGS FOR RIVERSOURCE LARGE CAP VALUE FUND AT OCT. 31, 2007 INVESTMENTS IN SECURITIES OCT. 31, 2007 (UNAUDITED) (Percentages represent value of investments compared to net assets)
COMMON STOCKS (96.4%) ISSUER SHARES VALUE(A) AEROSPACE & DEFENSE (4.7%) Boeing 6,447 $635,610 DRS Technologies 2,789 160,200 General Dynamics 2,582 234,859 Goodrich 9,589 667,970 Honeywell Intl 15,775 952,967 L-3 Communications Holdings 3,064 335,937 Lockheed Martin 5,964 656,279 Northrop Grumman 4,684 391,676 United Technologies 5,568 426,453 --------------- Total 4,461,951 - ------------------------------------------------------------------------------------ AUTOMOBILES (0.2%) BMW 1,600(c) 106,801 Fiat 3,539(c) 114,220 --------------- Total 221,021 - ------------------------------------------------------------------------------------ BEVERAGES (1.2%) Coca-Cola 8,595 530,827 Molson Coors Brewing Cl B 3,584 205,112 PepsiCo 5,340 393,665 --------------- Total 1,129,604 - ------------------------------------------------------------------------------------ BIOTECHNOLOGY (0.3%) Amgen 1,838(b) 106,806 Genentech 1,932(b) 143,219 --------------- Total 250,025 - ------------------------------------------------------------------------------------ BUILDING PRODUCTS (0.3%) Masco 10,034 241,619 - ------------------------------------------------------------------------------------ CAPITAL MARKETS (4.8%) Apollo Mgmt LP 10,000(b,d,f) 270,000 Bank of New York Mellon 11,455 559,577 Franklin Resources 769 99,724 Goldman Sachs Group 1,256 311,388 KKR Private Equity Investors LP Unit 6,910 135,436 Lehman Brothers Holdings 15,892 1,006,598 Merrill Lynch & Co 12,735 840,765 Morgan Stanley 11,538 776,046 Oaktree Capital Group LLC Cl A Unit 5,000(d,f) 193,750 State Street 2,245 179,084 T Rowe Price Group 3,050 195,932 --------------- Total 4,568,300 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) CHEMICALS (1.5%) Ashland 1,544 $90,664 Dow Chemical 16,564 746,043 Eastman Chemical 2,941 195,841 EI du Pont de Nemours & Co 7,718 382,118 --------------- Total 1,414,666 - ------------------------------------------------------------------------------------ COMMERCIAL BANKS (2.3%) Fifth Third Bancorp 2,535 79,295 PNC Financial Services Group 4,848 349,832 US Bancorp 8,890 294,792 Wachovia 19,096 873,260 Wells Fargo & Co 16,655 566,437 --------------- Total 2,163,616 - ------------------------------------------------------------------------------------ COMMERCIAL SERVICES & SUPPLIES (0.1%) Avery Dennison 1,476 85,460 - ------------------------------------------------------------------------------------ COMMUNICATIONS EQUIPMENT (1.6%) Cisco Systems 16,621(b) 549,490 Motorola 16,946 318,415 Nokia ADR 5,351(c) 212,542 QUALCOMM 3,666 156,648 Telefonaktiebolaget LM Ericsson ADR 10,212(c) 306,871 --------------- Total 1,543,966 - ------------------------------------------------------------------------------------ COMPUTERS & PERIPHERALS (2.0%) Dell 4,296(b) 131,458 Hewlett-Packard 16,240 839,283 IBM 7,441 864,049 SanDisk 1,962(b) 87,113 --------------- Total 1,921,903 - ------------------------------------------------------------------------------------ CONSTRUCTION & ENGINEERING (0.4%) Fluor 1,043 164,794 KBR 4,350(b) 186,528 --------------- Total 351,322 - ------------------------------------------------------------------------------------ CONSUMER FINANCE (1.7%) American Express 9,028 550,257 Capital One Financial 13,927 913,472 Discover Financial Services 7,124 137,493 --------------- Total 1,601,222 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) CONTAINERS & PACKAGING (0.1%) Temple-Inland 1,778 $95,425 - ------------------------------------------------------------------------------------ DIVERSIFIED FINANCIAL SERVICES (7.8%) Bank of America 66,426 3,207,047 Citigroup 60,246 2,524,307 JPMorgan Chase & Co 37,739 1,773,733 --------------- Total 7,505,087 - ------------------------------------------------------------------------------------ DIVERSIFIED TELECOMMUNICATION SERVICES (5.2%) AT&T 58,535 2,446,178 Citizens Communications 8,884 116,913 Deutsche Telekom 11,032(c) 226,660 Verizon Communications 43,628 2,009,942 Windstream 8,592 115,562 --------------- Total 4,915,255 - ------------------------------------------------------------------------------------ ELECTRIC UTILITIES (2.8%) Entergy 5,925 710,230 Exelon 9,938 822,668 FPL Group 2,494 170,639 Pinnacle West Capital 2,105 85,042 PPL 4,951 255,967 Southern 17,856 654,601 --------------- Total 2,699,147 - ------------------------------------------------------------------------------------ ELECTRICAL EQUIPMENT (0.4%) Emerson Electric 7,384 385,962 - ------------------------------------------------------------------------------------ ELECTRONIC EQUIPMENT & INSTRUMENTS (0.1%) Tyco Electronics 3,889 138,721 - ------------------------------------------------------------------------------------ ENERGY EQUIPMENT & SERVICES (1.2%) GlobalSantaFe 1,358 110,039 Halliburton 5,850 230,607 Natl Oilwell Varco 3,214(b) 235,393 Pride Intl 3,717(b) 137,157 Transocean 1,455(b) 173,683 Weatherford Intl 3,548(b) 230,301 --------------- Total 1,117,180 - ------------------------------------------------------------------------------------ FOOD & STAPLES RETAILING (1.0%) CVS Caremark 8,944 373,591 Safeway 1,461 49,674 Wal-Mart Stores 10,738 485,465 --------------- Total 908,730 - ------------------------------------------------------------------------------------
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 1 RIVERSOURCE LARGE CAP VALUE FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) FOOD PRODUCTS (1.3%) Campbell Soup 5,584 $206,496 General Mills 3,828 220,990 Kellogg 8,415 444,229 Kraft Foods Cl A 10,881 363,534 --------------- Total 1,235,249 - ------------------------------------------------------------------------------------ GAS UTILITIES (0.3%) ONEOK 5,805 289,902 - ------------------------------------------------------------------------------------ HEALTH CARE EQUIPMENT & SUPPLIES (0.7%) Boston Scientific 36,755(b) 509,792 Covidien 3,889 161,782 --------------- Total 671,574 - ------------------------------------------------------------------------------------ HEALTH CARE PROVIDERS & SERVICES (1.3%) Aetna 6,604 370,947 Cardinal Health 3,560 242,187 CIGNA 5,282 277,252 McKesson 2,185 144,429 UnitedHealth Group 3,676 180,675 --------------- Total 1,215,490 - ------------------------------------------------------------------------------------ HOTELS, RESTAURANTS & LEISURE (1.3%) Intl Game Technology 4,041 176,228 Marriott Intl Cl A 4,670 191,984 McDonald's 9,724 580,522 Pinnacle Entertainment 4,309(b) 125,823 Yum! Brands 2,889 116,340 --------------- Total 1,190,897 - ------------------------------------------------------------------------------------ HOUSEHOLD DURABLES (0.9%) Centex 7,425 186,071 DR Horton 17,348 220,145 Harman Intl Inds 1,714 144,319 Hovnanian Enterprises Cl A 18,397(b) 209,174 Lennar Cl A 4,032 92,131 Standard-Pacific 7,196 34,541 --------------- Total 886,381 - ------------------------------------------------------------------------------------ HOUSEHOLD PRODUCTS (1.2%) Colgate-Palmolive 6,350 484,315 Procter & Gamble 9,859 685,397 --------------- Total 1,169,712 - ------------------------------------------------------------------------------------ INDUSTRIAL CONGLOMERATES (2.5%) 3M 1,789 154,498 General Electric 49,980 2,057,177 Tyco Intl 5,164(c) 212,602 --------------- Total 2,424,277 - ------------------------------------------------------------------------------------ INSURANCE (7.2%) ACE 14,194(c) 860,298 AFLAC 9,940 624,033 American Intl Group 28,610 1,805,862 Aon 2,672 121,095 Arch Capital Group 1,821(b,c) 136,156 Chubb 5,803 309,590 Endurance Specialty Holdings 2,929(c) 114,846 Hartford Financial Services Group 13,772 1,336,297 MetLife 4,829 332,477 Prudential Financial 10,447 1,010,434 XL Capital Cl A 2,309(c) 166,133 --------------- Total 6,817,221 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) INTERNET & CATALOG RETAIL (0.2%) Liberty Media - Interactive Cl A 6,882(b,e) $146,105 - ------------------------------------------------------------------------------------ IT SERVICES (0.8%) Affiliated Computer Services Cl A 6,808(b) 344,893 Automatic Data Processing 5,044 249,981 Electronic Data Systems 5,402 116,629 HCL Technologies 6,600(c) 52,842 --------------- Total 764,345 - ------------------------------------------------------------------------------------ MACHINERY (1.9%) Caterpillar 3,675 274,192 Deere & Co 3,556 550,825 Flowserve 4,814 380,113 Ingersoll-Rand Cl A 1,800(c) 90,630 ITT 1,506 100,782 Parker Hannifin 5,685 456,903 --------------- Total 1,853,445 - ------------------------------------------------------------------------------------ MEDIA (4.7%) Comcast Cl A 15,685(b) 330,169 Comcast Special Cl A 8,969(b) 187,183 EchoStar Communications Cl A 2,334(b) 114,273 News Corp Cl A 39,802 862,510 Time Warner 50,005 913,092 Viacom Cl B 7,452(b) 307,693 Virgin Media 30,931 683,884 Vivendi 11,458(c) 517,800 Walt Disney 15,642 541,682 --------------- Total 4,458,286 - ------------------------------------------------------------------------------------ METALS & MINING (0.6%) Alcan 1,749(c) 176,509 Alcoa 8,938 353,856 --------------- Total 530,365 - ------------------------------------------------------------------------------------ MULTILINE RETAIL (0.9%) JC Penney 6,726 378,270 Macy's 3,918 125,494 Target 5,518 338,584 --------------- Total 842,348 - ------------------------------------------------------------------------------------ MULTI-UTILITIES (0.7%) Dominion Resources 4,096 375,317 Xcel Energy 12,419 280,048 --------------- Total 655,365 - ------------------------------------------------------------------------------------ OIL, GAS & CONSUMABLE FUELS (12.4%) Anadarko Petroleum 1,933 114,086 BP ADR 7,158(c) 558,252 Chesapeake Energy 2,901 114,531 Chevron 27,148 2,484,313 ConocoPhillips 21,414 1,819,333 Devon Energy 4,635 432,909 Exxon Mobil 53,819 4,950,810 Marathon Oil 4,190 247,755 Royal Dutch Shell ADR 2,477(c) 216,762 Total 10,373(c) 837,094 Valero Energy 701 49,371 XTO Energy 1,700 112,846 --------------- Total 11,938,062 - ------------------------------------------------------------------------------------
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) PAPER & FOREST PRODUCTS (0.9%) AbitibiBowater 7,140 $244,621 Intl Paper 8,971 331,568 Weyerhaeuser 4,228 320,947 --------------- Total 897,136 - ------------------------------------------------------------------------------------ PERSONAL PRODUCTS (0.6%) Avon Products 11,420 467,992 Herbalife 2,288(c) 100,878 --------------- Total 568,870 - ------------------------------------------------------------------------------------ PHARMACEUTICALS (6.5%) Bristol-Myers Squibb 28,532 855,675 Eli Lilly & Co 2,538 137,433 Johnson & Johnson 6,415 418,066 Merck & Co 20,989 1,222,818 Novartis ADR 3,548(c) 188,647 Pfizer 98,713 2,429,326 Schering-Plough 13,640 416,293 Wyeth 11,089 539,258 --------------- Total 6,207,516 - ------------------------------------------------------------------------------------ REAL ESTATE INVESTMENT TRUSTS (REITS) (0.4%) Annaly Capital Management 12,985 221,913 Apartment Investment & Management Cl A 3,842 179,537 --------------- Total 401,450 - ------------------------------------------------------------------------------------ SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT (1.6%) Atmel 50,426(b) 246,583 Cypress Semiconductor 6,639(b) 242,655 Intel 20,529 552,230 LSI 20,035(b) 132,231 Spansion Cl A 38,394(b) 270,678 Texas Instruments 1,766 57,572 United Microelectronics ADR 4,567(c) 17,218 --------------- Total 1,519,167 - ------------------------------------------------------------------------------------ SOFTWARE (1.2%) ACI Worldwide 1,666(b) 38,101 BEA Systems 8,614(b) 145,577 Microsoft 19,380 713,377 Oracle 9,350(b) 207,290 Quest Software 3,295(b) 57,333 --------------- Total 1,161,678 - ------------------------------------------------------------------------------------ SPECIALTY RETAIL (1.2%) Circuit City Stores 5,866 46,517 Gap 5,438 102,778 Home Depot 5,358 168,831 Limited Brands 3,784 83,286 Lowe's Companies 15,524 417,441 Penske Automotive Group 2,387 53,182 TJX Companies 7,856 227,274 --------------- Total 1,099,309 - ------------------------------------------------------------------------------------ THRIFTS & MORTGAGE FINANCE (2.3%) Countrywide Financial 51,342 796,828 Fannie Mae 11,649 664,459 Freddie Mac 13,353 697,427 --------------- Total 2,158,714 - ------------------------------------------------------------------------------------ TOBACCO (1.3%) Altria Group 16,862 1,229,746 - ------------------------------------------------------------------------------------
See accompanying notes to investments in securities. - -------------------------------------------------------------------------------- 2 RIVERSOURCE LARGE CAP VALUE FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007
COMMON STOCKS (CONTINUED) ISSUER SHARES VALUE(A) WIRELESS TELECOMMUNICATION SERVICES (1.7%) ALLTEL 7,240 $515,126 Sprint Nextel 35,918 614,198 Vodafone Group ADR 12,256(c) 481,293 --------------- Total 1,610,617 - ------------------------------------------------------------------------------------ TOTAL COMMON STOCKS (Cost: $77,708,596) $91,663,409 - ------------------------------------------------------------------------------------
MONEY MARKET FUND (3.6%) SHARES VALUE(A) RiverSource Short-Term Cash Fund 3,404,411(g) $3,404,411 - ----------------------------------------------------------------------------------- TOTAL MONEY MARKET FUND (Cost: $3,404,411) $3,404,411 - ----------------------------------------------------------------------------------- TOTAL INVESTMENTS IN SECURITIES (Cost: $81,113,007)(h) $95,067,820 ===================================================================================
NOTES TO INVESTMENTS IN SECURITIES (a) Securities are valued by using procedures described in Note 1 to the financial statements in the most recent Annual Report dated July 31, 2007. (b) Non-income producing. (c) Foreign security values are stated in U.S. dollars. At Oct. 31, 2007, the value of foreign securities represented 6.0% of net assets. (d) Represents a security sold under Rule 144A, which is exempt from registration under the Securities Act of 1933, as amended. This security has been determined to be liquid under guidelines established by the Fund's Board of Directors. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At Oct. 31, 2007, the value of these securities amounted to $463,750 or 0.5% of net assets. (e) Shareholders of tracking stocks have a financial interest only in a unit or division of the company. Unlike the common stock of the company itself, a tracking stock usually has limited or no voting rights. In the event of a company's liquidation, tracking stock shareholders typically do not have a legal claim on the company's assets. (f) Identifies issues considered to be illiquid as to their marketability. These securities may be valued at fair value according to procedures approved, in good faith, by the Fund's Board of Directors. Information concerning such security holdings at Oct. 31, 2007, is as follows:
ACQUISITION SECURITY DATES COST - ------------------------------------------------------------------------------------------------------- Apollo Mgmt LP* 08-02-07 $240,000 Oaktree Capital Group LLC Cl A Unit* 05-21-07 thru 07-19-07 212,540
* Represents a security sold under Rule 144A, which is exempt from registration under the Securities Act of 1933, as amended. (g) Affiliated Money Market Fund - The Fund may invest its daily cash balance in RiverSource Short-Term Cash Fund, a money market fund established for the exclusive use of the RiverSource funds and other institutional clients of RiverSource Investments. (h) At Oct. 31, 2007, the cost of securities for federal income tax purposes was approximately $81,113,000 and the approximate aggregate gross unrealized appreciation and depreciation based on that cost was: Unrealized appreciation $17,147,000 Unrealized depreciation (3,192,000) - -------------------------------------------------------------------------------- Net unrealized appreciation $13,955,000 - --------------------------------------------------------------------------------
The Global Industry Classification Standard (GICS) was developed by and is the exclusive property of Morgan Stanley Capital International Inc. and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. HOW TO FIND INFORMATION ABOUT THE FUND'S PORTFOLIO HOLDINGS (i) The Fund files its complete schedule of portfolio holdings with the Securities and Exchange Commission (Commission) for the first and third quarters of each fiscal year on Form N-Q; (ii) The Fund's Forms N-Q are available on the Commission's website at http://www.sec.gov; (iii)The Fund's Forms N-Q may be reviewed and copied at the Commission's Public Reference Room in Washington, DC (information on the operations of the Public Reference Room may be obtained by calling 1-800-SEC-0330); and (iv) The Fund's complete schedule of portfolio holdings, as disclosed in its annual and semiannual shareholder reports and in its filings on Form N-Q, can be found at riversource.com/funds. - -------------------------------------------------------------------------------- 3 RIVERSOURCE LARGE CAP VALUE FUND -- PORTFOLIO HOLDINGS AT OCT. 31, 2007 Item 2. Control and Procedures. (a) Based upon their evaluation of the registrant's disclosure controls and procedures as conducted within 90 days of the filing date of this report, the registrant's principal financial officer and principal executive officer have concluded that those disclosure controls and procedures provide reasonable assurance that the material information required to be disclosed by the registrant on this report is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms. (b) There were no changes in the registrant's internal control over financial reporting that occurred during the registrant's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting. Item 3. Exhibits. Separate certification for the Registrant's principal executive officer and principal financial officer as required by Rule 30a-2(a) under the Investment Company Act of 1940. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverSource Large Cap Series, Inc. By /s/ Patrick T. Bannigan ---------------------------------- Patrick T. Bannigan President and Principal Executive Officer Date December 27, 2007 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated. By /s/ Patrick T. Bannigan ---------------------------------- Patrick T. Bannigan President and Principal Executive Officer Date December 27, 2007 By /s/ Jeffrey P. Fox ---------------------------------- Jeffrey P. Fox Treasurer and Principal Financial Officer Date December 27, 2007 EX-99.CERT 2 c21920exv99wcert.txt CERTIFICATION FOR THE PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER AS REQUIRED BY RULE 30A-2(A) Certification Pursuant to 270.30a-2 of the Investment Company Act of 1940 I, Patrick T. Bannigan, certify that: 1. I have reviewed this report on Form N-Q of RiverSource Large Cap Series, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedule of investments included in this report, fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principals; c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures as of a date within 90 days prior to the filing date of this report based on such evaluation and d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer and I have disclosed, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: December 20, 2007 /s/ Patrick T. Bannigan - ------------------------------------- Name: Patrick T. Bannigan Title: President and Principal Executive Officer Certification Pursuant to 270.30a-2 of the Investment Company Act of 1940 I, Jeffrey P. Fox, certify that: 1. I have reviewed this report on Form N-Q of RiverSource Large Cap Series, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedule of investments included in this report, fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principals; c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures as of a date within 90 days prior to the filing date of this report based on such evaluation and d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer and I have disclosed, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: December 20, 2007 /s/ Jeffrey P. Fox - ------------------------------------- Name: Jeffrey P. Fox Title: Treasurer and Principal Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----