-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oe698e0ujVj8IaGzP94JFlcUx3CoR5omlnIcIImyJ50jHtt91njty1WFurkSzaWz /4ogFxqmie+5r6ydVkF0VA== 0000950123-08-014265.txt : 20081104 0000950123-08-014265.hdr.sgml : 20081104 20081103192944 ACCESSION NUMBER: 0000950123-08-014265 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081104 DATE AS OF CHANGE: 20081103 EFFECTIVENESS DATE: 20081104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SERIES TRUST CENTRAL INDEX KEY: 0001352280 IRS NUMBER: 204384176 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-131683 FILM NUMBER: 081158858 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE RETIREMENT SERIES TRUST DATE OF NAME CHANGE: 20060801 FORMER COMPANY: FORMER CONFORMED NAME: RiverSource Retirement Series Trust DATE OF NAME CHANGE: 20060206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-25824 FILM NUMBER: 081158859 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE LARGE CAP SERIES, INC. CENTRAL INDEX KEY: 0000049702 IRS NUMBER: 410962638 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-38355 FILM NUMBER: 081158860 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH SERIES INC/MN DATE OF NAME CHANGE: 20001011 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 0000049702 S000003288 RiverSource Growth Fund C000008746 RiverSource Growth Fund Class A INIDX C000008747 RiverSource Growth Fund Class B IGRBX C000008748 RiverSource Growth Fund Class C AXGCX C000008749 RiverSource Growth Fund Class I AGWIX C000042893 RiverSource Growth Fund Class W C000042894 RiverSource Growth Fund Class R2 C000042895 RiverSource Growth Fund Class R3 RSCGX C000042896 RiverSource Growth Fund Class R4 IGRYX C000042897 RiverSource Growth Fund Class R5 RSWHX 0000842918 S000003518 RiverSource Global Technology Fund C000009747 RiverSource Global Technology Fund Class I C000009749 RiverSource Global Technology Fund Class A AXIAX C000009750 RiverSource Global Technology Fund Class B INVBX C000009751 RiverSource Global Technology Fund Class C AXICX C000043014 RiverSource Global Technology Fund Class R4 RSGTX 0001352280 S000019159 RiverSource 130/30 U.S. Equity Fund C000052955 RiverSource 130/30 U.S. Equity Fund Class R5 RUSRX C000052956 RiverSource 130/30 U.S. Equity Fund Class A RUSAX C000052957 RiverSource 130/30 U.S. Equity Fund Class B RZYBX C000052958 RiverSource 130/30 U.S. Equity Fund Class C RUSCX C000052959 RiverSource 130/30 U.S. Equity Fund Class I 497 1 c47359e497.txt 497 . . . (RIVERSOURCE INVESTMENTS LOGO) STATEMENT OF ADDITIONAL INFORMATION (SAI) SUPPLEMENT DATED NOV. 1, 2008
Fund SAI date Form # RiverSource 130/30 U.S. Equity Fund Oct. 30, 2008 S-6500 AP RiverSource Global Technology Fund Oct. 30, 2008 S-6500 AP RiverSource Growth Fund Oct. 30, 2008 S-6500 AP
Table 19. Portfolio Managers, of the SAI is revised as follows:
- ----------------------------------------------------------------------------------------------------------------------- OTHER ACCOUNTS MANAGED (excluding the fund)(a) ----------------------------------------------------------------------- OWNERSHIP POTENTIAL FUND PORTFOLIO MANAGER NUMBER AND TYPE APPROXIMATE TOTAL PERFORMANCE BASED OF FUND CONFLICTS OF ACCOUNT NET ASSETS ACCOUNTS SHARES OF INTEREST - ----------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING APRIL 30 - ----------------------------------------------------------------------------------------------------------------------- 130/30 U.S. John Schonberg 2 RICs $1.06 billion 2 RICs ($1.06 B) None (2) Equity 2 PIVs $21.19 million 4 other accounts $8.13 million - ----------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING JULY 31 - ----------------------------------------------------------------------------------------------------------------------- Growth John Schonberg 2 RICs $1.06 billion 2 RICs ($1.06 B) None (2) 2 PIVs $21.19 million 4 other accounts $8.13 million - ----------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING OCTOBER 31 - ----------------------------------------------------------------------------------------------------------------------- Global John Schonberg 2 RICs $1.06 billion 2 RICs ($1.06 B) None (2) Technology 2 PIVs $21.19 million 4 other accounts $8.13 million - ----------------------------------------------------------------------------------------------------------------------- - -------------------------- FUND STRUCTURE OF COMPENSATION - -------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING APRIL 30 - -------------------------- 130/30 U.S. (28) Equity - -------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING JULY 31 - -------------------------- Growth (28) - -------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING OCTOBER 31 - -------------------------- Global (28) Technology - --------------------------
(a) The portfolio manager began managing the fund as of Nov. 1, 2008; therefore reporting information is as of Sept. 30, 2008. The rest of this section remains the same. S-6500-26 A (11/08) -----END PRIVACY-ENHANCED MESSAGE-----