-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TopKHe5vn4UOYvY6wK4umTcOMv0e0c/QQ2BR/TOPlMZ4g2gHfJhyCqOVSiVIhna5 i/1i5/xp1biA3+BbHIxjaw== 0000820027-06-000517.txt : 20060330 0000820027-06-000517.hdr.sgml : 20060330 20060330140210 ACCESSION NUMBER: 0000820027-06-000517 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060330 DATE AS OF CHANGE: 20060330 EFFECTIVENESS DATE: 20060330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP GROWTH SERIES INC/MN CENTRAL INDEX KEY: 0000049702 IRS NUMBER: 410962638 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02111 FILM NUMBER: 06722277 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 0000049702 S000003287 RiverSource Disciplined Equity Fund C000008741 RiverSource Disciplined Equity Fund Class B AQEBX C000008742 RiverSource Disciplined Equity Fund Class C C000008743 RiverSource Disciplined Equity Fund Class Y C000008744 RiverSource Disciplined Equity Fund Class A AQEAX C000008745 RiverSource Disciplined Equity Fund Class I ALEIX 0000049702 S000003288 RiverSource Growth Fund C000008746 RiverSource Growth Fund Class A INIDX C000008747 RiverSource Growth Fund Class B IGRBX C000008748 RiverSource Growth Fund Class C AXGCX C000008749 RiverSource Growth Fund Class I AGWIX C000008750 RiverSource Growth Fund Class Y IGRYX 0000049702 S000003289 RiverSource Large Cap Equity Fund C000008751 RiverSource Large Cap Equity Fund Class I ALRIX C000008752 RiverSource Large Cap Equity Fund Class A ALEAX C000008753 RiverSource Large Cap Equity Fund Class B ALEBX C000008754 RiverSource Large Cap Equity Fund Class C ARQCX C000008755 RiverSource Large Cap Equity Fund Class Y ALEYX 0000049702 S000003290 RiverSource Large Cap Value Fund C000008756 RiverSource Large Cap Value Fund Class C C000008757 RiverSource Large Cap Value Fund Class Y C000008758 RiverSource Large Cap Value Fund Class A ALVAX C000008759 RiverSource Large Cap Value Fund Class B ALVBX C000008760 RiverSource Large Cap Value Fund Class I ALCIX NSAR-A 1 answer.fil AXP GROWTH SERIES, INC. 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H000100 16183 029 000100 Y 030 A000100 1990 030 B000100 5.75 030 C000100 0.00 031 A000100 673 031 B000100 0 032 000100 0 033 000100 1317 034 000100 Y 035 000100 298 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 5730 044 000100 0 045 000100 Y 046 000100 N 047 000100 N 048 000100 0.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 PAGE 7 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 Y 052 000100 N 053 A000100 N 054 A000100 Y 054 B000100 Y 054 C000100 Y 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 Y 054 I000100 N 054 J000100 Y 054 K000100 N 054 L000100 Y 054 M000100 Y 054 N000100 N 054 O000100 Y 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 2000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 PAGE 8 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 Y 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 Y 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N PAGE 9 071 A000100 2567671 071 B000100 2262952 071 C000100 3152658 071 D000100 72 072 A000100 6 072 B000100 2427 072 C000100 19754 072 D000100 0 072 E000100 0 072 F000100 9993 072 G000100 844 072 H000100 0 072 I000100 3353 072 J000100 144 072 K000100 304 072 L000100 0 072 M000100 17 072 N000100 88 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 22 072 S000100 0 072 T000100 5730 072 U000100 0 072 V000100 0 072 W000100 225 072 X000100 20720 072 Y000100 72 072 Z000100 1533 072AA000100 243477 072BB000100 0 072CC010100 0 072CC020100 122241 072DD010100 766 072DD020100 405 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 10012 074 B000100 0 074 C000100 163190 074 D000100 0 074 E000100 0 074 F000100 3371707 074 G000100 10972 074 H000100 0 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JPMORGAN CHASE & CO. 025 B000303 13-3224016 025 C000303 E 025 D000303 12200 025 A000304 MORGAN STANLEY 025 B000304 13-2655998 025 C000304 E 025 D000304 9698 025 A000305 LEGG MASON 025 B000305 52-0902557 025 C000305 E 025 D000305 312 025 A000306 LEHMAN BROTHERS HOLDINGS 025 B000306 13-2518466 025 C000306 E 025 D000306 7682 025 A000307 CHARLES SCHWAB 025 B000307 94-1737782 025 C000307 E 025 D000307 1014 025 A000308 MERRILL LYNCH & CO. 025 B000308 13-5674085 025 C000308 E 025 D000308 3787 025 A000309 PNC FINANCIAL SERVICES GROUP 025 B000309 25-1471636 025 C000309 E 025 D000309 6008 025 A000310 DELETE 025 D000310 0 025 D000311 0 025 D000312 0 025 D000313 0 025 D000314 0 025 D000315 0 025 D000316 0 025 D000317 0 025 D000318 0 025 D000319 0 025 D000320 0 025 D000321 0 025 D000322 0 025 D000323 0 025 D000324 0 028 A010300 84077 028 A020300 0 028 A030300 0 028 A040300 120185 PAGE 12 028 B010300 7243 028 B020300 0 028 B030300 0 028 B040300 43718 028 C010300 9561 028 C020300 0 028 C030300 0 028 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C040402 0001 015 E040402 X 024 000400 Y 025 A000401 CITIGROUP 025 B000401 11-2418191 025 C000401 E 025 D000401 4302 025 A000402 FRANKLIN RESOURCES 025 B000402 13-2670991 025 C000402 E 025 D000402 329 025 A000403 LEGG MASON 025 B000403 52-0902557 025 C000403 E 025 D000403 86 025 A000404 MERRILL LYNCH & CO. 025 B000404 13-5674085 025 C000404 E 025 D000404 1055 025 A000405 JPMORGAN CHASE & CO. 025 B000405 13-3224016 025 C000405 E 025 D000405 2297 025 A000406 MORGAN STANLEY 025 B000406 13-2655998 025 C000406 E 025 D000406 1705 025 A000407 PNC FINANCIAL SERVICES GROUP 025 B000407 25-1471636 025 C000407 E 025 D000407 898 025 A000408 LEHMAN BROTHERS HOLDINGS 025 B000408 13-2518466 025 C000408 E 025 D000408 1285 025 A000409 DELETE 025 D000409 0 025 D000410 0 025 D000411 0 025 D000412 0 025 D000413 0 025 D000414 0 PAGE 18 025 D000415 0 025 D000416 0 028 A010400 4667 028 A020400 0 028 A030400 0 028 A040400 5103 028 B010400 2177 028 B020400 0 028 B030400 0 028 B040400 2987 028 C010400 3039 028 C020400 0 028 C030400 0 028 C040400 2561 028 D010400 2336 028 D020400 0 028 D030400 0 028 D040400 3066 028 E010400 2921 028 E020400 8639 028 E030400 0 028 E040400 3499 028 F010400 926 028 F020400 0 028 F030400 0 028 F040400 14531 028 G010400 16066 028 G020400 8639 028 G030400 0 028 G040400 31747 028 H000400 373 029 000400 Y 030 A000400 46 030 B000400 5.75 030 C000400 0.00 031 A000400 16 031 B000400 0 032 000400 0 033 000400 30 034 000400 Y 035 000400 16 036 A000400 N 036 B000400 0 037 000400 N 038 000400 0 039 000400 N 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 PAGE 19 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 227 044 000400 0 045 000400 Y 046 000400 N 047 000400 N 048 000400 0.000 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 049 000400 N 050 000400 N 051 000400 Y 052 000400 N 053 A000400 N 054 A000400 Y 054 B000400 Y 054 C000400 Y 054 D000400 N 054 E000400 N 054 F000400 N 054 G000400 Y 054 H000400 Y 054 I000400 N 054 J000400 Y 054 K000400 N 054 L000400 Y 054 M000400 Y PAGE 20 054 N000400 N 054 O000400 Y 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 2000 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 N 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N PAGE 21 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 38861 071 B000400 50220 071 C000400 135239 071 D000400 29 072 A000400 6 072 B000400 81 072 C000400 1854 072 D000400 0 072 E000400 0 072 F000400 400 072 G000400 42 072 H000400 0 072 I000400 98 072 J000400 19 072 K000400 26 072 L000400 0 072 M000400 5 072 N000400 17 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 10 072 S000400 0 072 T000400 227 PAGE 22 072 U000400 0 072 V000400 0 072 W000400 4 072 X000400 848 072 Y000400 3 072 Z000400 1090 072AA000400 6026 072BB000400 0 072CC010400 0 072CC020400 991 072DD010400 879 072DD020400 925 072EE000400 6945 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 19 074 B000400 0 074 C000400 3000 074 D000400 0 074 E000400 0 074 F000400 129210 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 1309 074 K000400 0 074 L000400 142 074 M000400 0 074 N000400 133680 074 O000400 1360 074 P000400 4 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 42 074 S000400 0 074 T000400 132274 074 U010400 12045 074 U020400 11106 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 8774 074 Y000400 0 075 A000400 0 075 B000400 139599 076 000400 0.00 080 C000400 0 PAGE 23 081 B000400 0 082 B000400 0 083 B000400 0 084 B000400 0 015 A000501 AMERIPRISE TRUST COMPANY 015 B000501 C 015 C010501 MINNEAPOLIS 015 C020501 MN 015 C030501 55474 015 E010501 X 024 000500 Y 025 A000501 E*TRADE FINANCIAL 025 B000501 77-0116489 025 C000501 E 025 D000501 221 025 A000502 CITIGROUP 025 B000502 11-2418191 025 C000502 E 025 D000502 6229 025 A000503 LEHMAN BROTHERS HOLDINGS 025 B000503 13-2518466 025 C000503 E 025 D000503 438 025 A000504 GOLDMAN SACHS GROUP 025 B000504 13-5108880 025 C000504 E 025 D000504 203 025 A000505 FRANKLIN RESOURCES 025 B000505 13-2670991 025 C000505 E 025 D000505 1085 025 A000506 MORGAN STANLEY 025 B000506 13-2655998 025 C000506 E 025 D000506 1051 025 A000507 PNC FINANCIAL SERVICES GROUP 025 B000507 25-1471636 025 C000507 E 025 D000507 835 025 A000508 CHARLES SCHWAB 025 B000508 94-1737782 025 C000508 E 025 D000508 333 028 A010500 7425 028 A020500 0 028 A030500 0 028 A040500 1243 028 B010500 5861 028 B020500 0 028 B030500 0 028 B040500 818 PAGE 24 028 C010500 6562 028 C020500 0 028 C030500 0 028 C040500 1406 028 D010500 7285 028 D020500 0 028 D030500 0 028 D040500 868 028 E010500 32404 028 E020500 6281 028 E030500 0 028 E040500 1055 028 F010500 13989 028 F020500 0 028 F030500 0 028 F040500 742 028 G010500 73526 028 G020500 6281 028 G030500 0 028 G040500 6132 028 H000500 901 029 000500 Y 030 A000500 72 030 B000500 5.75 030 C000500 0.00 031 A000500 25 031 B000500 0 032 000500 0 033 000500 47 034 000500 Y 035 000500 3 036 A000500 N 036 B000500 0 037 000500 N 038 000500 0 039 000500 N 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 97 044 000500 0 045 000500 Y 046 000500 N 047 000500 N PAGE 25 048 000500 0.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 Y 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 054 A000500 Y 054 B000500 Y 054 C000500 Y 054 D000500 N 054 E000500 N 054 F000500 N 054 G000500 Y 054 H000500 Y 054 I000500 N 054 J000500 Y 054 K000500 N 054 L000500 Y 054 M000500 Y 054 N000500 N 054 O000500 Y 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y PAGE 26 060 A000500 Y 060 B000500 Y 061 000500 2000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 Y 070 G010500 N 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N PAGE 27 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 106542 071 B000500 40300 071 C000500 141868 071 D000500 28 072 A000500 6 072 B000500 109 072 C000500 1543 072 D000500 0 072 E000500 0 072 F000500 464 072 G000500 41 072 H000500 0 072 I000500 46 072 J000500 14 072 K000500 18 072 L000500 0 072 M000500 5 072 N000500 23 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 10 072 S000500 0 072 T000500 97 072 U000500 0 072 V000500 0 072 W000500 6 072 X000500 724 072 Y000500 2 072 Z000500 930 072AA000500 3856 072BB000500 0 PAGE 28 072CC010500 6867 072CC020500 0 072DD010500 264 072DD020500 936 072EE000500 5100 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 201 074 B000500 0 074 C000500 1500 074 D000500 0 074 E000500 0 074 F000500 196451 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 284 074 M000500 0 074 N000500 198436 074 O000500 6 074 P000500 4 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 23 074 S000500 0 074 T000500 198403 074 U010500 6486 074 U020500 22227 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 5200 074 Y000500 0 075 A000500 0 075 B000500 147531 076 000500 0.00 080 C000500 0 081 B000500 0 082 B000500 0 083 B000500 0 084 B000500 0 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: March 17, 2006 Name of Registrant, Depositor, or Trustee: By (Name and Title): /s/ Jeffrey P. Fox -------------------- Jeffrey P. Fox -- Treasurer and Chief Financial Officer - -------------------------------------------------------------------------------- Witness (Name and Title): /s/ Steven A. Turbenson ------------------------ Steven A. Turbenson -- Assistant Treasurer - -------------------------------------------------------------------------------- AXP Growth Series, Inc. EX-99.77C VOTES 2 growthseries_vote-ex.txt RESULTS OF MEETING OF SHAREHOLDERS RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE DISCIPLINED EQUITY FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund. 1. ELECTION OF BOARD MEMBERS KATHLEEN BLATZ Affirmative 137,687,051.18 Withhold 3,777,037.12 Abstain 0.00 TOTAL 141,464,088.30 ARNE H. CARLSON Affirmative 137,080,136.14 Withhold 4,383,952.16 Abstain 0.00 TOTAL 141,464,088.30 PATRICIA M. FLYNN Affirmative 137,754,717.40 Withhold 3,709,370.90 Abstain 0.00 TOTAL 141,464,088.30 ANNE P. JONES Affirmative 137,495,442.17 Withhold 3,968,646.13 Abstain 0.00 TOTAL 141,464,088.30 JEFFREY LAIKIND Affirmative 137,487,753.60 Withhold 3,976,334.70 Abstain 0.00 TOTAL 141,464,088.30 STEPHEN R. LEWIS, JR. Affirmative 137,741,665.65 Withhold 3,722,422.65 Abstain 0.00 TOTAL 141,464,088.30 CATHERINE JAMES PAGLIA Affirmative 137,692,414.22 Withhold 3,771,674.08 Abstain 0.00 TOTAL 141,464,088.30 VIKKI L. PRYOR Affirmative 137,692,414.22 Withhold 3,771,674.08 Abstain 0.00 TOTAL 141,464,088.30 ALAN K. SIMPSON Affirmative 137,240,274.05 Withhold 4,223,814.25 Abstain 0.00 TOTAL 141,464,088.30 ALISON TAUNTON-RIGBY Affirmative 137,754,717.40 Withhold 3,709,370.90 Abstain 0.00 TOTAL 141,464,088.30 WILLIAM F. TRUSCOTT Affirmative 137,636,780.35 Withhold 3,827,307.95 Abstain 0.00 TOTAL 141,464,088.30 2. AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION Affirmative 136,497,402.85 Against 2,176,718.11 Abstain 2,789,967.34 Broker Non-votes 0.00 TOTAL 141,464,088.30 3. APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC Affirmative 137,258,733.84 Against 1,860,526.22 Abstain 2,344,828.24 Broker Non-votes 0.00 TOTAL 141,464,088.30 4. APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES A. DIVERSIFICATION Affirmative 137,669,982.82 Against 1,266,516.25 Abstain 2,527,589.23 Broker Non-votes 0.00 TOTAL 141,464,088.30 B. LENDING Affirmative 136,003,311.77 Against 2,081,141.59 Abstain 3,379,634.94 Broker Non-votes 0.00 TOTAL 141,464,088.30 C. BORROWING Affirmative 136,626,424.17 Against 1,964,692.59 Abstain 2,872,971.54 Broker Non-votes 0.00 TOTAL 141,464,088.30 RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GROWTH FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund. 1. ELECTION OF BOARD MEMBERS KATHLEEN BLATZ Affirmative 2,143,098,460.70 Withhold 76,188,225.76 Abstain 0.00 TOTAL 2,219,286,686.46 ARNE H. CARLSON Affirmative 2,138,590,820.76 Withhold 80,695,865.70 Abstain 0.00 TOTAL 2,219,286,686.46 PATRICIA M. FLYNN Affirmative 2,146,080,363.69 Withhold 73,206,322.77 Abstain 0.00 TOTAL 2,219,286,686.46 ANNE P. JONES Affirmative 2,139,389,255.96 Withhold 79,897,430.50 Abstain 0.00 TOTAL 2,219,286,686.46 JEFFREY LAIKIND Affirmative 2,141,953,366.29 Withhold 77,333,320.17 Abstain 0.00 TOTAL 2,219,286,686.46 STEPHEN R. LEWIS, JR. Affirmative 2,145,348,318.47 Withhold 73,938,367.99 Abstain 0.00 TOTAL 2,219,286,686.46 CATHERINE JAMES PAGLIA Affirmative 2,145,316,875.36 Withhold 73,969,811.10 Abstain 0.00 TOTAL 2,219,286,686.46 VIKKI L. PRYOR Affirmative 2,145,476,244.84 Withhold 73,810,441.62 Abstain 0.00 TOTAL 2,219,286,686.46 ALAN K. SIMPSON Affirmative 2,133,391,453.70 Withhold 85,895,232.76 Abstain 0.00 TOTAL 2,219,286,686.46 ALISON TAUNTON-RIGBY Affirmative 2,145,341,649.29 Withhold 73,945,037.17 Abstain 0.00 TOTAL 2,219,286,686.46 WILLIAM F. TRUSCOTT Affirmative 2,145,374,858.54 Withhold 73,911,827.92 Abstain 0.00 TOTAL 2,219,286,686.46 2. AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION Affirmative 2,087,545,601.35 Against 86,691,378.94 Abstain 44,696,610.03 Broker Non-votes 353,096.14 TOTAL 2,219,286,686.46 3. APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC Affirmative 2,104,849,719.56 Against 66,958,482.92 Abstain 47,125,387.84 Broker Non-votes 353,096.14 TOTAL 2,219,286,686.46 4. APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES A. DIVERSIFICATION Affirmative 2,104,109,336.41 Against 69,517,405.91 Abstain 45,306,848.00 Broker Non-votes 353,096.14 TOTAL 2,219,286,686.46 B. TEN PERCENT LIMITATION IN SINGLE ISSUER Affirmative 2,097,032,700.39 Against 74,003,226.36 Abstain 47,897,663.57 Broker Non-votes 353,096.14 TOTAL 2,219,286,686.46 C. LENDING Affirmative 2,083,343,069.88 Against 88,786,913.24 Abstain 46,803,607.20 Broker Non-votes 353,096.14 TOTAL 2,219,286,686.46 D. BORROWING Affirmative 2,088,616,198.84 Against 85,633,074.22 Abstain 44,684,317.26 Broker Non-votes 353,096.14 TOTAL 2,219,286,686.46 RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE LARGE CAP EQUITY FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund. 1. ELECTION OF BOARD MEMBERS KATHLEEN BLATZ Affirmative 1,008,787,765.07 Withhold 35,204,732.20 Abstain 0.00 TOTAL 1,043,992,497.27 ARNE H. CARLSON Affirmative 1,007,056,546.76 Withhold 36,935,950.51 Abstain 0.00 TOTAL 1,043,992,497.27 PATRICIA M. FLYNN Affirmative 1,010,259,725.58 Withhold 33,732,771.69 Abstain 0.00 TOTAL 1,043,992,497.27 ANNE P. JONES Affirmative 1,007,296,357.13 Withhold 36,696,140.14 Abstain 0.00 TOTAL 1,043,992,497.27 JEFFREY LAIKIND Affirmative 1,008,655,398.36 Withhold 35,337,098.91 Abstain 0.00 TOTAL 1,043,992,497.27 STEPHEN R. LEWIS, JR. Affirmative 1,010,170,764.81 Withhold 33,821,732.46 Abstain 0.00 TOTAL 1,043,992,497.27 CATHERINE JAMES PAGLIA Affirmative 1,009,913,424.91 Withhold 34,079,072.36 Abstain 0.00 TOTAL 1,043,992,497.27 VIKKI L. PRYOR Affirmative 1,009,778,830.31 Withhold 34,213,666.96 Abstain 0.00 TOTAL 1,043,992,497.27 ALAN K. SIMPSON Affirmative 1,005,323,673.61 Withhold 38,668,823.66 Abstain 0.00 TOTAL 1,043,992,497.27 ALISON TAUNTON-RIGBY Affirmative 1,010,676,382.89 Withhold 33,316,114.38 Abstain 0.00 TOTAL 1,043,992,497.27 WILLIAM F. TRUSCOTT Affirmative 1,010,410,146.11 Withhold 33,582,351.16 Abstain 0.00 TOTAL 1,043,992,497.27 2. AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION Affirmative 984,956,244.45 Against 37,591,169.16 Abstain 21,388,386.58 Broker Non-votes 56,697.08 TOTAL 1,043,992,497.27 3. APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC Affirmative 993,018,182.74 Against 28,976,910.56 Abstain 21,940,706.89 Broker Non-votes 56,697.08 TOTAL 1,043,992,497.27 4. APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES A. DIVERSIFICATION Affirmative 990,017,490.82 Against 31,876,186.28 Abstain 22,042,123.09 Broker Non-votes 56,697.08 TOTAL 1,043,992,497.27 B. LENDING Affirmative 985,427,021.24 Against 35,649,476.57 Abstain 22,859,302.38 Broker Non-votes 56,697.08 TOTAL 1,043,992,497.27 C. BORROWING Affirmative 987,089,316.60 Against 34,838,820.67 Abstain 22,007,662.92 Broker Non-votes 56,697.08 TOTAL 1,043,992,497.27 RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE LARGE CAP VALUE FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund. 1. ELECTION OF BOARD MEMBERS KATHLEEN BLATZ Affirmative 115,509,497.10 Withhold 3,367,597.54 Abstain 0.00 TOTAL 118,877,094.64 ARNE H. CARLSON Affirmative 115,045,986.04 Withhold 3,831,108.60 Abstain 0.00 TOTAL 118,877,094.64 PATRICIA M. FLYNN Affirmative 115,665,095.43 Withhold 3,211,999.21 Abstain 0.00 TOTAL 118,877,094.64 ANNE P. JONES Affirmative 115,001,743.79 Withhold 3,875,350.85 Abstain 0.00 TOTAL 118,877,094.64 JEFFREY LAIKIND Affirmative 114,732,791.01 Withhold 4,144,303.63 Abstain 0.00 TOTAL 118,877,094.64 STEPHEN R. LEWIS, JR. Affirmative 115,281,612.45 Withhold 3,595,482.19 Abstain 0.00 TOTAL 118,877,094.64 CATHERINE JAMES PAGLIA Affirmative 115,529,555.00 Withhold 3,347,539.64 Abstain 0.00 TOTAL 118,877,094.64 VIKKI L. PRYOR Affirmative 115,667,637.87 Withhold 3,209,456.77 Abstain 0.00 TOTAL 118,877,094.64 ALAN K. SIMPSON Affirmative 114,173,016.72 Withhold 4,704,077.92 Abstain 0.00 TOTAL 118,877,094.64 ALISON TAUNTON-RIGBY Affirmative 115,640,728.62 Withhold 3,236,366.02 Abstain 0.00 TOTAL 118,877,094.64 WILLIAM F. TRUSCOTT Affirmative 115,172,707.81 Withhold 3,704,386.83 Abstain 0.00 TOTAL 118,877,094.64 2. AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION Affirmative 114,338,695.34 Against 2,513,956.95 Abstain 2,024,442.35 Broker Non-votes 0.00 TOTAL 118,877,094.64 3. APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC Affirmative 113,721,733.09 Against 2,862,066.64 Abstain 2,293,294.91 Broker Non-votes 0.00 TOTAL 118,877,094.64 4. APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES A. DIVERSIFICATION Affirmative 114,087,870.16 Against 2,617,639.63 Abstain 2,171,584.85 Broker Non-votes 0.00 TOTAL 118,877,094.64 B. LENDING Affirmative 112,546,349.02 Against 4,250,080.22 Abstain 2,080,665.40 Broker Non-votes 0.00 TOTAL 118,877,094.64 C. BORROWING Affirmative 114,431,355.66 Against 2,309,834.97 Abstain 2,135,904.01 Broker Non-votes 0.00 TOTAL 118,877,094.64 EX-99.77E LEGAL 3 exhibit77e-growth.txt LEGAL PROCEEDINGS EXHIBIT 77E LEGAL PROCEEDINGS Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal or arbitration proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal or arbitration proceedings that are likely to have a material adverse effect on the Fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Fund. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. EX-99.77H CHNG CNTRL 4 exhibit77h-growth.txt CHANGES IN CONTROL OF REGISTRANT EXHIBIT 77H For RiverSource Large Cap Value Fund and RiverSource Disciplined Equity Fund: During the six-month fiscal period ended January 31, 2006, the Fund may serve as an underlying investment of the AXP Portfolio Builder Funds, six affiliated funds-of-funds, principally and/or American Express Financial Corporation through its initial capital investment, became owners of record of more than 25% of the outstanding shares of the Fund. EX-99.77M MERGERS 5 exhibit77m-growth.txt MERGERS EXHIBIT 77M Merger of RiverSource New Dimensions Fund into RiverSource Large Cap Equity Fund On March 10, 2006, RiverSource New Dimensions Fund (the Selling Fund), a series of AXP Dimensions Series, Inc. (the Selling Corporation), merged into RiverSource Large Cap Equity Fund (the Buying Fund), a series of AXP Growth Series, Inc. (the Buying Corporation). BOARD ACTION: Board members of the Selling Corporation and the Buying Corporation, at meetings held on November 9-10, 2005, approved an Agreement and Plan of Reorganization (Agreement). Each Board determined that participation in the reorganization was in the best interests of the respective Fund and that the interests of existing shareholders of the respective Fund would not be diluted as a result of the reorganization. SHAREHOLDER APPROVAL: The shareholders of the Selling Fund approved the Agreement between the Selling Fund and the Buying Fund at a shareholder meeting held on February 15, 2006. TERMS OF THE REORGANIZATION: Under the Agreement, the Selling Fund transferred all of its assets to the Buying Fund in exchange for Class A, B, C, I and Y shares of the Buying Fund. Those shares were distributed proportionately to the shareholders of the Selling Fund. The Buying Fund assumed the liabilities of the Selling Fund. The shareholders did not pay any sales charge in connection with the distribution of shares. Ameriprise Financial, Inc. agreed to bear the costs of effecting the Reorganization. Merger of RiverSource Stock Fund into RiverSource Disciplined Equity Fund On March 10, 2006, RiverSource Stock Fund (the Selling Fund), a series of AXP Stock Series, Inc. (the Selling Corporation), merged into RiverSource Disciplined Equity Fund (the Buying Fund), a series of AXP Growth Series, Inc. (the Buying Corporation). BOARD ACTION: Board members of the Selling Corporation and the Buying Corporation, at meetings held on November 9-10, 2005, approved an Agreement and Plan of Reorganization (Agreement). Each Board determined that participation in the reorganization was in the best interests of the respective Fund and that the interests of existing shareholders of the respective Fund would not be diluted as a result of the reorganization. SHAREHOLDER APPROVAL: The shareholders of the Selling Fund approved the Agreement between the Selling Fund and the Buying Fund at a shareholder meeting held on February 15, 2006. TERMS OF THE REORGANIZATION: Under the Agreement, the Selling Fund transferred all of its assets to the Buying Fund in exchange for Class A, B, C, I and Y shares of the Buying Fund. Those shares were distributed proportionately to the shareholders of the Selling Fund. The Buying Fund assumed the liabilities of the Selling Fund. The shareholders did not pay any sales charge in connection with the distribution of shares. Ameriprise Financial, Inc. agreed to bear the costs of effecting the Reorganization. -----END PRIVACY-ENHANCED MESSAGE-----