-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RuroEvSI7pofw8U5WRBz0R3XzDwisVBx//M82Ka40F/r1/93j5jmYPLJVGuM4spQ ExfUJGUC+blJACq/pkUhqw== 0000820027-01-500529.txt : 20020410 0000820027-01-500529.hdr.sgml : 20020410 ACCESSION NUMBER: 0000820027-01-500529 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010731 FILED AS OF DATE: 20011113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP GROWTH SERIES INC/MN CENTRAL INDEX KEY: 0000049702 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 410329910 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02111 FILM NUMBER: 1782771 BUSINESS ADDRESS: STREET 1: 80 SOUTH 8TH STREET STREET 2: T33/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6126712772 MAIL ADDRESS: STREET 1: 80 S. 8TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55440 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 NSAR-B/A 1 answer.fil AXP GROWTH SERIES, INC. - ANNUAL PAGE 1 000 B000000 07/31/2001 000 C000000 0000049702 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 AXP GROWTH SERIES, INC. 001 B000000 811-2111 001 C000000 6126713800 002 A000000 200 AXP FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 AXP GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 AXP RESEARCH OPPORTUNITIES FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 012 A00AA01 AMERICAN EXPRESS CLIENT SERVICE CORPORATION 012 B00AA01 84-5685 012 C01AA01 MINNEAPOLIS 012 C02AA01 MN 012 C03AA01 55474 018 00AA00 N 019 A00AA00 Y 019 B00AA00 68 019 C00AA00 AMEXPFUNDS 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N PAGE 2 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 N/A 080 C00AA00 0 081 A00AA00 N 081 B00AA00 0 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 N 085 B00AA00 N 028 A010100 203212 028 A020100 2 028 A030100 0 028 A040100 229778 028 B010100 218483 028 B020100 2 028 B030100 0 028 B040100 287057 028 C010100 210432 028 C020100 1 028 C030100 0 028 C040100 199958 028 D010100 206233 028 D020100 -2 028 D030100 0 028 D040100 224017 028 E010100 168517 028 E020100 0 028 E030100 0 028 E040100 170462 028 F010100 187075 028 F020100 -3 028 F030100 0 028 F040100 246232 028 G010100 1193952 PAGE 3 028 G020100 0 028 G030100 0 028 G040100 1357504 028 H000100 340830 029 000100 Y 030 A000100 12670 030 B000100 5.75 030 C000100 0.00 031 A000100 6353 031 B000100 0 032 000100 0 033 000100 6317 034 000100 Y 035 000100 1590 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 33358 044 000100 0 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 071 A000100 0 071 B000100 0 PAGE 4 071 C000100 0 071 D000100 0 072 A000100 12 072 B000100 0 072 C000100 7669 072 D000100 0 072 E000100 0 072 F000100 0 072 G000100 3193 072 H000100 0 072 I000100 11049 072 J000100 0 072 K000100 1252 072 L000100 0 072 M000100 18 072 N000100 608 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 10 072 S000100 0 072 T000100 33358 072 U000100 0 072 V000100 0 072 W000100 1297 072 X000100 50785 072 Y000100 318 072 Z000100 -42798 072AA000100 0 072BB000100 815671 072CC010100 0 072CC020100 3839600 072DD010100 0 072DD020100 0 072EE000100 455997 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 0 PAGE 5 074 M000100 6344664 074 N000100 6344664 074 O000100 0 074 P000100 108 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 878 074 S000100 0 074 T000100 6343678 074 U010100 129745 074 U020100 86535 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 583725 074 Y000100 0 075 A000100 0 075 B000100 8500489 076 000100 0.00 028 A010200 4852 028 A020200 0 028 A030200 0 028 A040200 14128 028 B010200 7169 028 B020200 -1 028 B030200 0 028 B040200 19377 028 C010200 6501 028 C020200 2 028 C030200 0 028 C040200 12702 028 D010200 5851 028 D020200 -1 028 D030200 0 028 D040200 14842 028 E010200 5332 028 E020200 0 028 E030200 0 028 E040200 11910 028 F010200 9173 028 F020200 -2 028 F030200 0 028 F040200 19532 028 G010200 38878 028 G020200 -2 028 G030200 0 028 G040200 92491 028 H000200 5815 029 000200 Y PAGE 6 030 A000200 678 030 B000200 5.75 030 C000200 0.00 031 A000200 351 031 B000200 0 032 000200 0 033 000200 327 034 000200 Y 035 000200 226 036 A000200 N 036 B000200 0 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 4017 044 000200 0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 071 A000200 0 071 B000200 0 071 C000200 0 071 D000200 0 072 A000200 12 072 B000200 4544 072 C000200 2196 072 D000200 0 072 E000200 0 072 F000200 0 072 G000200 412 072 H000200 0 PAGE 7 072 I000200 1479 072 J000200 0 072 K000200 184 072 L000200 0 072 M000200 8 072 N000200 120 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 6 072 S000200 0 072 T000200 4017 072 U000200 0 072 V000200 0 072 W000200 1 072 X000200 6227 072 Y000200 35 072 Z000200 548 072AA000200 0 072BB000200 103086 072CC010200 0 072CC020200 38538 072DD010200 0 072DD020200 0 072EE000200 105944 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 0 074 L000200 0 074 M000200 600141 074 N000200 600141 074 O000200 0 074 P000200 14 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 82 074 S000200 0 PAGE 8 074 T000200 600045 074 U010200 67858 074 U020200 45957 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 70797 074 Y000200 0 075 A000200 0 075 B000200 743862 076 000200 0.00 SIGNATURE LESLIE L. OGG TITLE VICE PRESIDENT Independent Auditors' Report on Internal Accounting Control The Board of Trustees and Unitholders Growth Trust: In planning and performing our audits of the financial statements of Aggressive Growth Portfolio, Growth Portfolio, and Growth Trends Portfolio (series of Growth Trust) for the year ended July 31, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control. The management of Growth Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, errors or irregularities may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above. This report is intended solely for the information and use of management, the Board of Trustees of Growth Trust, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP ------------ KPMG LLP Minneapolis, Minnesota September 7, 2001 -----END PRIVACY-ENHANCED MESSAGE-----