-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GFeiIiadmLwMHFDe82eaNZOGzQEwMmYEoMuTYXl7M78um5ZbudYvZPzV8MrE0TwD OshQwBXkBM+m1k1bzugCDw== 0000950124-08-001535.txt : 20080326 0000950124-08-001535.hdr.sgml : 20080326 20080326161925 ACCESSION NUMBER: 0000950124-08-001535 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080131 FILED AS OF DATE: 20080326 DATE AS OF CHANGE: 20080326 EFFECTIVENESS DATE: 20080326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MONEY MARKET SERIES, INC. CENTRAL INDEX KEY: 0000049698 IRS NUMBER: 411254759 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02591 FILM NUMBER: 08712349 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MONEY MARKET SERIES INC DATE OF NAME CHANGE: 20000823 FORMER COMPANY: FORMER CONFORMED NAME: IDS MONEY MARKET SERIES INC DATE OF NAME CHANGE: 19920917 FORMER COMPANY: FORMER CONFORMED NAME: IDS CASH MANAGEMENT FUND INC DATE OF NAME CHANGE: 19920703 0000049698 S000003359 RiverSource Cash Management Fund C000009208 RiverSource Cash Management Fund Class C RCCXX C000009209 RiverSource Cash Management Fund Class I RCIXX C000009210 RiverSource Cash Management Fund Class A IDSXX C000009211 RiverSource Cash Management Fund Class B ACBXX C000009212 RiverSource Cash Management Fund Class Y IDYXX C000042977 RiverSource Cash Management Fund Class R5 C000042978 RiverSource Cash Management Fund Class W RCWXX NSAR-A 1 answer.fil SEMI-ANNUAL REPORT PAGE 1 000 A000000 01/31/2008 000 C000000 0000049698 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVERSOURCE MONEY MARKET SERIES, INC. 001 B000000 811-2591 001 C000000 6126715682 002 A000000 50606 AMERIPRISE FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 RIVERSOURCE CASH MANAGEMENT FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 RIVERSOURCE INVESTMENTS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 MINNEAPOLIS 008 D02AA01 MN 008 D03AA01 55474 010 A00AA01 AMERIPRISE FINANCIAL, INC. 010 C01AA01 MINNEAPOLIS 010 C02AA01 MN 010 C03AA01 55474 011 A00AA01 RIVERSOURCE DISTRIBUTORS, INC. 011 B00AA01 8-67196 011 C01AA01 MINNEAPOLIS 011 C02AA01 MN 011 C03AA01 55474 011 A00AA02 DELETE 012 A00AA01 RIVERSOURCE SERVICE CORPORATION PAGE 2 012 B00AA01 84-5685 012 C01AA01 MINNEAPOLIS 012 C02AA01 MN 012 C03AA01 55474 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 015 A00AA01 AMERIPRISE TRUST COMPANY 015 B00AA01 C 015 C01AA01 MINNEAPOLIS 015 C02AA01 MN 015 C03AA01 55474 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 104 019 C00AA00 RIVERSORCE 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 BANC OF AMERICA SECURITIES LLC 022 B000001 56-2058405 022 C000001 2881354 022 D000001 0 022 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000002 13-5674085 022 C000002 2088025 022 D000002 0 022 A000003 MORGAN STANLEY 022 B000003 13-2655998 022 C000003 2035394 022 D000003 0 022 A000004 CITIGROUP GLOBAL MARKETS, INC. 022 B000004 11-2418191 022 C000004 1806799 022 D000004 0 022 A000005 LEHMAN BROTHERS INC. 022 B000005 13-2518466 022 C000005 1753233 022 D000005 40000 022 A000006 GOLDMAN, SACHS & CO. 022 B000006 13-5108880 PAGE 3 022 C000006 1785562 022 D000006 0 022 A000007 J.P. MORGAN SECURITIES INC. 022 B000007 13-3224016 022 C000007 1501983 022 D000007 0 022 A000008 DEUTSCHE BANK SECURITIES INC. 022 B000008 13-2730828 022 C000008 1440182 022 D000008 0 022 A000009 BNP PARIBAS SECURITIES CORP. 022 B000009 13-3235334 022 C000009 1011287 022 D000009 0 022 A000010 GE INVESTMENT SERVICES INC. 022 B000010 06-1362678 022 C000010 931441 022 D000010 0 023 C000000 19382131 023 D000000 151714 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N PAGE 4 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 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G020100 0.220 048 H010100 1500000 048 H020100 0.215 048 I010100 1000000 048 I020100 0.190 048 J010100 5000000 048 J020100 0.180 048 K010100 24000000 048 K020100 0.150 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 054 A000100 Y 054 B000100 Y 054 C000100 Y 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 Y 054 I000100 N 054 J000100 Y 054 K000100 N 054 L000100 Y 054 M000100 Y 054 N000100 N 054 O000100 Y 055 A000100 N 055 B000100 N PAGE 7 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 2000 062 A000100 Y 062 B000100 0.0 062 C000100 3.2 062 D000100 0.0 062 E000100 0.0 062 F000100 5.8 062 G000100 0.0 062 H000100 0.0 062 I000100 72.6 062 J000100 0.0 062 K000100 0.0 062 L000100 17.1 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 33 063 B000100 0.0 064 A000100 N 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N PAGE 8 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 6 072 B000100 138952 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 7570 072 G000100 1263 072 H000100 0 072 I000100 4763 072 J000100 235 072 K000100 492 072 L000100 0 072 M000100 52 072 N000100 182 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 4 072 S000100 42 072 T000100 2933 072 U000100 0 072 V000100 0 072 W000100 108 072 X000100 17644 072 Y000100 527 072 Z000100 121835 072AA000100 344 072BB000100 0 PAGE 9 072CC010100 0 072CC020100 3381 072DD010100 112572 072DD020100 9273 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 23580 074 B000100 0 074 C000100 4689956 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 985576 074 J000100 0 074 K000100 0 074 L000100 81446 074 M000100 0 074 N000100 5780558 074 O000100 0 074 P000100 85 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 30952 074 S000100 0 074 T000100 5749521 074 U010100 5215857 074 U020100 536784 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 389123 074 Y000100 0 075 A000100 5330828 075 B000100 0 076 000100 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: March 24, 2008 Name of Registrant, Depositor, or Trustee: RiverSource Money Market Series, Inc. /s/ Jeffrey P. Fox -- Treasurer and Principal Financial Officer - ------------------------------------------------------------------------------ By (Name and Title): /s/ Wade M. Voigt -- Assistant Treasurer - ------------------------------------------------------------------------------ Witness (Name and Title): RIVERSOURCE MONEY MARKET SERIES, INC. EX-99.77E LEGAL 2 ex77e.txt LEGAL PROCEEDINGS FOR RIVERSOURCE MONEY MARKET SERIES, INC. EXHIBIT 77E LEGAL PROCEEDINGS. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the fund. Information regarding certain pending and settled legal proceedings may be found in the Fund's shareholder reports and in the SAI. Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. -----END PRIVACY-ENHANCED MESSAGE-----