0001104659-11-049081.txt : 20110829 0001104659-11-049081.hdr.sgml : 20110829 20110829100405 ACCESSION NUMBER: 0001104659-11-049081 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110829 DATE AS OF CHANGE: 20110829 EFFECTIVENESS DATE: 20110829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE DIVERSIFIED INCOME SERIES INC CENTRAL INDEX KEY: 0000049697 IRS NUMBER: 411237361 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-02503 FILM NUMBER: 111061630 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DIVERSIFIED INCOME SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP FIXED INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP BOND FUND INC DATE OF NAME CHANGE: 20000829 0000049697 S000003362 Columbia Diversified Bond Fund C000009231 Columbia Diversified Bond Fund Class I RDBIX C000009232 Columbia Diversified Bond Fund Class A INBNX C000009233 Columbia Diversified Bond Fund Class B ININX C000009234 Columbia Diversified Bond Fund Class C AXBCX C000038360 Columbia Diversified Bond Fund Class R C000038361 Columbia Diversified Bond Fund Class R3 RSDBX C000038362 Columbia Diversified Bond Fund Class R5 RSVBX C000038363 Columbia Diversified Bond Fund Class W RVBWX C000039562 Columbia Diversified Bond Fund Class R4 IDBYX C000094302 Columbia Diversified Bond Fund Class Z CDBZX N-PX 1 a11-24598_13npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

 

Investment Company Act File Number:

811-2503

 

 

Name of Registrant:

RiverSource Diversified Income Series, Inc.

 

 

Address of Principal Executive Offices:

225 Franklin Street

 

Boston, Massachusetts 02110

 

 

Name and address of agent of service:

Scott R. Plummer

 

Columbia Management Investment Advisers, LLC

 

5228 Ameriprise Financial Center

 

Minneapolis, Minnesota 55474

 

 

Registrant’s telephone number including area code:  612-671-1947

 

 

Date of fiscal year end:

8/31

 

 

Date of reporting period:

07/01/2010 – 03/07/2011*

 

* Through the Merger Date for the merged Fund as noted below.

 

Fund

 

Notes

Columbia Diversified Bond Fund

 

Prior to 09/27/2010, the Fund was known as RiverSource Diversified Bond Fund; on 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II.

 

 

 


 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-02503                                                     

Reporting Period: 07/01/2010 - 03/07/2011                                      

RiverSource Diversified Income Series, Inc.                                    

                                                                                

                                                                                

Item 1. Proxy Voting Record                                                     

 

====================== COLUMBIA DIVERSIFIED BOND FUND =======================

 

CHEMTURA CORP                                                                  

 

Ticker:       CHMT           Security ID:  163893AA8                           

Meeting Date: SEP 09, 2010   Meeting Type: Written Consent                     

Record Date:  JUL 23, 2010                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Reorganization Plan             None      For          Management

 

=========================================================================================

 

Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to have been voted against management’s recommendation if management’s recommendation is ‘For’ or ‘Against,’ and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item, a ballot marked ‘For’ or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’

 

Where management has made no recommendation on a ballot item, ‘NA’ is used to indicate that there is no management recommendation that a shareholder may vote ‘For’ or ‘Against.’

 

Any ballot marked as ‘Take No Action’ is neither a vote cast for or against management and ‘NA’ is used to represent this.

 

=========================================================================================

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

RiverSource Diversified Income Series, Inc.

 

 

 

 

 

 

 

By (Signature and Title)*

/s/ J. Kevin Connaughton

 

 

J. Kevin Connaughton

 

 

President

 

 

 

 

 

 

 

Date:

August 19, 2011

 

 

 

* Print the name and title of each signing officer under his or her signature.