-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzJyEBKQ+bw4Ac9KO5gnL9vKtaQkyyUoV1srlXWItgjHlvo8GYjhm86eAEw/9biM cvDKfMV783XR2kgqBMSYZA== 0000820027-04-000895.txt : 20041028 0000820027-04-000895.hdr.sgml : 20041028 20041028101244 ACCESSION NUMBER: 0000820027-04-000895 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040831 FILED AS OF DATE: 20041028 DATE AS OF CHANGE: 20041028 EFFECTIVENESS DATE: 20041028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP FIXED INCOME SERIES INC CENTRAL INDEX KEY: 0000049697 IRS NUMBER: 411237361 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-02503 FILM NUMBER: 041101198 BUSINESS ADDRESS: STREET 1: 50606 AXP FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126712772 MAIL ADDRESS: STREET 1: 50606 AXP FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP BOND FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS BOND FUND INC DATE OF NAME CHANGE: 19920703 NSAR-B 1 answer.fil AXP FIXED INCOME SERIES, INC. 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MORGAN SECURITIES INC. 022 B000007 13-3224016 022 C000007 835579 022 D000007 765393 022 A000008 DEUTSCHE BANK SECURITIES INC. 022 B000008 13-2730828 022 C000008 801077 022 D000008 741468 022 A000009 MORGAN STANLEY 022 B000009 13-2655998 022 C000009 1079211 022 D000009 427024 022 A000010 WACHOVIA SECURITIES, INC. 022 B000010 54-0796506 022 C000010 834968 022 D000010 151911 023 C000000 16548961 023 D000000 9439194 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 Y 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 077 A000000 Y 077 B000000 Y 077 C000000 N PAGE 4 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 GREAT AMERICAN INSURANCE COMPANY 080 B00AA00 TRAVELERS CASUALTY & SURETY CO. 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PAUL PAGE 5 015 C020101 MN 015 C030101 55101 015 C040101 1631 015 E010101 X 015 A000102 BANK OF NEW YORK 015 B000102 S 015 C010102 NEW YORK 015 C020102 NY 015 C030102 10286 015 C040102 0001 015 E040102 X 024 000100 Y 025 A000101 BEAR STEARNS COMMERCIAL MTGE SECURITIES 025 B000101 13-3299429 025 C000101 D 025 D000101 5961 025 A000102 CS FIRST BOSTON MTGE SECURITIES 025 B000102 13-3320910 025 C000102 D 025 D000102 15098 025 A000103 MORGAN STANLEY, DEAN WITTER CAPITAL 1 025 B000103 13-2655998 025 C000103 D 025 D000103 6453 025 A000104 MERRILL LYNCH MTGE TRUST 025 B000104 13-5674085 025 C000104 D 025 D000104 4144 025 A000105 J.P. MORGAN CHASE 025 B000105 13-3224016 025 C000105 D 025 D000105 5010 025 A000106 J.P. MORGAN CHASE COMMERCIAL MTGE SECURITIES 025 B000106 13-3224016 025 C000106 D 025 D000106 28372 025 A000107 MORGAN STANLEY MTGE LOAN TRUST 025 B000107 13-2655998 025 C000107 D 025 D000107 14256 025 A000108 LB-UBS COMMERCIAL MTGE TRUST 025 B000108 13-2518466 025 C000108 D 025 D000108 100675 025 A000109 MORGAN STANLEY CAPITAL 1 025 B000109 13-2655998 025 C000109 D 025 D000109 20395 025 D000110 0 025 D000111 0 025 D000112 0 PAGE 6 025 D000113 0 025 D000114 0 025 D000115 0 025 D000116 0 028 A010100 36467 028 A020100 7212 028 A030100 0 028 A040100 87436 028 B010100 30929 028 B020100 7120 028 B030100 0 028 B040100 92496 028 C010100 17036 028 C020100 6989 028 C030100 0 028 C040100 93960 028 D010100 19999 028 D020100 6836 028 D030100 0 028 D040100 90448 028 E010100 88183 028 E020100 6200 028 E030100 0 028 E040100 150010 028 F010100 24823 028 F020100 6618 028 F030100 0 028 F040100 65119 028 G010100 217437 028 G020100 40975 028 G030100 0 028 G040100 579469 028 H000100 83117 029 000100 Y 030 A000100 2925 030 B000100 4.75 030 C000100 0.00 031 A000100 1482 031 B000100 0 032 000100 0 033 000100 1443 034 000100 Y 035 000100 1001 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 PAGE 7 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 13395 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 1000000 048 A020100 0.520 048 B010100 1000000 048 B020100 0.495 048 C010100 1000000 048 C020100 0.470 048 D010100 3000000 048 D020100 0.445 048 E010100 3000000 048 E020100 0.420 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 9000000 048 K020100 0.395 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 2000 PAGE 8 062 A000100 Y 062 B000100 0.0 062 C000100 4.9 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 2.4 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 12.0 062 N000100 43.1 062 O000100 0.0 062 P000100 39.5 062 Q000100 2.6 062 R000100 0.1 063 A000100 0 063 B000100 17.1 064 A000100 Y 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 N 070 F020100 N 070 G010100 Y 070 G020100 Y 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y PAGE 9 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 8429907 071 B000100 9346641 071 C000100 3017024 071 D000100 279 072 A000100 12 072 B000100 141516 072 C000100 12 072 D000100 0 072 E000100 0 072 F000100 15410 072 G000100 1460 072 H000100 0 072 I000100 5270 072 J000100 340 072 K000100 502 072 L000100 0 072 M000100 24 072 N000100 111 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 43 072 S000100 0 072 T000100 13395 072 U000100 0 072 V000100 0 072 W000100 301 072 X000100 36856 072 Y000100 521 072 Z000100 105193 072AA000100 0 072BB000100 4621 072CC010100 68360 072CC020100 0 072DD010100 72912 072DD020100 30518 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 PAGE 10 073 B000100 0.0000 073 C000100 0.0000 074 A000100 2166 074 B000100 0 074 C000100 202210 074 D000100 2706251 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 1683 074 J000100 114679 074 K000100 0 074 L000100 19507 074 M000100 0 074 N000100 3046496 074 O000100 146425 074 P000100 81 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 114966 074 S000100 0 074 T000100 2785024 074 U010100 396460 074 U020100 174860 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 288986 074 Y000100 0 075 A000100 0 075 B000100 3109812 076 000100 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: October 25, 2004 Name of Registrant, Depositor, or Trustee: By (Name and Title): /s/ Jeffrey P. Fox --------------------- Jeffrey P. Fox -- Treasurer and Chief Financial Officer Witness (Name and Title): /s/ Steven A. Turbenson ------------------------ Steven A. Turbenson -- Assistant Treasurer AXP Fixed Income Series, Inc. EX-99.77B ACCT LTTR 2 ex99-77b.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm The Board of Directors and Shareholders AXP Fixed Income Series, Inc.: In planning and performing our audit of the financial statements of AXP Diversified Bond Fund (a series of AXP Fixed Income Series, Inc.) for the year ended August 31, 2004, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of AXP Fixed Income Series, Inc. is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of August 31, 2004. This report is intended solely for the information and use of management, the Board of Directors of AXP Fixed Income Series, Inc., and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP - -------------- KPMG LLP Minneapolis, Minnesota October 20, 2004 -----END PRIVACY-ENHANCED MESSAGE-----