0001127602-22-003619.txt : 20220207
0001127602-22-003619.hdr.sgml : 20220207
20220207184738
ACCESSION NUMBER: 0001127602-22-003619
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220129
FILED AS OF DATE: 20220207
DATE AS OF CHANGE: 20220207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buckminster Douglas E.
CENTRAL INDEX KEY: 0001477675
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 22598854
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: M/S 01-50-01
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2022-01-29
2022-02-01
0000004962
AMERICAN EXPRESS CO
AXP
0001477675
Buckminster Douglas E.
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Vice Chairman
Common Stock
2022-01-29
4
A
0
38034
0
A
119893.247
D
Common Stock
2022-01-29
4
F
0
20200
177.06
D
99838.22
D
Employee Stock Option (Right to Buy)
100.96
2022-01-29
4
A
0
41078
0
A
2022-01-29
2029-01-29
Common Stock
41078
41078
D
Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
Includes shares acquired pursuant to dividend reinvestment.
The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.
The original Form 4, filed on February 1, 2022, is being amended by this Form 4 amendment to include shares acquired pursuant to dividend reinvestment (as reflected in the footnote above) that were inadvertently omitted in the original filing.
/s/ Kristina V. Fink, attorney-in-fact
2022-02-07