0001127602-22-003011.txt : 20220202
0001127602-22-003011.hdr.sgml : 20220202
20220202171649
ACCESSION NUMBER: 0001127602-22-003011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220131
FILED AS OF DATE: 20220202
DATE AS OF CHANGE: 20220202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Squeri Stephen J
CENTRAL INDEX KEY: 0001326109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 22584780
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-01-31
0000004962
AMERICAN EXPRESS CO
AXP
0001326109
Squeri Stephen J
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
1
Chairman and CEO
Common Stock
2022-01-31
4
M
0
26260
86.84
A
96613
D
Common Stock
2022-01-31
4
M
0
6777
83.30
A
103390
D
Common Stock
2022-01-31
4
M
0
175000
95.52
A
278390
D
Common Stock
2022-02-01
4
M
0
59619
95.92
A
338009
D
Common Stock
2022-02-01
4
S
0
53264
176.944
D
284745
D
Common Stock
2022-02-01
4
S
0
128353
177.7074
D
156392
D
Common Stock
2022-02-01
4
S
0
26420
178.3574
D
129972
D
Common Stock
2022-02-01
4
S
0
18593
181.2231
D
111379
D
Common Stock
2022-02-01
4
S
0
22757
182.3171
D
88622
D
Common Stock
2022-02-01
4
S
0
18269
182.8139
D
70353
D
Common Stock
38750
I
by 2020 GRAT
Common Stock
137127
I
by GRAT
Common Stock
123.37
I
401(k) Trust
Employee Stock Option (Right to Buy)
86.64
2022-01-31
4
M
0
26260
0
D
2017-01-28
2024-01-28
Common Stock
26260
0
D
Employee Stock Option (Right to Buy)
83.30
2022-01-31
4
M
0
6777
0
D
2018-01-26
2025-01-26
Common Stock
6777
0
D
Employee Stock Option (Right to Buy)
95.52
2022-01-31
4
M
0
175000
0
D
2020-10-31
2024-10-31
Common Stock
175000
59619
D
Employee Stock Option (Right to Buy)
95.52
2022-02-01
4
M
0
59619
0
D
2020-10-31
2024-10-31
Common Stock
59619
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.31 to $177.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3050 to $178.2879. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.29 to $178.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.74 to $181.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.72 to $182.62. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.63 to $183.0763. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Includes shares acquired pursuant to dividend reinvestment.
Includes shares acquired pursuant to dividend reinvestment.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
/s/ Kristina V. Fink, attorney-in-fact
2022-02-02