0001127602-22-003011.txt : 20220202 0001127602-22-003011.hdr.sgml : 20220202 20220202171649 ACCESSION NUMBER: 0001127602-22-003011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Squeri Stephen J CENTRAL INDEX KEY: 0001326109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 22584780 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-01-31 0000004962 AMERICAN EXPRESS CO AXP 0001326109 Squeri Stephen J 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 1 Chairman and CEO Common Stock 2022-01-31 4 M 0 26260 86.84 A 96613 D Common Stock 2022-01-31 4 M 0 6777 83.30 A 103390 D Common Stock 2022-01-31 4 M 0 175000 95.52 A 278390 D Common Stock 2022-02-01 4 M 0 59619 95.92 A 338009 D Common Stock 2022-02-01 4 S 0 53264 176.944 D 284745 D Common Stock 2022-02-01 4 S 0 128353 177.7074 D 156392 D Common Stock 2022-02-01 4 S 0 26420 178.3574 D 129972 D Common Stock 2022-02-01 4 S 0 18593 181.2231 D 111379 D Common Stock 2022-02-01 4 S 0 22757 182.3171 D 88622 D Common Stock 2022-02-01 4 S 0 18269 182.8139 D 70353 D Common Stock 38750 I by 2020 GRAT Common Stock 137127 I by GRAT Common Stock 123.37 I 401(k) Trust Employee Stock Option (Right to Buy) 86.64 2022-01-31 4 M 0 26260 0 D 2017-01-28 2024-01-28 Common Stock 26260 0 D Employee Stock Option (Right to Buy) 83.30 2022-01-31 4 M 0 6777 0 D 2018-01-26 2025-01-26 Common Stock 6777 0 D Employee Stock Option (Right to Buy) 95.52 2022-01-31 4 M 0 175000 0 D 2020-10-31 2024-10-31 Common Stock 175000 59619 D Employee Stock Option (Right to Buy) 95.52 2022-02-01 4 M 0 59619 0 D 2020-10-31 2024-10-31 Common Stock 59619 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.31 to $177.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3050 to $178.2879. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.29 to $178.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.74 to $181.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.72 to $182.62. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.63 to $183.0763. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Includes shares acquired pursuant to dividend reinvestment. Includes shares acquired pursuant to dividend reinvestment. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Kristina V. Fink, attorney-in-fact 2022-02-02