0001127602-22-002851.txt : 20220201 0001127602-22-002851.hdr.sgml : 20220201 20220201204054 ACCESSION NUMBER: 0001127602-22-002851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220129 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckminster Douglas E. CENTRAL INDEX KEY: 0001477675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 22581086 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: M/S 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-01-29 0000004962 AMERICAN EXPRESS CO AXP 0001477675 Buckminster Douglas E. 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Vice Chairman Common Stock 2022-01-29 4 A 0 38034 177.06 A 119893.247 D Common Stock 2022-01-29 4 D 0 20200 177.06 D 99693.247 D Employee Stock Option (Right to Buy) 100.96 2022-01-29 4 A 0 41078 0 A 2022-01-29 2029-01-29 Common Stock 41078 41078 D Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period. /s/ Kristina V. Fink, attorney-in-fact 2022-02-01