0001127602-21-019705.txt : 20210611
0001127602-21-019705.hdr.sgml : 20210611
20210611153356
ACCESSION NUMBER: 0001127602-21-019705
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210609
FILED AS OF DATE: 20210611
DATE AS OF CHANGE: 20210611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joabar Raymond
CENTRAL INDEX KEY: 0001788395
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 211011123
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-06-09
0000004962
AMERICAN EXPRESS CO
AXP
0001788395
Joabar Raymond
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Grp. Pres., GMNS
Common Stock
2021-06-09
4
M
0
10000
65.43
A
22234
D
Common Stock
2021-06-09
4
S
0
10000
164.03
D
12234
D
Common Stock
240.4
I
By 401(k)
Common Stock
2818
I
by Spouse
Employee Stock Option (Right to Buy)
65.43
2021-06-09
4
M
0
10000
0
D
2020-04-29
2026-04-29
Common Stock
10000
0
D
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of the net shares acquired from this exercise.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.01 to $164.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
Includes shares acquired pursuant to dividend reinvestment.
/s/ Kristina V. Fink, attorney-in-fact
2021-06-11