0001127602-21-019705.txt : 20210611 0001127602-21-019705.hdr.sgml : 20210611 20210611153356 ACCESSION NUMBER: 0001127602-21-019705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joabar Raymond CENTRAL INDEX KEY: 0001788395 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 211011123 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-06-09 0000004962 AMERICAN EXPRESS CO AXP 0001788395 Joabar Raymond 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Grp. Pres., GMNS Common Stock 2021-06-09 4 M 0 10000 65.43 A 22234 D Common Stock 2021-06-09 4 S 0 10000 164.03 D 12234 D Common Stock 240.4 I By 401(k) Common Stock 2818 I by Spouse Employee Stock Option (Right to Buy) 65.43 2021-06-09 4 M 0 10000 0 D 2020-04-29 2026-04-29 Common Stock 10000 0 D The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of the net shares acquired from this exercise. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.01 to $164.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Includes shares acquired pursuant to dividend reinvestment. /s/ Kristina V. Fink, attorney-in-fact 2021-06-11