0001127602-21-002896.txt : 20210128 0001127602-21-002896.hdr.sgml : 20210128 20210128175258 ACCESSION NUMBER: 0001127602-21-002896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210126 FILED AS OF DATE: 20210128 DATE AS OF CHANGE: 20210128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Anre D CENTRAL INDEX KEY: 0001303170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 21566733 MAIL ADDRESS: STREET 1: ILLINOIS TOOL WORKS INC. STREET 2: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-26 0000004962 AMERICAN EXPRESS CO AXP 0001303170 Williams Anre D 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Group Pres., GMNS Common Stock 2021-01-26 4 A 0 14507 121.15 A 78091.661 D Common Stock 2021-01-26 4 F 0 6065 121.15 D 72026.661 D Common Stock 10.24 I by 401(k) Trust Employee Stock Option (Right to Buy) 97.98 2021-01-26 4 A 0 14507 0 A 2021-01-26 2028-01-26 Common Stock 14507 14507 D Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021. /s/ Kristina V. Fink, attorney-in-fact 2021-01-28