0001127602-21-002840.txt : 20210128
0001127602-21-002840.hdr.sgml : 20210128
20210128171836
ACCESSION NUMBER: 0001127602-21-002840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210126
FILED AS OF DATE: 20210128
DATE AS OF CHANGE: 20210128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buckminster Douglas E.
CENTRAL INDEX KEY: 0001477675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 21566390
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: M/S 01-50-01
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-01-26
0000004962
AMERICAN EXPRESS CO
AXP
0001477675
Buckminster Douglas E.
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Grp Pres, Glb Consumer Svcs
Common Stock
2021-01-26
4
A
0
18237
121.15
A
100148.349
D
Common Stock
2021-01-26
4
F
0
8486
121.15
D
91662.349
D
Common Stock
13924.95
I
401(k) Trust
Employee Stock Option (Right to Buy)
97.98
2021-01-26
4
A
0
18237
0
A
2021-01-26
2028-01-26
Common Stock
18237
18237
D
Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
Includes shares acquired pursuant to dividend reinvestment.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021.
/s/ Kristina V. Fink, attorney-in-fact
2021-01-28