0001127602-21-000771.txt : 20210105 0001127602-21-000771.hdr.sgml : 20210105 20210105173059 ACCESSION NUMBER: 0001127602-21-000771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS JR CHARLES E CENTRAL INDEX KEY: 0001236185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 21507360 MAIL ADDRESS: STREET 1: 113 WEST 88TH STREET CITY: NEW YORK STATE: NY ZIP: 10024 FORMER NAME: FORMER CONFORMED NAME: PHILLIPS CHARLES E JR DATE OF NAME CHANGE: 20030527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0000004962 AMERICAN EXPRESS CO AXP 0001236185 PHILLIPS JR CHARLES E C/O AMERICAN EXPRESS COMPANY NEW YORK NY 10285-5001 1 Share Equivalent Units 2020-12-31 4 A 0 71.475 0 A Common Stock 71.475 71.475 D Each Share Equivalent Unit reflects the value of one common share. The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. The Share Equivalent Units are convertible immediately and have no expiration date. Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. /s/ Kristina V. Fink, attorney-in-fact 2021-01-05