0001127602-20-002774.txt : 20200130 0001127602-20-002774.hdr.sgml : 20200130 20200130180445 ACCESSION NUMBER: 0001127602-20-002774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200128 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORDON MARC D CENTRAL INDEX KEY: 0001202527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 20562644 MAIL ADDRESS: STREET 1: 7075 FLYING CLOUD DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-01-28 0000004962 AMERICAN EXPRESS CO AXP 0001202527 GORDON MARC D 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Chief Information Officer Common Stock 2020-01-28 4 A 0 13073 132.45 A 43658.839 D Common Stock 2020-01-28 4 F 0 5394 132.45 D 38264.839 D Employee Stock Option (Right to Buy) 77.43 2020-01-28 4 A 0 13073 0 A 2020-01-28 2027-01-28 Common Stock 13073 13073 D Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Includes shares acquired pursuant to dividend reinvestment. The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020. /s/ Tangela S. Richter, attorney-in-fact 2020-01-30