0001127602-19-020229.txt : 20190530 0001127602-19-020229.hdr.sgml : 20190530 20190530150952 ACCESSION NUMBER: 0001127602-19-020229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190528 FILED AS OF DATE: 20190530 DATE AS OF CHANGE: 20190530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seeger Laureen CENTRAL INDEX KEY: 0001357325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 19866210 MAIL ADDRESS: STREET 1: C/O MCKESSON CORPORATION STREET 2: ONE POST STREET - 33RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-05-28 0000004962 AMERICAN EXPRESS CO AXP 0001357325 Seeger Laureen C/O AMERICAN EXPRESS COMPANY 200 VESEY STREET NEW YORK NY 10285-5001 1 Chief Legal Officer Common Stock 2019-05-28 4 M 0 29381 55.09 A 80374.765 D Common Stock 2019-05-28 4 S 0 11864 118.56 D 68510.765 D Common Stock 2019-05-28 4 S 0 17517 119.70 D 50993.765 D Common Stock 2019-05-28 4 S 0 9206 119.72 D 41787.765 D Common Stock 2019-05-28 4 S 0 5997 118.59 D 35790.765 D Employee Stock Option (Right to Buy) 55.09 2019-05-28 4 M 0 29381 0 D 2019-01-26 2026-01-26 Common Stock 29381 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.22 to $119.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.21 to $120.06. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.19 to $120.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.24 to $119.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 24, 2019. /s/ Tangela S. Richter, attorney-in-fact 2019-05-30